All Managers Parent (Code):: Code for the ultimate parent of manager.
Different description, same code same definition:: All Managers, inc. Int'l Co-Managers (Code): SDC code for all managers (Agent, Co-Agents, Lenders/Participants) will be displayed across the report page.
Different description, same code same definition:: All Managers, inc. Int'l Co-Managers (Code): SDC code for all managers (Agent, Co-Agents, Lenders/Participants) will be displayed across the report page.
Different description, same code same definition:: All Managers, exc. Book Manager (Codes on One Line): SDC codes of all managers of an issue excluding book managers(s), listed on one line (40 characters wide). Syndicated Loans: SDC codes of Agent and Co-Agent banks, excluding the book manager(s).
Amount Filed - in this Mkt (Host Mil, this Mkt):: The domestic amount filed at original filing, in host currency millions. On common stock issues, this data item = original domestic shares filed (SHFIL) X original mid file price (MFILE).
Block Trade/ Accelerated Book Built Eligible Flag:: A flag that allows for the inclusion of all block trades and accelerated bookbuilt offerings where the shares are 100% secondary and proceeds are greater than US$25 million. This flag only applies to non-US transactions.
CDO Subtype:: Issue has an asset type of high yield bonds, corporate loans, investment grade bonds, preferred stock or structured finance credit. A CDO is a structured fixed security with cash flows linked to the performance of debt instruments.
Co-Managers (Co-Leads on Non-US Issues)(Codes):: Thomson Reuters codes identifying co-managers of issue. Syndicated Loans: Thomson Reuters codes for Co-Agents (Tier 2) and Participants/Lenders (Tier 3)
Contingent Conversion Trigger Flag::A flag that identifies a convertible bond product where investors can only elect to convert if the stock price exceeds some multiple of the conversion price. Convertible bonds with only a downside contingent conversion feature are not captured by this flag and are tracked in the bond database.
Co-Agents (Codes):: Thomson Reuters codes identifying the Co-Agents of issue, Co-Agents (Tier 2) and Participants (Tier 3).
Current Amount Filed - sum of all Mkts (host mil):: Most recent global dollar amount filed, expressed in host currency millions. Researched for all Issues in Registration filed since 01/01/96.
Current Amount Filed - in this Mkt (host mil):: Most recent domestic amount filed, expressed in host currency millions. Researched for all Issues in Registration filed since 01/01/96.
Dates:: Expected Offer Date: Expected offering date of issue in registration. This date comes directly from the syndicate desk at the book manager firm.
Issue Date/Offer Date/Placement Date:: For equity, equity-related, and debt issues, the pricing date of the issue. For syndicated loans, the announcement date of the transaction.
Dates Postponed:: Date that the issue was postponed (if applicable). Applies only to Issues in Registration databases.
Deal Size as a Percent of Market Cap:: Deal size as a percent of the total dollar market value of all of a company's outstanding shares. Calculated as (RANK1_OVERALLOT_TOTDOLAMT / MKTVALUEPF_PROS) * 100
Denominations Currency:: Currency of the denomination; the minimum amounts of an advance the borrower may take for any base rate/interest index.
Preferred Stock Dividend per Share ($):: Annual dividends paid, in dollars. Applies only to Preferred Stock issues.
Preferred Stock Dividend per Share (Host):: Annual dividends paid, in the currency of issue. Applies only to Preferred Stock issues.
Dollar Premium per Share or Bond (%):: Calculated as: Bond Price - (Shares per bond x Common Stock Price)
Exch Conversion Ratio:: Relationship that determines how many shares of common stock will be received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Exchange Ratio Max:: Relationship that determines the maximum amount of shares of common stock received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Exchange Ratio Min:: Relationship that determines the minimum amount of shares of common stock received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Accounting Fees & Expenses ($):: Fees and expenses of the offering, in US dollars. Applies only to US New Issues databases.
Expenses:: Legal Fees & Expenses ($): Legal fees and expenses of the offering, in US dollars. Applies only to US New Issues databases.
Miscellaneous Fees & Expenses ($):: Miscellaneous fees and expenses of the offering, not accounted for in the other fee categories. Applies only to US New Issues databases.
Expenses:: Printing & Engraving Expenses ($): Printing and engraving expenses of the offering, in US dollars. Applies only to US New Issues databases.
Expenses:: Rating Agency Fees ($): Rating agency fees and expenses of the offering, in US dollars. Applies only to US New Issues databases.
Expenses:: Trustees Fees & Expenses ($): Trustee fees and expenses of the offering, in US dollars. Applies only to US New Issues databases.
Fees:: Total Global Gross Spread (US$ mil): Total global manager's fee, expressed in millions of Dollars. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC).
Underwriting Fee (US Mil):: Portion of underwriting fee, expressed in millions of dollars, to be paid to the lead and co-managers who were part of the purchasing group.
Middle File Price:: Middle price, in the original filing price range, at which the issuer expects securities to be offered. In a secondary offering, the mid file price equals the low and high file prices (LFILE=MIDFILE=HFILE = the last common stock sale price on or before original filing date). MFILE applies only to common stock issues.
Financial Advisor (Code):: IFR - Thomson Reuters code of financial advisor of issue. Applies only to UK New Issues database.
Book Value per Share After Offer:: Common equity (book value) after offer divided by shares outstanding after offer, displayed in US dollars.
Book Value per Share Before Offer:: Common equity (book value) before offer divided by shares outstanding before offer, displayed in US dollars.
Common Equity as % of Capitalization:: Common equity expressed as a percent of capitalization, after the offering. Capitalization is total debt (short-term, long-term, subordinated and convertible) plus common equity, preferred equity and minority interests.
Common Equity as % of Capitalization, exc. STD:: Common equity expressed as a percent of capitalization, excluding short term debt. Capitalization, excluding short term debt, is the sum of long-term, subordinated and convertible debt plus common equity, preferred equity and minority interests.
EPS Growth Over Five Years (%):: Earnings per share (EPS) growth rate over the last five fiscal years after the offering. The EPS ratio is calculated by taking the company's earnings and dividing by the number of shares outstanding. EPSGROWTH is calculated as follows: [((EPS - EPS5) / EPS5) * 100].
EPS Five Years Prior:: Earnings per share (EPS) five fiscal years prior to the offering.
EPS Three Years Prior:: Earnings per share (EPS) three fiscal years prior to the offering.
EPS Two Years Prior:: Earnings per share (EPS) two fiscal years prior to the offering.
High Price Last 52 Weeks:: The highest of all the intra-trading day highs during the preceding 52 weeks, in host currency.
Market Value After Offer from Prospectus (US$ mil):: According to the outstanding shares on the prospectus, market value after offer from prospectus is calculated as: Shares Outstanding After Offering from Prospectus (OUTSTANDINGPF_PROS) x Offer Price (P), expressed in millions of dollars.
Preferred Equity ($ Mil):: Total preferred equity outstanding at liquidation value after offering, in millions of dollars.
Total Assets Before Offering ($ Mil):: Total balance sheet assets, including current assets, long-term investments and funds, net fixed assets, intangible assets and deferred charges, before the offering, in millions of dollars. Equals total liabilities plus shareholders' equity plus minority interest.
Global Coordinators (Codes Listed Down the Page):: Thomson Reuters codes for all the global coordinators of an offering, listed down. When the issuer is offering shares in several markets across borders, one of the lead managers may be appointed to co-ordinate the entire offering, and is known as the global coordinator.
International Co-Managers (selling group on non-US issues)(Code):: Fixed Income and Equity - Thomson Reuters codes identifying the members of the selling group of an issue . The selling group is comprised of the lead, co-managers and syndicate members. Applies only to non-US New Issues Fixed Income and Equity databases.
INTL Marketplace Flag (Y/N):: Set to Y when the transaction meets the following criteria: Includes all international and cross border, non-convertible debt and non-convertible preferred stock transactions. Including Euro bonds, foreign bonds, Yankee bonds and global transactions. Excludes all International certificates of deposit and deposit notes. Includes International Bank Notes. Excludes all global Asset-backed and Mortgage-backed transactions with an issuer nation of the United States. This data item only applies to SDC Platinum™ Standard International Bond League Table Sessions (J, K, L, N and O sessions). Criteria Description Platinum Code Applicable Databases Foreign & International ED, EP Exclude convertible deals CVT EP Yankee Bonds FMCOD M, D, P, R144D, R144D Global Bonds GLOBAL_BOND M, D, P, R144D, R144P Exclude US ABS & MBS MTGTYPC and NATC M, P, R144D, R144P Exclude CDs & Deposit Notes SECUR ED, EP, M, D, P, R144D, R144P
Japanese Third Party Allotment:: Allotted Company Cusip: Cusip of companies receiving 3rd party allotment shares. Applies only to Japanese New Issues database.
Islamic Financing Flag (Y/N):: A yes/no flag to indicate that a Loan or Bond is classified as Islamic Financing.
Issuer/Borrower 6-digit CUSIP:: The 6-digit CUSIP of the issuer or borrower. The CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Issuer/Borrower All NAIC (Code):: A list of all North American Industry Classification System (NAICS) codes assigned to the issuer/borrower.
Issuer/Borrower All SIC (Codes on One Line):: Standard Industrial Classification (SIC) codes for the issuer or borrower. A separate SIC code is assigned to each line of business in which a company is involved. The first SIC code listed is the primary SIC code, which indicates the primary line of business for the issuer or borrower based on revenues. Up to ten SIC codes will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer/Borrower Business Description, Full (UPPER CASE):: Description of the issuer/borrower company business, searched using full text, ALL CAPS.
Issuer/Borrower High Tech Industry (Codes):: Thomson Reuters code of the high tech industry in which the issuer or borrower is involved as its primary line of business (if applicable). These distinctions are more detailed than what is available through the Standard Industrial Classification (SIC) Codes.
Issuer/Borrower Immediate Parent's 6-digit CUSIP:: 6-digit CUSIP of issuer's immediate parent. The CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Issuer/Borrower M&A Industry (Code):: Code for the industry sector(s) of the target in a related M&A transaction.
Issuer/Borrower Macro Industry (Code):: Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Mid Industry (Code):: Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Issuer/Borrower Nation (Code):: Nation code where issuer/borrower is located (e.g. US).
Issuer/Borrower Nation Region (Code):: Nation region code where issuer/borrower is located (e.g. LA).
Issuer/Borrower Primary NAIC (Code):: Primary North American Industry Classification System (NAICS) code assigned to issuer/borrower.
Issuer/Borrower Primary NAIC Industry (Code):: Primary North American Industry Classification System (NAICS) industry associated with primary NAICS code of issuer/borrower.
Issuer/Borrower Primary SIC (Code):: Primary Standard Industrial Classification (SIC) code for the issuer or borrower. A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer/Borrower SDC Industry (Code):: Thomson Reuters code of the issuer or borrower's primary industry, based on primary SIC Code (e.g. MA).
Issuer/Borrower State (Code):: State code where the issuer or borrower is located.
Issuer/Borrower State of Incorporation (Code):: State code where the issuer or borrower was incorporated at the time of the offering (e.g. DE).
Issuer/Borrower Ticker Symbol:: Symbol for issuer/borrower stock on its primary exchange at the time of issue.
Issuer/Borrower Ultimate Parent NAIC (Code):: A list of all North American Industry Classification System (NAICS) codes assigned to the ultimate parent of issuer/borrower.
Issuer/Borrower Macro Industry (Code):: Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Mid Industry (Code):: Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Issuer/Borrower Ultimate Parent Primary NAIC (Code):: Primary North American Industry Classification System (NAICS) code assigned to the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent Primary NAIC Description:: A description of the main North American Industry Classification System (NAICS) code assigned to the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent Primary NAIC Industry (Code):: Primary North American Industry Classification System (NAICS) industry code associated with primary NAICS code of the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent Primary NAIC Industry Description:: Primary North American Industry Classification System (NAICS) industry description associated with primary NAICS code of the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent's 6-digit CUSIP:: The 6-digit CUSIP of the issuer's/borrower's ultimate parent. The CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Issuer/Borrower Ultimate Parent's Nation (Code):: Nation code where issuer's/borrower's ultimate parent is located.
Issuer/Borrower Ultimate Parent's Nation Region (Code):: Nation region code where issuer's/borrower's ultimate parent is located.
Issuer/Borrower Ultimate Parent's Primary SIC (Code):: Primary Standard Industrial Classification (SIC) code for the issuer's/borrower's ultimate parent. A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer/borrower based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer/Borrower Ultimate Parent's Public Status (Code):: SDC code indicating the public status of the issuer's/borrower's ultimate parent.
Issuer/Borrower Ultimate Parent's SEDOL:: An identification code, consisting of seven alphanumeric characters, that is assigned to the ultimate parent of a company on the London Stock Exchange and on other smaller exchanges in the U.K
Issuer/Borrower Ultimate Parent's Ticker Symbol at Offering:: Trading symbol for issuer's/borrower's ultimate parent's common stock.
Issuer's Law Firm State:: State where issuer's law firm is located.
Issuer's/Borrower's Auditor (Code):: Short Name of Auditor of the issuer's/borrower's most recent financial statements, as available in the prospectus. Syndicated Loans: Available in the SEC filings.
Issuer's/Borrower's Law Firm (Code):: SDC code of issuer's/borrower's law firm.
Japanese IPO Primary & Secondary:: IPO Opening Price: First market price after IPO. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary:: Lower Bound of Bookbuilding IPO: Lower bound of bookbuilding. Offer Price should be determined between upper bound and lower bound. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary:: No. Successful Bid Shares Offered: Number of shares successfully bid on IPO primary/secondary shares. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary:: Upper Bound of Bookbuilding IPO: Upper bound of bookbuilding. Offer Price should be determined between upper bound and lower bound. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer:: Lowest Bid (Host): The lowest price of all bids for IPO primary offer. Only applied to Japanese IPO by Bid method.
Japanese IPO Primary Offer:: Total Number of Shares Offered: Total number of IPO primary shares offered. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer:: Number of Underwriters: Number of securities companies in the syndicate underwriting an IPO Secondary share offering. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer:: Total Number of Shares Offered: Total number of IPO secondary shares offered. Applies only to Japanese New Issues database.
Japanese Issues:: Chief Commission Bank (Code): A chief commission bank is an institution required to protect the interests of investors in the event an issuer defaults on the interest and principal of the bond.
Japanese Issues:: Credit Enhancement (Code): Credit enhancement type of asset backed Securities.
Japanese Issues:: Depositary Bank (Code): For private bonds and Government Guaranteed Bond of Small Business Promotion Corp, a Depositary Bank is set up in lieu of Commissioned Company. And also for ABS deals, a Depositary Bank is set up if the securities are backed by trust beneficiary rights.
Japanese Issues:: Other Special Clause (Code): Code identifying any special feature of this issuance which cannot be covered by other data items. For example, Limited Recourse, Subordinated Clause, Exchangeable into Equities, Extendible Maturity, etc..
Japanese Issues:: Overseas SPC Cusip: Cusip for overseas special purpose company of asset backed securities.
Japanese Issues:: Security Type (Code): Codes for Type of Security. (e.g., 11: Straight Bonds, 12: Convertible Bonds, 13: Bonds with Warrants)
Japanese Issues:: Amount of Proceeds to be Used (Host mil): Amount of proceeds from the offering that will be used.
Japanese Issues:: Announcement Date: The date the deal was announced.
JGB Number:: Number of the Japanese government bond off of which the bond is priced. Applies only to Japanese New Issues database.
JGB Spread:: Number of basis points above or below the Japanese government bond off of which the bond is priced. Applies only to Japanese New Issues database.
Japanese Issues:: Number of Public Offer Shares Underwritten: Number of Public Offer shares that are underwritten. Applies only to Japanese New Issues database.
Japanese Issues:: Number of Rights Shares Underwritten: Number of rights shares that are underwritten.
Japanese Issues:: Offer Method (Code): Code indicating the offer type of this issue. Applies only to Japanese New Issues database. 11: Public Offering—Post-IPO offering of new shares. 12: IPO By Bid, Primary only—Initial public offering of new shares in which at least 50% of shares offered are priced by competitive bid among investors. 13: Third Party Allotment—Offering of new shares to relationship companies which are not existing shareholders. Third party offers are not underwritten. 14: IPO By Bid, Secondary only—Initial public offering of existing shares by shareholders in which at least 50% of the shares offered are priced by competitive bid among investors. 15: IPO By Bid, Primary and Secondary—Initial public offering made by the bid method which includes both primary and secondary shares. 16: Rights Issue—Offering of new shares to existing shareholders only. 17: IPO By Bookbuilding, Primary only—Initial public offering of new shares in which pricing is done by demand survey among investors. 18: IPO By Bookbuilding, Secondary only—Initial public offering of existing shares by shareholders in which pricing is done by demand survey of investors. 19: IPO By Bookbuilding, Primary and Secondary –Initial public offering of both new shares and existing shares in which pricing is done by demand survey among investors.
Japanese Issues:: Registered Bond Number: ID number of Japanese Domestic Non-Convertible/Convertible Debt deals. Applies only to Japanese New Issues database.
Japanese Issues:: Registered Stock Number: ID number of JPC deal information. Applies only to Japanese New Issues database.
Japanese Issues:: Stock Price Used for Pricing: Closing price of the share on pricing day. Offer price is determined as discounted market price. Applies only to Japanese New Issues database.
Japanese Issues:: Stock Type (Code): Type of stock. (e.g. Common Stock with Par Value). Applies only to Japanese New Issues database.
Japanese Issues:: Total Fee Paid to This Underwriter (Host): Total fee amount paid to this underwriter. Applies only to Japanese Issues databases.
Japanese Issues:: Type of Capitalized Issue (Code): Code indicating the type of capitalized shares. Applies only to Japanese Issues databases.
Japanese Issues:: Type of Primary Issue (Code): Code indicating the type of shares offered in IPO Primary offering. (e.g. 112—Registered Par Value Common Stock). Applies only to Japanese New Issues database.
Japanese Issues:: Underwriting Type (Code): Code indicating the type of underwriting such as Straight Underwriting, Stand-by Underwriting, and 3rd Party Allotment. Applies only to Japanese Issues databases.
Japanese Issues:: Value of Non-IPO Secondary Shares Underwritten (Host): JPY value of Non-IPO secondary shares underwritten by each syndicate member. It equals to "Number of Non-IPO Secondary Shares Underwritten" x "Offer Price". Applies only to Japanese Issues databases.
Japanese Non-IPO Issue:: Amount (Host): Total amount of Non-IPO secondary offer, in host currency. Applies only to Non-IPO secondary offer.
JBRI Rating Number:: Japanese Bond Research Institute rating number (e.g. 675). Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Application End date: Date on which application for third party allotment shares ends. Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Application Start Date: Date on which application for third party allotment shares begins. Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Number of Shares Offered: Number of shares offered for third party allotment. Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Payment Date: Payment date of third party allotment. Applies only to 3rd party allotment deals.
Japanese Third Party Allotment:: Total Amount (Host): Amount raised from the sale of third party allotment shares. Applies only to Japanese New Issues database.
Amount Raised by Warrant in Host Currency (mil):: For bonds with attached warrants, the total principal amount (in millions host currency) raised by the issuance of the attached warrants.
Last Reported Common Stock Sale Price Prior to Offer:: As disclosed in the prospectus, the last bid price for the common stock issue prior to offer date.
Stock Exchange Code:: Code indicating primary stock exchange on which issuer's/borrower's common stock trades (e.g. N).
Loan Manager's Role (Codes Listed Down the Page):: Thomson Reuters code for the roles of managers (Agents, Co-Agent, Lenders/Participants). Role is displayed as codes listed down the page.
Manager's/Agent's Law Firm (Code):: SDC code of manager's/agent's law firm.
Maturity:: Final Maturity Date (mm/dd/yyyy): The latest possible maturity date of the bond or preferred stock. If the loan is extendable, that number of years is added to the maturity to become the final maturity (e.g. 03/23/2023).
Multi Currency Flag (Y/N):: Indicates when there are different currencies within multi-tranche deals.
Mutual to Stock Conversion Type (Code):: Code indicating the type of mutual to stock conversion (i.e. Savings & Loan or Insurance ).
Number of Days from IPO to Acquisition Announcement:: Difference in number of days between Issue Date (D) of an IPO and the Announcement Date (DA) of a related M&A transaction.
Number of Global Coordinators:: The total number of global coordinators participating in the transaction. When the issuer is offering shares in several markets across borders, one of the lead managers may be appointed to co-ordinate the entire offering, and is known as the global coordinator.
Number of Lead Managers:: The number of lead manager(s) of the issue (Agent banks for Syndicated Loans/Placement Agents for private placements). See also NUMAMGR, NUMMGR, NUMBOOKS, NUMCOLEADS. Syndicated Loans: Number of Tier 1 Agents in a loan.
Number of Lead, Co-Lead & Co-Managers:: The number of lead, co-lead and co-managers of the issue. See also NUMAMGR, NUMMGR, NUMBOOKS, NUMLEADS. Syndicated Loans: Number of Co-Agents: Total number of Co-Agents (Tier 2) in a loan.
Number of Managers, exc. International Co-Managers:: The number of managers excluding international co-managers, of the issue. See also NUMAMGR, NUMBOOKS, NUMLEADS, NUMCOLEADS. Syndicated Loans: Number of Agents and Co-Agents on loan.
Number of Managers, inc. International Co-Managers:: The number of managers, including international co-managers, of the issue. See also NUMMGR, NUMBOOKS, NUMLEADS, NUMCOLEADS. Syndicated Loans: Number of Agents/Managers: Total number of managers on loan.
Number of Shares Allotted to Managers, incl. Syndicate members:: Number of shares allotted to managers, including syndicate members, according to final prospectus.
Number of Shares Subject to Lockup:: The number of shares eligible for sale upon expiration of the lockup agreement and/or restriction period. Many of these restricted securities will be subject to Rule 144 volume limitations when sold. Lock shares are also known as shares eligible for sale or the number of shares eligible for sale upon expiration of the underwriters lockup agreement and/or restriction period. The restriction period is generally referring to SEC Rule 144 pertaining to insider selling. Typically the shares in question will be the "restricted securities", simply defined as securities acquired directly or indirectly from the issuer or an affiliate in a transaction not involving any public offering. The restricted securities are normally the shares outstanding minus the "freely tradable" securities, not including the shares covered in the over-allotment agreement. The shares floated in the public offering are obviously freely tradable. Shares outstanding include all classes of common stock. The following list further defines what Thomson is using to calculate Shares Eligible for Sale: Warrants, Options and Convertible Preferred Securities are not included. All classes of Common Stock, (Class A, Class B, etc.), are included. Shares are adjusted for follow-on offerings, mergers and acquisitions, & underwriters' early release, and stock splits.
Offer Price:: Price per share or bond at which the security is offered to the public. For equity it is expressed in local currency units per share, while for debt it is expressed as a percentage of face value.
Outstanding Amount ($ mil):: The amount of the deal that has not been redeemed.
Overallotment Shares Sold This Market:: Overallotment shares sold in this market. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Participant Role:: Participant roles are the depositor, servicer or collateral manager. A depositor sells the mortgage loans to the issuing entity. A servicer is the organization which collects principal and interest payments from borrowers and manages their escrow accounts. A collateral manager, is responsible for the assets pledged, in case of credit default.
Listing:: Primary Exchange of Issuer's/Borrower's Stock (Code): Code indicating primary stock exchange on which issuer/borrower's common stock trades (e.g. N).
Principal Amount per Book Manager - in this Mkt ($ Mil):: Principal domestic amount, in millions of dollars, credited to each book manager on the issue. This data item equals the domestic principal amount of issue (AMT) divided by the number of book managers on the issue (NUMBOOKS).
Principal Amount per Tranche ($ Mil, this Mkt):: Domestic principal amount of issue, per tranche, in millions of dollars. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the global principal amount of issue. On syndicated loans, it is the Tranche amount in millions of US dollars.
Proceeds Amount inc. Overallotment Sold - sum of all Mkts (AU$ Mil):: Total proceeds amount for the entire transaction plus overallotment amount (or green shoe) sold, in millions of dollars (AU$ Mil). This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction.
Proceeds Amount Inc. Over Sold in this Market (YEN mil):: Proceeds amount of the issue in this market plus Over Sold in this Market for this market, in millions of yen.
Proceeds Amount Inc. Over Sold-in this Market (EURO mil):: Proceeds amount of the issue in this market plus Over Sold in this Market for this market, in millions of Euros.
Proceeds Amount Inc. Over Sold-in this Market (STG mil):: Proceeds amount of the issue in this market plus Over Sold in this Market for this market, in millions of pounds.
Proceeds Amount per Book Runner This Market:: Proceeds, in Euros, in this market allocated to the Bookrunner per tranche.
Proceeds Amount per Book Runner This Market (US$ mil):: Proceeds, in millions of US dollars, in this market allocated to the Bookrunner per tranche.
Proceeds Amount plus Overamount per Book Runner this Market:: Proceeds in Euros, including overallotment, allocated to the Bookrunner per tranche.
Proceeds Amount plus Overamt per Book Runner All Markets:: Proceeds in Euros, including overallotment, allocated to the Bookrunner per deal (sum of all tranches).
Proceeds Amount plus Overamt per Book Runner All Markets (US $mil):: Proceeds in US dollars, including overallotment, allocated to the Bookrunner per deal (sum of all tranches).
Proceeds Amount per Book Runner All Mkts:: Proceeds in Euros, excluding overallotment, allocated to the Bookrunner per deal (sum of all tranches).
Proceeds Amount per Book Runner All Mkts (US $mil):: Proceeds in millions of US dollars, excluding overallotment, allocated to the Bookrunner per deal (sum of all tranches).
Ratings:: Fitch Long Term Debt Rating: Fitch Long Term Debt Rating of the company at the time of closing. The rating system: AAA AA+,AA,AA- A+,A,A- BBB+,BBB,BBB- BB+,BB,BB- B+,B,B- CCC+,CCC,CCC- CC C DDD DD
Moodys Rating:: The issue's rating from the Moodys agency at time of offering. Ratings range from Aaa, the highest, to Ca, the least credit worthy.
Moodys Rating for Outstanding Senior Debt:: Moodys rating of outstanding senior debt of issuer at time of program. Applies only to MTN Programs database.
Ratings:: S&P Rating for Outstanding Senior Debt: Standard and Poors rating of outstanding senior debt of issuer at time of program. Applies only to MTN Programs database.
Red Chip Companies Flag:: Retrieves deals where the Issuer or Borrower in a transaction is a red chip company. Red Chip companies are companies incorporated outside of mainland China and listed in the Hong Kong Stock Exchange. These entities are included in the Hang Seng China-Affiliated Corporations Index.
Related Deal Number:: Unique nine digit number assigned to a related transaction in Thomson Reuters Deals databases.
Related LBO Deal:: Announcement Date: The date the deal was announced. If issue is related to a leveraged buyout (LBO), this data item stores the announcement date of the LBO transaction.
Related LBO Deal:: Deal Value ($ Mil): Value of the transaction in millions of dollars. If issue is related to a leveraged buyout (LBO), this data item stores the value, in millions of dollars, of the LBO transaction.
Related LBO Deal:: Effective Date: Date when the entire transaction is completed and effective. In a two-step transaction this is the date when the second-step merger is completed. If issue is related to a leveraged buyout (LBO), this data item stores the effective (completion) date of the LBO transaction.
Related LBO Deal:: Investor (Name): Name of investors, which are part of the acquiring group. If issue is related to a leveraged buyout (LBO), this data item stores the investor names of the LBO transaction.
Related LBO Deal:: SDC Deal Number: Unique nine digit number assigned to every individual transaction. If issue is related to a leveraged buyout (LBO), this data item stores the SDC deal number of the LBO transaction
Related M&A Acquiror 6-digit CUSIP:: A 6-character unique identifier assigned to the Acquiror of the related M&A deal. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory. If a CUSIP has not been assigned Thomson Reuters will estimate one according to the rules specified by Standard & Poors.
Related M&A Acquiror CIDGEN:: A unique nine-digit number used by Thomson Reuters to identify the acquiring company in a related M&A transaction.
Related M&A Buyside:: Financial Sponsor Activity Flag (Y/N): This data item will retrieve related M&A transactions that satisfy any one of the following conditions: - If the Acquirer, Investor, Immediate or Ultimate Parent of Acquirer, Immediate or Ultimate Parent of Investor, is a Financial Sponsor. - If the Acquirer, Investor, Immediate or Ultimate Parent of Acquirer, Immediate or Ultimate Parent of Investor is a Financial Sponsor or a portfolio company regardless of ownership stake (includes undisclosed, minority ownership of less than 50% and majority ownership of 50% or more).
Related M&A Date Announced:: The date one or more parties involved in the related M&A transaction makes the first public disclosure of common or unilateral intent to pursue the transaction (no formal agreement is required). Among other things, Date Announced is determined by the disclosure of discussions between parties, disclosure of a unilateral approach made by a potential bidder, and the disclosure of a signed Memorandum of Understanding (MOU) or other agreement. For transactions prior to 2006 this date is set to equal Rank Date.
Related M&A Financial Sponsor Involvement Flag (Y/N):: Retrieves related M&A activity of any financial sponsor or its portfolio company. Includes M&A activity of undisclosed, majority, or minority owned portfolio company, fund, trust, or asset. Coverage of non-majority owned portfolio company activity begins in 2004. Non-majority ownership is defined as ownership of direct or indirect voting rights of less than 50% or undisclosed. Coverage of majority owned portfolio company activity begins in 1980.
Related M&A Form of the Deal (Code):: 10 codes describing the specific form of the related M&A transaction: M (MERGER): A combination of business takes place or 100% of the stock of a public or private company is acquired. A (ACQUISITION): deal in which 100% of a company is spun off or split off is classified as an acquisition by shareholders. AM (ACQ OF MAJORITY INTEREST): the acquiror must have held less than 50% and be seeking to acquire 50% or more, but less than 100% of the target company’s stock. AP (ACQ OF PARTIAL INTEREST): deals in which the acquiror holds less than 50% and is seeking to acquire less than 50%, or the acquiror holds over 50% and is seeking less than 100% of the target company’s stock. AR (ACQ OF REMAINING INTEREST): deals in which the acquiror holds over 50% and is seeking to acquire 100% of the target company’s stock. AA (ACQ OF ASSETS): deals in which the assets of a company, subsidiary, division, or branch are acquired. This code is used in all transactions when a company is being acquired and the consideration sought is not given. AC: (ACQ OF CERTAIN ASSETS): deals in which sources state that "certain assets" of a company, subsidiary, or division are acquired. R (RECAPITALIZATION): deals in which a company undergoes a shareholders’ Leveraged recapitalization in which the company issues a special one-time dividend (in the form of cash, debt securities, preferred stock, or assets) allowing shareholders to retain an equity interest in the company. B (BUYBACK): deals in which the company buys back its equity securities or securities convertible into equity, either on the open market, through privately negotiated transactions, or through a tender offer. Board authorized repurchases are included. EO (EXCHANGE OFFER): deals in which a company offers to exchange new securities for its equity securities outstanding or its securities convertible into equity.
Related M&A Investor 6-digit CUSIPs:: A 6-character unique identifier assigned to the investor of the related M&A deal. Every publicly traded U.S. company is listed in Standard and Poors CUSIP directory. If a CUSIP is not assigned, Thomson Reuters will estimate one according to the rules specified by Standard and Poors.
Related M&A Investor CIDGEN:: A unique code assigned to each member of the acquiring group of a related M&A deal.
Related M&A Rank Date:: Rank date of the related M&A deal. For transactions announced prior to 2006, Rank Date is the first public disclosure of the intent to merge or acquire. For transactions announced in 2006 or later, Rank Date is redefined to be the earliest public announcement of when a value can be applied to a transaction. If a value cannot be applied at Rank Date, the deal will be credited in the Announced League Tables with an undisclosed value. If a value can be applied at a later date, prior to or upon completion, the Rank Date will be updated and the value will be reflected in the Announced League Tables. For most spin-offs and debt restructurings the Rank Date will equal the date the shares are distributed, however if these transactions can be valued prior to the completion (i.e. shares traded publicly or on a when-issued basis), Thomson Reuters will allocate Announced League Table credit on the date the shares can be valued, and not necessarily be when these shares are distributed.
Related M&A Ranking Value inc. Net Debt of Target ($Mil):: Rank value of the related M&A deal. Rank value is calculated by subtracting the value of any liabilities assumed in a transaction from the transaction value and by adding the target’s net debt ($mil). Net debt is Straight Debt plus Short-Term Debt plus Preferred Equity minus Cash and Marketable Securities as of the date of the most current financial information prior to the announcement of the transaction. RANKVAL = VALNOLIA + STRD + STD + PFDEQ – CASH. Preferred Equity is not included if Cost to acquire Preferred Shares (CSTPFD) is filled in. If the target’s net debt results in a negative Rank Value, Rank Value will be null. Rank Value is only calculated when all of the following conditions are met: 1. Target is either public or a non-public company for which complete balance sheet information is available. 2. The acquiror is attempting to acquire 100% of the target from a currently held percentage of less than 50%. ** 3. The deal value is disclosed. 4. The target is NOT a bank, securities brokerage firm, credit institution, insurance company, or leasing company. ** If less than 95% is acquired, Rank Value is not applied and balance sheet debt is not prorated. For example, the acquisition of 85% of a company will not include 85% of the debt. This standard is practiced whether or not the intention was to gain 100% economic control of the company. If initial Rank Value credit was given, and less than 95% is actually acquired, all debt credited to the transaction will be removed. If the objective is to acquire 100% of the economic interest of the company in a multi-step transaction, as stated at the announcement date of the initial step, net debt will be included in the valuation of the deal where the majority of shares are acquired. Debt will be calculated using the most recent financial statements prior to the announcement of the initial step of the deal. Net debt will not be prorated between transactions.
Related M&A Seller 6-digit CUSIP:: A 6-character unique identifier assigned to the seller of the related M&A deal. Every publicly traded U.S. company is listed in Standard and Poors CUSIP directory. If a CUSIP is not assigned, Thomson Reuters will estimate one according to the rules specified by Standard and Poors. Thomson Reuters defines sellers as companies or banks that are sellers of minority interest in the target company. The parent of the company is never considered a seller.
Related M&A Seller CIDGEN:: A computer generated nine digit number used to identify the seller company in the related M&A transaction. Thomson Reuters defines sellers as companies or banks that are sellers of minority interest in the target company. The parent of the company is never considered a seller.
Related M&A Sellside:: Financial Sponsor Activity Flag (Y/N): This data item will retrieve related M&A transactions that satisfy one of the following conditions: - If the Target, Seller, Immediate or Ultimate Parent of Target, Immediate or Ultimate Parent of Seller, is a Financial Sponsor. - If the Target, Seller, Immediate or Ultimate Parent of Target, Immediate or Ultimate Parent of Seller, is a financial sponsor or a portfolio company that is owned by a financial sponsor, regardless of ownership stake (includes undisclosed, minority ownership of less than 50% and majority ownership of 50% or more).
Related M&A Target 6-digit CUSIP:: CUSIP for the target company of the related M&A deal. The CUSIP is a six character, unique identifier for every target and acquiror. Every US company with publicly traded securities is listed in Standard & Poor's CUSIP Directory. In cases where a CUSIP has not been assigned, Thomson Reuters will estimate one according to S&P's guidelines for estimating CUSIPs.
Related M&A Target CIDGEN:: Unique code identifying the Target of a related M&A deal.
Secondary Shares Offered this Market (thous):: The number of secondary shares offered, in thousands of shares, in this market by the selling shareholders; includes Strategic Investor allocation and excludes Employee offering.
Selling Shareholder Eligible Flag (Y/N):: A flag indicating that the selling shareholder has been disclosed for the offering.
Share Type Offered (Code):: Thomson Reuters code indicating whether shares offered are primary shares (the shares are all being sold by the company), secondary shares (the shares are all being sold by the selling shareholders), or a combination of both (the company is selling some of the shares and the selling shareholders are selling some of the shares). [P, S, or C]
Shares Filed All Markets:: Total number of global shares filed at original filing.
Shares Offered - in this Mkt:: Number of shares or ADRs offered in the domestic marketplace of issue (for global shares offered see TOT); for unit offerings the number denoted here is in shares, not units; see also ADRCONV or the NOTES field for additional ADR conversion or units details.
Shelf Type:: Indicates the type of shelf. Ex. Japan, Universal, Debt etc. - Japan Shelf Debt - Latin America Shelf Common - Latin America Shelf Preferred - Shelf Common - Shelf Debt - Shelf Preferred - Universal Shelf
Sinking Fund End Date:: Date on which the last payment will be made by the issuer to the sinking fund, a custodial account which is used to repay the debt.
Sovereign Wealth Fund Cusip:: CUSIP of the sovereign wealth fund. Retrieves New Issues, Bonds or Loans transactions involving a specific sovereign wealth fund. A sovereign wealth fund is a government controlled investment fund that is funded from foreign reserves or commodities and participates in foreign investment activity with a long-term investment horizon.
Sovereign Wealth Fund Role:: Retrieves New Issues, Bonds or Loans transactions where a sovereign wealth fund played a specific role (i.e. all deals where a sovereign wealth fund was the Issuer/Borrower or Issuer/Borrower Immediate Parent). A sovereign wealth fund is a government controlled investment fund that is funded from foreign reserves or commodities and participates in foreign investment activity with a long-term investment horizon.
Spinoff Company:: Parent's Nation (Code): Nation code where spinoff company's parent is located (e.g. US).
Spinoff Company:: Parent's 6-digit CUSIP: 6-digit CUSIP of spinoff company's parent.
Spinoff Company:: Parent's Business Description (One Line): Business description of spinoff company's parent, listed on one line.
Standard Block Trades & Accelerated Bookbuilds Eligible Flag:: Y/N flag to filter for all block trades and accelerated bookbuild transactions that meet Thomson Reuters’ global standard inclusion criteria: Domestic and international placements of block trade and accelerated book build offerings issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts(Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Common Stock Eligible Flag:: Y/N flag to filter for all common stock transactions that meet Thomson Reuters’ global standard inclusion criteria: Domestic and international placements of equity offerings issued in the United States,Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Common Stock Eligible Flag (including Open Offers):: Y/N flag to filter for all common stock transactions (including open offers) that meet Thomson Reuters’ global standard inclusion criteria. Domestic and international placements of equity offerings issued in the United States, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, and best efforts transactions.
Standard Convertible Offering Eligible Flag:: Y/N flag to filter for all convertible transactions that meet Thomson Reuters’ global standard inclusion criteria: All convertible bond and convertible preferred stock transactions issued in the United States, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Excluding equity-related transactions issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Debt Eligible Flag:: Y/N flag to filter for all Standard League Table eligible debt transactions within standard (B) global debt rankings: All US Public, Euro Public and Rule 144a fee eligible Global debt transactions (including Global bonds, Euro/144a transactions, Yankee Bonds, Eurobonds, Foreign Bonds and preferred stock), with a maturity of 360 days or greater. Including MBS, ABS & Tax Munis. Excluding sole-led MTN takedowns with a prospectus amount less than $50m and excluding certificate of deposits less than $50m. Standard rank exclusions include transactions callable/putable under one year, transactions without a manager, non-underwritten transactions, self funded ineligible transactions, transactions that are not ranked eligible (due to submission guidelines). Self-funded ineligible is defined as a straight debt transaction (excluding mortgage and asset securitizations and all equity-related transactions) unless two or managers unrelated to the issuer are present.
Standard Equity & Equity-related Eligible Flag: Y/N flag to filter for all equity and equity-related transactions that meet Thomson Reuters’ global standard inclusion criteria:
Domestic and international placements of equity offerings in addition to domestic and international equity-related transactions issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US/Canadian issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock and equity-related transactions issued by closed end funds or trusts (Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Excluding all strategic investor tranches.
Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Note: The data item works in exactly the same way as the “Standard Equity & Equity-related Eligible Flag (including Open Offers)”.
Standard Equity & Equity-related Eligible Flag (including Open Offers): Y/N flag to filter for all equity and equity-related transactions that meet Thomson Reuters’ global standard inclusion criteria:
Domestic and international placements of equity offerings in addition to domestic and international equity-related transactions issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US/Canadian issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock and equity-related transactions issued by closed end funds or trusts (Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Excluding all strategic investor tranches.
Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, and best efforts transactions.
Note: The data item works in exactly the same way as the “Standard Equity & Equity-related Eligible Flag”.
Standard Initial Public Offering Eligible Flag:: Y/N flag to filter for all initial public offerings that meet Thomson Reuters’ global standard inclusion criteria. All initial public offerings (original IPO flag) with domestic and international placements issued in the United States, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Secondary Offering Eligible Flag:: Y/N flag to filter for all secondary transactions that meet Thomson Reuters’ global standard inclusion criteria. Domestic and international placements of secondary offerings issued in the United States, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Stock Price 4 Weeks After Offer:: closing stock price on primary exchange 4 weeks after offer (Issue Date).
TFSD Package Identifier:: Thomson Reuters unique identifier for the type of security package. Syndicated Loans: Loan/Facility package id. The same as FACILITY_ID.
Type of Issue (Code):: IFR SDC code for the type of issue (e.g. S). Applies only to UK New Issues database.
Underlying Security Type (Code):: The code for the type of security that the convertible/exchangeable will become once reaching maturity or due to the exercise of an option.
Unit Investment Trust Flag (Y/N):: A yes/no flag that is used to indicate a registered trust in which a fixed portfolio of income-producing securities are purchased and held to maturity. Investors receive an undivided interest of the portfolio's principal as well as income proportionate to the amount they invested.
US Marketplace Flag (Y/N):: Set to Y when the transaction meets the following criteria: Includes all US dollar-denominated, non-convertible debt and non-convertible preferred stock transactions. Euro/144a transactions are included if dollar-denominated. Includes Mortgage-backed, Asset-backed and Taxable Municipal transactions. This data item only applies to the SDC Platinum™ Standard US Bond League Table Session (F Session).
All Managers Parent (Code):: Code for the ultimate parent of manager.
Different description, same code same definition:: All Managers, inc. Int'l Co-Managers (Code): SDC code for all managers (Agent, Co-Agents, Lenders/Participants) will be displayed across the report page.
Different description, same code same definition:: All Managers, inc. Int'l Co-Managers (Code): SDC code for all managers (Agent, Co-Agents, Lenders/Participants) will be displayed across the report page.
Different description, same code same definition:: All Managers, exc. Book Manager (Codes on One Line): SDC codes of all managers of an issue excluding book managers(s), listed on one line (40 characters wide). Syndicated Loans: SDC codes of Agent and Co-Agent banks, excluding the book manager(s).
Amended Overallotment Shares Option - All Markets:: Latest amended global overallotment shares (a.k.a. green shoe) option. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Amount Filed - in this Mkt (Host Mil, this Mkt):: The domestic amount filed at original filing, in host currency millions. On common stock issues, this data item = original domestic shares filed (SHFIL) X original mid file price (MFILE).
Block Trade/ Accelerated Book Built Eligible Flag:: A flag that allows for the inclusion of all block trades and accelerated bookbuilt offerings where the shares are 100% secondary and proceeds are greater than US$25 million. This flag only applies to non-US transactions.
CDO Subtype:: Issue has an asset type of high yield bonds, corporate loans, investment grade bonds, preferred stock or structured finance credit. A CDO is a structured fixed security with cash flows linked to the performance of debt instruments.
Co-Managers (Co-Leads on Non-US Issues)(Codes):: Thomson Reuters codes identifying co-managers of issue. Syndicated Loans: Thomson Reuters codes for Co-Agents (Tier 2) and Participants/Lenders (Tier 3)
Current Amount Filed - sum of all Mkts (host mil):: Most recent global dollar amount filed, expressed in host currency millions. Researched for all Issues in Registration filed since 01/01/96.
Current Amount Filed - in this Mkt (host mil):: Most recent domestic amount filed, expressed in host currency millions. Researched for all Issues in Registration filed since 01/01/96.
Dates Postponed:: Date that the issue was postponed (if applicable). Applies only to Issues in Registration databases.
Deal Size as a Percent of Market Cap:: Deal size as a percent of the total dollar market value of all of a company's outstanding shares. Calculated as (RANK1_OVERALLOT_TOTDOLAMT / MKTVALUEPF_PROS) * 100
Denominations Currency:: Currency of the denomination; the minimum amounts of an advance the borrower may take for any base rate/interest index.
Dividend:: Additional Dividend Notes: Additional notes on the dividend description. Applies only to UK New Issues database.
Dividend:: Dividend Income: Applies only to UK New Issues database.
Preferred Stock Dividend per Share ($):: Annual dividends paid, in dollars. Applies only to Preferred Stock issues.
Preferred Stock Dividend per Share (Host):: Annual dividends paid, in the currency of issue. Applies only to Preferred Stock issues.
Dollar Premium per Share or Bond (%):: Calculated as: Bond Price - (Shares per bond x Common Stock Price)
Exch Conversion Ratio:: Relationship that determines how many shares of common stock will be received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Exchange Ratio Max:: Relationship that determines the maximum amount of shares of common stock received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Exchange Ratio Min:: Relationship that determines the minimum amount of shares of common stock received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Accounting Fees & Expenses ($):: Fees and expenses of the offering, in US dollars. Applies only to US New Issues databases.
Expenses:: Legal Fees & Expenses ($): Legal fees and expenses of the offering, in US dollars. Applies only to US New Issues databases.
Miscellaneous Fees & Expenses ($):: Miscellaneous fees and expenses of the offering, not accounted for in the other fee categories. Applies only to US New Issues databases.
Expenses:: Printing & Engraving Expenses ($): Printing and engraving expenses of the offering, in US dollars. Applies only to US New Issues databases.
Expenses:: Transfer & Registrar Agent Fees ($): Transfer and registrar agent fees of the offering, in US dollars. Applies only to US New Issues databases.
Expenses:: Rating Agency Fees ($): Rating agency fees and expenses of the offering, in US dollars. Applies only to US New Issues databases.
Expenses:: Trustees Fees & Expenses ($): Trustee fees and expenses of the offering, in US dollars. Applies only to US New Issues databases.
Expenses:: Underwriter's Non-Accountable Expense Allowance Fee: Underwriter's non-accountable expense allowance fee of the offering, in US dollars. Applies only to US New Issues databases.
Fees:: Total Global Gross Spread (US$ mil): Total global manager's fee, expressed in millions of Dollars. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC).
Underwriting Fee (US Mil):: Portion of underwriting fee, expressed in millions of dollars, to be paid to the lead and co-managers who were part of the purchasing group.
Middle File Price:: Middle price, in the original filing price range, at which the issuer expects securities to be offered. In a secondary offering, the mid file price equals the low and high file prices (LFILE=MIDFILE=HFILE = the last common stock sale price on or before original filing date). MFILE applies only to common stock issues.
Financial Advisor (Code):: IFR - Thomson Reuters code of financial advisor of issue. Applies only to UK New Issues database.
Book Value per Share After Offer:: Common equity (book value) after offer divided by shares outstanding after offer, displayed in US dollars.
Book Value per Share Before Offer:: Common equity (book value) before offer divided by shares outstanding before offer, displayed in US dollars.
Common Equity as % of Capitalization:: Common equity expressed as a percent of capitalization, after the offering. Capitalization is total debt (short-term, long-term, subordinated and convertible) plus common equity, preferred equity and minority interests.
Common Equity as % of Capitalization, exc. STD:: Common equity expressed as a percent of capitalization, excluding short term debt. Capitalization, excluding short term debt, is the sum of long-term, subordinated and convertible debt plus common equity, preferred equity and minority interests.
EPS Growth Over Five Years (%):: Earnings per share (EPS) growth rate over the last five fiscal years after the offering. The EPS ratio is calculated by taking the company's earnings and dividing by the number of shares outstanding. EPSGROWTH is calculated as follows: [((EPS - EPS5) / EPS5) * 100].
EPS Five Years Prior:: Earnings per share (EPS) five fiscal years prior to the offering.
EPS Three Years Prior:: Earnings per share (EPS) three fiscal years prior to the offering.
EPS Two Years Prior:: Earnings per share (EPS) two fiscal years prior to the offering.
High Price Last 52 Weeks:: The highest of all the intra-trading day highs during the preceding 52 weeks, in host currency.
Market Value After Offer from Prospectus (US$ mil):: According to the outstanding shares on the prospectus, market value after offer from prospectus is calculated as: Shares Outstanding After Offering from Prospectus (OUTSTANDINGPF_PROS) x Offer Price (P), expressed in millions of dollars.
Preferred Equity ($ Mil):: Total preferred equity outstanding at liquidation value after offering, in millions of dollars.
Total Assets Before Offering ($ Mil):: Total balance sheet assets, including current assets, long-term investments and funds, net fixed assets, intangible assets and deferred charges, before the offering, in millions of dollars. Equals total liabilities plus shareholders' equity plus minority interest.
Imputed Fees per Manager ($Mil):: Imputed fee per manager ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date.
Imputed Fees per Manager (AU$Mil):: Imputed fee per manager (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date.
Imputed Fees per Manager (EURO):: Imputed fee per manager (EURO) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date.
Imputed Fees per Manager (STG):: Imputed fee per manager (Pounds Sterling) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date.
Imputed Fees per Manager (Yen):: Imputed fee per manager (Yen) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date.
Global Coordinators (Codes Listed Down the Page):: Thomson Reuters codes for all the global coordinators of an offering, listed down. When the issuer is offering shares in several markets across borders, one of the lead managers may be appointed to co-ordinate the entire offering, and is known as the global coordinator.
International Co-Managers (selling group on non-US issues)(Code):: Fixed Income and Equity - Thomson Reuters codes identifying the members of the selling group of an issue . The selling group is comprised of the lead, co-managers and syndicate members. Applies only to non-US New Issues Fixed Income and Equity databases.
Int'l Co-Managers Truncated (Codes):: Thomson Reuters code identifying each co-manager on an issue. On non-US issues, syndicate members are included. This one-line data item denotes book manager(s) by placing a double slash (//) after the book manager code(s), then orders the co-managers by the order in which they appeared in the prospectus. Any co-managers who do not fit in the data item are truncated, and an asterisk (*) is placed at the end of the field (40 characters wide).
INTL Marketplace Flag (Y/N):: Set to Y when the transaction meets the following criteria: Includes all international and cross border, non-convertible debt and non-convertible preferred stock transactions. Including Euro bonds, foreign bonds, Yankee bonds and global transactions. Excludes all International certificates of deposit and deposit notes. Includes International Bank Notes. Excludes all global Asset-backed and Mortgage-backed transactions with an issuer nation of the United States. This data item only applies to SDC Platinum™ Standard International Bond League Table Sessions (J, K, L, N and O sessions). Criteria Description Platinum Code Applicable Databases Foreign & International ED, EP Exclude convertible deals CVT EP Yankee Bonds FMCOD M, D, P, R144D, R144D Global Bonds GLOBAL_BOND M, D, P, R144D, R144P Exclude US ABS & MBS MTGTYPC and NATC M, P, R144D, R144P Exclude CDs & Deposit Notes SECUR ED, EP, M, D, P, R144D, R144P
Japanese Third Party Allotment:: Allotted Company Cusip: Cusip of companies receiving 3rd party allotment shares. Applies only to Japanese New Issues database.
Islamic Financing Flag (Y/N):: A yes/no flag to indicate that a Loan or Bond is classified as Islamic Financing.
Issuer Name Full:: Displays the complete name (Long Name) of the Issuer/Borrower.
Issuer/Borrower 6-digit CUSIP:: The 6-digit CUSIP of the issuer or borrower. The CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Issuer/Borrower All NAIC (Code):: A list of all North American Industry Classification System (NAICS) codes assigned to the issuer/borrower.
Issuer/Borrower All SIC (Codes on One Line):: Standard Industrial Classification (SIC) codes for the issuer or borrower. A separate SIC code is assigned to each line of business in which a company is involved. The first SIC code listed is the primary SIC code, which indicates the primary line of business for the issuer or borrower based on revenues. Up to ten SIC codes will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer/Borrower Immediate Parent's 6-digit CUSIP:: 6-digit CUSIP of issuer's immediate parent. The CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Issuer/Borrower Immediate Parent's Name:: Name of issuer/borrower's immediate parent.
Issuer/Borrower Internet Address:: Internet address (URL) of the issuer/borrower company
Issuer/Borrower M&A Industry (Code):: Code for the industry sector(s) of the target in a related M&A transaction.
Issuer/Borrower Macro Industry (Code):: Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Macro Industry (Description):: Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Mid Industry (Code):: Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Issuer/Borrower Mid Industry (Description):: Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Issuer/Borrower Name:: Short name of issuer/borrower (30 characters wide).
Issuer/Borrower Nation (Code):: Nation code where issuer/borrower is located (e.g. US).
Issuer/Borrower Nation (Name):: Nation where issuer/borrower's headquarters is located (e.g. United States).
Issuer/Borrower Nation Region (Code):: Nation region code where issuer/borrower is located (e.g. LA).
Issuer/Borrower Nation Region (Name):: Nation region where issuer/borrower is located (e.g. Latin America).
Issuer/Borrower Phone Number:: Phone number of issuer/borrower.
Issuer/Borrower Primary NAIC (Code):: Primary North American Industry Classification System (NAICS) code assigned to issuer/borrower.
Issuer/Borrower Primary NAIC Industry (Code):: Primary North American Industry Classification System (NAICS) industry associated with primary NAICS code of issuer/borrower.
Issuer/Borrower Primary SIC (Code):: Primary Standard Industrial Classification (SIC) code for the issuer or borrower. A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer/Borrower Primary SIC (Description):: Primary Standard Industrial Classification (SIC) description for the issuer or borrower (e.g. Life Insurance). A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer or borrower based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer/Borrower Public Status (Description):: Issuer or borrower public status at time of offer (e.g. Private).
Issuer/Borrower SDC Industry (Description):: Description of issuer or borrower's primary industry, based on primary SIC Code (e.g. Manufacturing).
Issuer/Borrower State (Code):: State code where the issuer or borrower is located.
Issuer/Borrower State (Name):: State where the issuer or borrower is located.
Issuer/Borrower State of Incorporation (Code):: State code where the issuer or borrower was incorporated at the time of the offering (e.g. DE).
Issuer/Borrower State of Incorporation (Name):: State where the issuer or borrower was incorporated at the time of the offering (e.g. Delaware).
Issuer/Borrower State Region (Code):: State region code where issuer or borrower is located (e.g. NE).
Issuer/Borrower Ticker Symbol:: Symbol for issuer/borrower stock on its primary exchange at the time of issue.
Issuer/Borrower Ultimate Parent NAIC (Code):: A list of all North American Industry Classification System (NAICS) codes assigned to the ultimate parent of issuer/borrower.
Issuer/Borrower Macro Industry (Code):: Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Mid Industry (Code):: Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Issuer/Borrower Ultimate Parent Primary NAIC (Code):: Primary North American Industry Classification System (NAICS) code assigned to the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent Primary NAIC Description:: A description of the main North American Industry Classification System (NAICS) code assigned to the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent Primary NAIC Industry (Code):: Primary North American Industry Classification System (NAICS) industry code associated with primary NAICS code of the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent Primary NAIC Industry Description:: Primary North American Industry Classification System (NAICS) industry description associated with primary NAICS code of the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent's 6-digit CUSIP:: The 6-digit CUSIP of the issuer's/borrower's ultimate parent. The CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Issuer/Borrower Ultimate Parent's Business (Description):: Short text describing issuer's/borrower's ultimate parent's primary line of business (30 characters wide).
Issuer/Borrower Ultimate Parent's Name:: Name of issuer's/borrower's ultimate parent.
Issuer/Borrower Ultimate Parent's Nation (Code):: Nation code where issuer's/borrower's ultimate parent is located.
Issuer/Borrower Ultimate Parent's Nation (Name):: Name of the nation where issuer's/borrower's ultimate parent is located.
Issuer/Borrower Ultimate Parent's Nation Region (Code):: Nation region code where issuer's/borrower's ultimate parent is located.
Issuer/Borrower Ultimate Parent's Primary SIC (Code):: Primary Standard Industrial Classification (SIC) code for the issuer's/borrower's ultimate parent. A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer/borrower based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer/Borrower Ultimate Parent's Public Status (Code):: SDC code indicating the public status of the issuer's/borrower's ultimate parent.
Issuer/Borrower Ultimate Parent's SEDOL:: An identification code, consisting of seven alphanumeric characters, that is assigned to the ultimate parent of a company on the London Stock Exchange and on other smaller exchanges in the U.K
Issuer/Borrower Ultimate Parent's Ticker Symbol at Offering:: Trading symbol for issuer's/borrower's ultimate parent's common stock.
Issuer/Borrower Zip Code:: Issuer's/borrower's five number zip or postal code.
Issuer's Law Firm State:: State where issuer's law firm is located.
Issuer's Law Firm State (Name):: Name of the state where issuer's law firm is located.
Issuer's/Borrower's Auditor (Code):: Short Name of Auditor of the issuer's/borrower's most recent financial statements, as available in the prospectus. Syndicated Loans: Available in the SEC filings.
Issuer's/Borrower's Law Firm (Code):: SDC code of issuer's/borrower's law firm.
Issuer's/Borrower's Law Firm (Name):: Name of issuer's/borrower's law firm.
Japanese IPO Primary & Secondary:: IPO Opening Price: First market price after IPO. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary:: Lower Bound of Bookbuilding IPO: Lower bound of bookbuilding. Offer Price should be determined between upper bound and lower bound. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary:: No. Successful Bid Shares Offered: Number of shares successfully bid on IPO primary/secondary shares. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary:: Upper Bound of Bookbuilding IPO: Upper bound of bookbuilding. Offer Price should be determined between upper bound and lower bound. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer:: Lowest Bid (Host): The lowest price of all bids for IPO primary offer. Only applied to Japanese IPO by Bid method.
Japanese IPO Primary Offer:: Total Number of Shares Offered: Total number of IPO primary shares offered. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer:: Number of Underwriters: Number of securities companies in the syndicate underwriting an IPO Secondary share offering. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer:: Total Number of Shares Offered: Total number of IPO secondary shares offered. Applies only to Japanese New Issues database.
Japanese Issues:: Chief Commission Bank (Code): A chief commission bank is an institution required to protect the interests of investors in the event an issuer defaults on the interest and principal of the bond.
Japanese Issues:: Credit Enhancement (Code): Credit enhancement type of asset backed Securities.
Japanese Issues:: Depositary Bank (Code): For private bonds and Government Guaranteed Bond of Small Business Promotion Corp, a Depositary Bank is set up in lieu of Commissioned Company. And also for ABS deals, a Depositary Bank is set up if the securities are backed by trust beneficiary rights.
Japanese Issues:: Other Special Clause (Code): Code identifying any special feature of this issuance which cannot be covered by other data items. For example, Limited Recourse, Subordinated Clause, Exchangeable into Equities, Extendible Maturity, etc..
Japanese Issues:: Overseas SPC Cusip: Cusip for overseas special purpose company of asset backed securities.
Japanese Issues:: Security Type (Code): Codes for Type of Security. (e.g., 11: Straight Bonds, 12: Convertible Bonds, 13: Bonds with Warrants)
Japanese Issues:: Amount of Proceeds to be Used (Host mil): Amount of proceeds from the offering that will be used.
Japanese Issues:: Announcement Date: The date the deal was announced.
JGB Number:: Number of the Japanese government bond off of which the bond is priced. Applies only to Japanese New Issues database.
JGB Spread:: Number of basis points above or below the Japanese government bond off of which the bond is priced. Applies only to Japanese New Issues database.
Japanese Issues:: Number of Public Offer Shares Underwritten: Number of Public Offer shares that are underwritten. Applies only to Japanese New Issues database.
Japanese Issues:: Number of Rights Shares Underwritten: Number of rights shares that are underwritten.
Japanese Issues:: Offer Method (Code): Code indicating the offer type of this issue. Applies only to Japanese New Issues database. 11: Public Offering—Post-IPO offering of new shares. 12: IPO By Bid, Primary only—Initial public offering of new shares in which at least 50% of shares offered are priced by competitive bid among investors. 13: Third Party Allotment—Offering of new shares to relationship companies which are not existing shareholders. Third party offers are not underwritten. 14: IPO By Bid, Secondary only—Initial public offering of existing shares by shareholders in which at least 50% of the shares offered are priced by competitive bid among investors. 15: IPO By Bid, Primary and Secondary—Initial public offering made by the bid method which includes both primary and secondary shares. 16: Rights Issue—Offering of new shares to existing shareholders only. 17: IPO By Bookbuilding, Primary only—Initial public offering of new shares in which pricing is done by demand survey among investors. 18: IPO By Bookbuilding, Secondary only—Initial public offering of existing shares by shareholders in which pricing is done by demand survey of investors. 19: IPO By Bookbuilding, Primary and Secondary –Initial public offering of both new shares and existing shares in which pricing is done by demand survey among investors.
Japanese Issues:: Offer Method (Description): Description of the offer type of this issue. Applies only to Japanese New Issues database. 11: Public Offering—Post-IPO offering of new shares. 12: IPO By Bid, Primary only—Initial public offering of new shares in which at least 50% of shares offered are priced by competitive bid among investors. 13: Third Party Allotment—Offering of new shares to relationship companies which are not existing shareholders. Third party offers are not underwritten. 14: IPO By Bid, Secondary only—Initial public offering of existing shares by shareholders in which at least 50% of the shares offered are priced by competitive bid among investors. 15: IPO By Bid, Primary and Secondary—Initial public offering made by the bid method which includes both primary and secondary shares. 16: Rights Issue—Offering of new shares to existing shareholders only. 17: IPO By Bookbuilding, Primary only—Initial public offering of new shares in which pricing is done by demand survey among investors. 18: IPO By Bookbuilding, Secondary only—Initial public offering of existing shares by shareholders in which pricing is done by demand survey of investors. 19: IPO By Bookbuilding, Primary and Secondary –Initial public offering of both new shares and existing shares in which pricing is done by demand survey among investors.
Japanese Issues:: Other Special Clause (Descr): Description of any special feature of this issuance which cannot be covered by other data items. For example, Limited Recourse, Subordinated Clause, Exchangeable into Equities, Extendible Maturity, etc..
Japanese Issues:: Overseas SPC Name: Name of overseas special purpose company of asset backed securities.
Japanese Issues:: Registered Bond Number: ID number of Japanese Domestic Non-Convertible/Convertible Debt deals. Applies only to Japanese New Issues database.
Japanese Issues:: Registered Stock Number: ID number of JPC deal information. Applies only to Japanese New Issues database.
Japanese Issues:: Security Type (Descr): Short description of type of security being offered (e.g. Subord. Notes). Applies only to Japanese New Issues database.
Japanese Issues:: Stock Price Used for Pricing: Closing price of the share on pricing day. Offer price is determined as discounted market price. Applies only to Japanese New Issues database.
Japanese Issues:: Total Fee Paid to This Underwriter (Host): Total fee amount paid to this underwriter. Applies only to Japanese Issues databases.
Japanese Issues:: Type of Capitalized Issue (Code): Code indicating the type of capitalized shares. Applies only to Japanese Issues databases.
Japanese Issues:: Type of Capitalized Issue (Description): Description of the type of capitalized shares. Applies only to Japanese Issues databases.
Japanese Issues:: Type of Primary Issue (Code): Code indicating the type of shares offered in IPO Primary offering. (e.g. 112—Registered Par Value Common Stock). Applies only to Japanese New Issues database.
Japanese Issues:: Type of Primary Issue (Description): Description of the type of shares offered in IPO Primary offering. Applies only to Japanese Issues databases.
Japanese Issues:: Underwriting Type (Description): Description of the type of underwriting such as Straight Underwriting, Stand-by Underwriting, and 3rd Party Allotment. Applies only to Japanese Issues databases.
Japanese Issues:: Value of Non-IPO Secondary Shares Underwritten (Host): JPY value of Non-IPO secondary shares underwritten by each syndicate member. It equals to "Number of Non-IPO Secondary Shares Underwritten" x "Offer Price". Applies only to Japanese Issues databases.
Japanese Non-IPO Issue:: Amount (Host): Total amount of Non-IPO secondary offer, in host currency. Applies only to Non-IPO secondary offer.
Japanese Third Party Allotment:: Allotted Company Name: Name of company/entity new shares are allotted.
Japanese Third Party Allotment:: Application End date: Date on which application for third party allotment shares ends. Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Application Start Date: Date on which application for third party allotment shares begins. Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Number of Shares Offered: Number of shares offered for third party allotment. Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Payment Date: Payment date of third party allotment. Applies only to 3rd party allotment deals.
Japanese Third Party Allotment:: Total Amount (Host): Amount raised from the sale of third party allotment shares. Applies only to Japanese New Issues database.
Amount Raised by Warrant in Host Currency (mil):: For bonds with attached warrants, the total principal amount (in millions host currency) raised by the issuance of the attached warrants.
Last Reported Common Stock Sale Price Prior to Offer:: As disclosed in the prospectus, the last bid price for the common stock issue prior to offer date.
Lead Managers (Full name):: Full name (55 characters) of Lead Managers of the issue (Agent banks for Syndicated Loans).
Loan Manager's Role (Codes Listed Down the Page):: Thomson Reuters code for the roles of managers (Agents, Co-Agent, Lenders/Participants). Role is displayed as codes listed down the page.
Manager's/Agent's Law Firm (Code):: SDC code of manager's/agent's law firm.
Maturity:: Final Maturity Date (mm/dd/yyyy): The latest possible maturity date of the bond or preferred stock. If the loan is extendable, that number of years is added to the maturity to become the final maturity (e.g. 03/23/2023).
Minimum/Maximum Indicator:: Identifies the type of coupon float limitations. Specified as "Min." if the coupon has a lowest rate to which it can be reset, "Max." if the coupon has a highest rate to which it can be reset, "Both" if the coupon has both a lowest and a highest rate to which it can be reset, and "None" if the coupon has no lowest or highest rate to which it can be reset.
MTNs:: Program Payment Date: Payment date for medium term note program. Applies only to MTN Programs database.
Multi Currency Flag (Y/N):: Indicates when there are different currencies within multi-tranche deals.
Mutual to Stock Conversion Type (Code):: Code indicating the type of mutual to stock conversion (i.e. Savings & Loan or Insurance ).
NASDAQ Average 1 Day After Offer:: The NASDAQ average 1 day after the offer.
NASDAQ Average 1 Week After Offer:: The NASDAQ average 1 week after the offer.
NASDAQ Average 2 Weeks After Offer:: The NASDAQ average 2 weeks after the offer.
NASDAQ Average 2 Weeks Before Offer:: The NASDAQ average 2 weeks before the offer.
NASDAQ Average 4 Weeks After Offer:: The NASDAQ average 4 weeks after the offer.
NASDAQ Average at Close of Offer:: The NASDAQ average at the close of the offer date.
NASDAQ Average Yesterday:: Yesterday's NASDAQ average.
Number of Days from IPO to Acquisition Announcement:: Difference in number of days between Issue Date (D) of an IPO and the Announcement Date (DA) of a related M&A transaction.
Number of Global Coordinators:: The total number of global coordinators participating in the transaction. When the issuer is offering shares in several markets across borders, one of the lead managers may be appointed to co-ordinate the entire offering, and is known as the global coordinator.
Number of Lead Managers:: The number of lead manager(s) of the issue (Agent banks for Syndicated Loans/Placement Agents for private placements). See also NUMAMGR, NUMMGR, NUMBOOKS, NUMCOLEADS. Syndicated Loans: Number of Tier 1 Agents in a loan.
Number of Lead, Co-Lead & Co-Managers:: The number of lead, co-lead and co-managers of the issue. See also NUMAMGR, NUMMGR, NUMBOOKS, NUMLEADS. Syndicated Loans: Number of Co-Agents: Total number of Co-Agents (Tier 2) in a loan.
Number of Managers, exc. International Co-Managers:: The number of managers excluding international co-managers, of the issue. See also NUMAMGR, NUMBOOKS, NUMLEADS, NUMCOLEADS. Syndicated Loans: Number of Agents and Co-Agents on loan.
Number of Managers, inc. International Co-Managers:: The number of managers, including international co-managers, of the issue. See also NUMMGR, NUMBOOKS, NUMLEADS, NUMCOLEADS. Syndicated Loans: Number of Agents/Managers: Total number of managers on loan.
Number of Shares Allotted to Managers, incl. Syndicate members:: Number of shares allotted to managers, including syndicate members, according to final prospectus.
Number of Shares Subject to Lockup:: The number of shares eligible for sale upon expiration of the lockup agreement and/or restriction period. Many of these restricted securities will be subject to Rule 144 volume limitations when sold. Lock shares are also known as shares eligible for sale or the number of shares eligible for sale upon expiration of the underwriters lockup agreement and/or restriction period. The restriction period is generally referring to SEC Rule 144 pertaining to insider selling. Typically the shares in question will be the "restricted securities", simply defined as securities acquired directly or indirectly from the issuer or an affiliate in a transaction not involving any public offering. The restricted securities are normally the shares outstanding minus the "freely tradable" securities, not including the shares covered in the over-allotment agreement. The shares floated in the public offering are obviously freely tradable. Shares outstanding include all classes of common stock. The following list further defines what Thomson is using to calculate Shares Eligible for Sale: Warrants, Options and Convertible Preferred Securities are not included. All classes of Common Stock, (Class A, Class B, etc.), are included. Shares are adjusted for follow-on offerings, mergers and acquisitions, & underwriters' early release, and stock splits.
Outstanding Amount ($ mil):: The amount of the deal that has not been redeemed.
Overallotment Shares Sold - sum of all Mkts (Mil):: Global overallotment shares (a.k.a. green shoe) sold, in millions of shares. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Overallotment Shares Sold This Market:: Overallotment shares sold in this market. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Participant Role:: Participant roles are the depositor, servicer or collateral manager. A depositor sells the mortgage loans to the issuing entity. A servicer is the organization which collects principal and interest payments from borrowers and manages their escrow accounts. A collateral manager, is responsible for the assets pledged, in case of credit default.
Percent Change Offer Price to Price on 01/31/93:: Percent change from stock offer price to price on 01/31/1993.
Percent Change Offer Price to Price on 01/31/94:: Percent change from stock offer price to price on 01/31/1994.
Percent Change Offer Price to Price on 01/31/95:: Percent change from stock offer price to price on 01/31/1995.
Percentage Change of S&P 500 Average on Same Day of Offer:: Percentage Change of S&P 500 Average at Close of Offer Date.
Preferred Stock Agent:: Preferred stock agent of an issue. Applies only to Preferred Stock issues.
Principal Amount per Book Manager - in this Mkt ($ Mil):: Principal domestic amount, in millions of dollars, credited to each book manager on the issue. This data item equals the domestic principal amount of issue (AMT) divided by the number of book managers on the issue (NUMBOOKS).
Principal Amount per Tranche ($ Mil, this Mkt):: Domestic principal amount of issue, per tranche, in millions of dollars. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the global principal amount of issue. On syndicated loans, it is the Tranche amount in millions of US dollars.
Proceeds Amount inc. Overallotment Sold - sum of all Mkts (AU$ Mil):: Total proceeds amount for the entire transaction plus overallotment amount (or green shoe) sold, in millions of dollars (AU$ Mil). This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction.
Proceeds Amount Inc. Over Sold in this Market (YEN mil):: Proceeds amount of the issue in this market plus Over Sold in this Market for this market, in millions of yen.
Proceeds Amount Inc. Over Sold-in this Market (EURO mil):: Proceeds amount of the issue in this market plus Over Sold in this Market for this market, in millions of Euros.
Proceeds Amount Inc. Over Sold-in this Market (STG mil):: Proceeds amount of the issue in this market plus Over Sold in this Market for this market, in millions of pounds.
Proceeds Amount per Book Runner This Market:: Proceeds, in Euros, in this market allocated to the Bookrunner per tranche.
Proceeds Amount per Book Runner This Market (US$ mil):: Proceeds, in millions of US dollars, in this market allocated to the Bookrunner per tranche.
Proceeds Amount plus Overamount per Book Runner this Market:: Proceeds in Euros, including overallotment, allocated to the Bookrunner per tranche.
Proceeds Amount plus Overamt per Book Runner All Markets:: Proceeds in Euros, including overallotment, allocated to the Bookrunner per deal (sum of all tranches).
Proceeds Amount plus Overamt per Book Runner All Markets (US $mil):: Proceeds in US dollars, including overallotment, allocated to the Bookrunner per deal (sum of all tranches).
Proceeds Amount per Book Runner All Mkts:: Proceeds in Euros, excluding overallotment, allocated to the Bookrunner per deal (sum of all tranches).
Proceeds Amount per Book Runner All Mkts (US $mil):: Proceeds in millions of US dollars, excluding overallotment, allocated to the Bookrunner per deal (sum of all tranches).
Ratings:: Fitch Long Term Debt Rating: Fitch Long Term Debt Rating of the company at the time of closing. The rating system: AAA AA+,AA,AA- A+,A,A- BBB+,BBB,BBB- BB+,BB,BB- B+,B,B- CCC+,CCC,CCC- CC C DDD DD
Moodys Rating:: The issue's rating from the Moodys agency at time of offering. Ratings range from Aaa, the highest, to Ca, the least credit worthy.
Moodys Rating for Outstanding Senior Debt:: Moodys rating of outstanding senior debt of issuer at time of offer.
Ratings:: S&P Rating for Outstanding Senior Debt: Standard and Poors rating of outstanding senior debt of issuer at time of offer.
Red Chip Companies Flag:: Retrieves deals where the Issuer or Borrower in a transaction is a red chip company. Red Chip companies are companies incorporated outside of mainland China and listed in the Hong Kong Stock Exchange. These entities are included in the Hang Seng China-Affiliated Corporations Index.
Related Deal Number:: Unique nine digit number assigned to a related transaction in Thomson Reuters Deals databases.
Related LBO Deal:: Announcement Date: The date the deal was announced. If issue is related to a leveraged buyout (LBO), this data item stores the announcement date of the LBO transaction.
Related LBO Deal:: Deal Value ($ Mil): Value of the transaction in millions of dollars. If issue is related to a leveraged buyout (LBO), this data item stores the value, in millions of dollars, of the LBO transaction.
Related LBO Deal:: Effective Date: Date when the entire transaction is completed and effective. In a two-step transaction this is the date when the second-step merger is completed. If issue is related to a leveraged buyout (LBO), this data item stores the effective (completion) date of the LBO transaction.
Related LBO Deal:: Investor (Code): Investor Codes, CUSIPs, Significant Individual or Advisor Codes for members of acquiring group. If issue is related to a leveraged buyout (LBO), this data item stores the SDC investor codes of the LBO transaction.
Related LBO Deal:: SDC Deal Number: Unique nine digit number assigned to every individual transaction. If issue is related to a leveraged buyout (LBO), this data item stores the SDC deal number of the LBO transaction
Related M&A Acquiror 6-digit CUSIP:: A 6-character unique identifier assigned to the Acquiror of the related M&A deal. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory. If a CUSIP has not been assigned Thomson Reuters will estimate one according to the rules specified by Standard & Poors.
Related M&A Acquiror CIDGEN:: A unique nine-digit number used by Thomson Reuters to identify the acquiring company in a related M&A transaction.
Related M&A Buyside:: Financial Sponsor Activity Flag (Y/N): This data item will retrieve related M&A transactions that satisfy any one of the following conditions: - If the Acquirer, Investor, Immediate or Ultimate Parent of Acquirer, Immediate or Ultimate Parent of Investor, is a Financial Sponsor. - If the Acquirer, Investor, Immediate or Ultimate Parent of Acquirer, Immediate or Ultimate Parent of Investor is a Financial Sponsor or a portfolio company regardless of ownership stake (includes undisclosed, minority ownership of less than 50% and majority ownership of 50% or more).
Related M&A Date Announced:: The date one or more parties involved in the related M&A transaction makes the first public disclosure of common or unilateral intent to pursue the transaction (no formal agreement is required). Among other things, Date Announced is determined by the disclosure of discussions between parties, disclosure of a unilateral approach made by a potential bidder, and the disclosure of a signed Memorandum of Understanding (MOU) or other agreement. For transactions prior to 2006 this date is set to equal Rank Date.
Related M&A Financial Sponsor Involvement Flag (Y/N):: Retrieves related M&A activity of any financial sponsor or its portfolio company. Includes M&A activity of undisclosed, majority, or minority owned portfolio company, fund, trust, or asset. Coverage of non-majority owned portfolio company activity begins in 2004. Non-majority ownership is defined as ownership of direct or indirect voting rights of less than 50% or undisclosed. Coverage of majority owned portfolio company activity begins in 1980.
Related M&A Form of the Deal (Code):: 10 codes describing the specific form of the related M&A transaction: M (MERGER): A combination of business takes place or 100% of the stock of a public or private company is acquired. A (ACQUISITION): deal in which 100% of a company is spun off or split off is classified as an acquisition by shareholders. AM (ACQ OF MAJORITY INTEREST): the acquiror must have held less than 50% and be seeking to acquire 50% or more, but less than 100% of the target company’s stock. AP (ACQ OF PARTIAL INTEREST): deals in which the acquiror holds less than 50% and is seeking to acquire less than 50%, or the acquiror holds over 50% and is seeking less than 100% of the target company’s stock. AR (ACQ OF REMAINING INTEREST): deals in which the acquiror holds over 50% and is seeking to acquire 100% of the target company’s stock. AA (ACQ OF ASSETS): deals in which the assets of a company, subsidiary, division, or branch are acquired. This code is used in all transactions when a company is being acquired and the consideration sought is not given. AC: (ACQ OF CERTAIN ASSETS): deals in which sources state that "certain assets" of a company, subsidiary, or division are acquired. R (RECAPITALIZATION): deals in which a company undergoes a shareholders’ Leveraged recapitalization in which the company issues a special one-time dividend (in the form of cash, debt securities, preferred stock, or assets) allowing shareholders to retain an equity interest in the company. B (BUYBACK): deals in which the company buys back its equity securities or securities convertible into equity, either on the open market, through privately negotiated transactions, or through a tender offer. Board authorized repurchases are included. EO (EXCHANGE OFFER): deals in which a company offers to exchange new securities for its equity securities outstanding or its securities convertible into equity.
Related M&A Investor 6-digit CUSIPs:: A 6-character unique identifier assigned to the investor of the related M&A deal. Every publicly traded U.S. company is listed in Standard and Poors CUSIP directory. If a CUSIP is not assigned, Thomson Reuters will estimate one according to the rules specified by Standard and Poors.
Related M&A Investor CIDGEN:: A unique code assigned to each member of the acquiring group of a related M&A deal.
Related M&A Investor Names:: Name of investors, which are part of the acquiring group of the related M&A deal.
Related M&A Rank Date:: Rank date of the related M&A deal. For transactions announced prior to 2006, Rank Date is the first public disclosure of the intent to merge or acquire. For transactions announced in 2006 or later, Rank Date is redefined to be the earliest public announcement of when a value can be applied to a transaction. If a value cannot be applied at Rank Date, the deal will be credited in the Announced League Tables with an undisclosed value. If a value can be applied at a later date, prior to or upon completion, the Rank Date will be updated and the value will be reflected in the Announced League Tables. For most spin-offs and debt restructurings the Rank Date will equal the date the shares are distributed, however if these transactions can be valued prior to the completion (i.e. shares traded publicly or on a when-issued basis), Thomson Reuters will allocate Announced League Table credit on the date the shares can be valued, and not necessarily be when these shares are distributed.
Related M&A Ranking Value inc. Net Debt of Target ($Mil):: Rank value of the related M&A deal. Rank value is calculated by subtracting the value of any liabilities assumed in a transaction from the transaction value and by adding the target’s net debt ($mil). Net debt is Straight Debt plus Short-Term Debt plus Preferred Equity minus Cash and Marketable Securities as of the date of the most current financial information prior to the announcement of the transaction. RANKVAL = VALNOLIA + STRD + STD + PFDEQ – CASH. Preferred Equity is not included if Cost to acquire Preferred Shares (CSTPFD) is filled in. If the target’s net debt results in a negative Rank Value, Rank Value will be null. Rank Value is only calculated when all of the following conditions are met: 1. Target is either public or a non-public company for which complete balance sheet information is available. 2. The acquiror is attempting to acquire 100% of the target from a currently held percentage of less than 50%. ** 3. The deal value is disclosed. 4. The target is NOT a bank, securities brokerage firm, credit institution, insurance company, or leasing company. ** If less than 95% is acquired, Rank Value is not applied and balance sheet debt is not prorated. For example, the acquisition of 85% of a company will not include 85% of the debt. This standard is practiced whether or not the intention was to gain 100% economic control of the company. If initial Rank Value credit was given, and less than 95% is actually acquired, all debt credited to the transaction will be removed. If the objective is to acquire 100% of the economic interest of the company in a multi-step transaction, as stated at the announcement date of the initial step, net debt will be included in the valuation of the deal where the majority of shares are acquired. Debt will be calculated using the most recent financial statements prior to the announcement of the initial step of the deal. Net debt will not be prorated between transactions.
Related M&A Seller 6-digit CUSIP:: A 6-character unique identifier assigned to the seller of the related M&A deal. Every publicly traded U.S. company is listed in Standard and Poors CUSIP directory. If a CUSIP is not assigned, Thomson Reuters will estimate one according to the rules specified by Standard and Poors. Thomson Reuters defines sellers as companies or banks that are sellers of minority interest in the target company. The parent of the company is never considered a seller.
Related M&A Seller CIDGEN:: A computer generated nine digit number used to identify the seller company in the related M&A transaction. Thomson Reuters defines sellers as companies or banks that are sellers of minority interest in the target company. The parent of the company is never considered a seller.
Related M&A Sellers of a Minority Interest (Names):: Name of the firm, group or individual that is selling a minority interest in the target of the related M&A deal.
Related M&A Sellside:: Financial Sponsor Activity Flag (Y/N): This data item will retrieve related M&A transactions that satisfy one of the following conditions: - If the Target, Seller, Immediate or Ultimate Parent of Target, Immediate or Ultimate Parent of Seller, is a Financial Sponsor. - If the Target, Seller, Immediate or Ultimate Parent of Target, Immediate or Ultimate Parent of Seller, is a financial sponsor or a portfolio company that is owned by a financial sponsor, regardless of ownership stake (includes undisclosed, minority ownership of less than 50% and majority ownership of 50% or more).
Related M&A Target 6-digit CUSIP:: CUSIP for the target company of the related M&A deal. The CUSIP is a six character, unique identifier for every target and acquiror. Every US company with publicly traded securities is listed in Standard & Poor's CUSIP Directory. In cases where a CUSIP has not been assigned, Thomson Reuters will estimate one according to S&P's guidelines for estimating CUSIPs.
Related M&A Target CIDGEN:: Unique code identifying the Target of a related M&A deal.
S&P 500 Average 1 Day After Offer:: S&P 500 average 1 day after the offer.
S&P 500 Average 1 Week After Offer:: S&P 500 average 1 week after the offer.
S&P 500 Average 2 Weeks After Offer:: S&P 500 average 2 weeks after the offer.
S&P 500 Average at Close of Offer:: S&P 500 average at the close of the offer.
S&P 500 Average Yesterday:: Yesterday's S&P 500 Average.
Secondary Shares Offered this Market (thous):: The number of secondary shares offered, in thousands of shares, in this market by the selling shareholders; includes Strategic Investor allocation and excludes Employee offering.
Selling Shareholder Eligible Flag (Y/N):: A flag indicating that the selling shareholder has been disclosed for the offering.
Shares Filed All Markets::Total number of shares filed in all markets at original filing.
Shares Filed All Markets:: Total number of global shares filed at original filing.
Shares Offered - in this Mkt:Number of shares or ADRs offered in this market (for shares offered in all markets see TOT); for unit offerings the number denoted here is in shares, not units; see also ADRCONV or the NOTES field for additional ADR conversion or units details.
Shares Outstanding after Mutual to Stock Conversion:: The number of shares outstanding after the mutual to stock conversion.
Shelf Type:: Indicates the type of shelf. Ex. Japan, Universal, Debt etc. - Japan Shelf Debt - Latin America Shelf Common - Latin America Shelf Preferred - Shelf Common - Shelf Debt - Shelf Preferred - Universal Shelf
Sinking Fund End Date:: Date on which the last payment will be made by the issuer to the sinking fund, a custodial account which is used to repay the debt.
Spinoff Company:: Parent's Nation (Code): Nation code where spinoff company's parent is located (e.g. US).
Spinoff Company:: Parent's 6-digit CUSIP: 6-digit CUSIP of spinoff company's parent.
Spinoff Company:: Parent's Business Description (One Line): Business description of spinoff company's parent, listed on one line.
Standard Block Trades & Accelerated Bookbuilds Eligible Flag:: Y/N flag to filter for all block trades and accelerated bookbuild transactions that meet Thomson Reuters’ global standard inclusion criteria: Domestic and international placements of block trade and accelerated book build offerings issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts(Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Common Stock Eligible Flag:: Y/N flag to filter for all common stock transactions that meet Thomson Reuters’ global standard inclusion criteria: Domestic and international placements of equity offerings issued in the United States,Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Common Stock Eligible Flag (including Open Offers):: Y/N flag to filter for all common stock transactions (including open offers) that meet Thomson Reuters’ global standard inclusion criteria. Domestic and international placements of equity offerings issued in the United States, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, and best efforts transactions.
Standard Convertible Offering Eligible Flag:: Y/N flag to filter for all convertible transactions that meet Thomson Reuters’ global standard inclusion criteria: All convertible bond and convertible preferred stock transactions issued in the United States, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Excluding equity-related transactions issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Debt Eligible Flag:: Y/N flag to filter for all Standard League Table eligible debt transactions within standard (B) global debt rankings: All US Public, Euro Public and Rule 144a fee eligible Global debt transactions (including Global bonds, Euro/144a transactions, Yankee Bonds, Eurobonds, Foreign Bonds and preferred stock), with a maturity of 360 days or greater. Including MBS, ABS & Tax Munis. Excluding sole-led MTN takedowns with a prospectus amount less than $50m and excluding certificate of deposits less than $50m. Standard rank exclusions include transactions callable/putable under one year, transactions without a manager, non-underwritten transactions, self funded ineligible transactions, transactions that are not ranked eligible (due to submission guidelines). Self-funded ineligible is defined as a straight debt transaction (excluding mortgage and asset securitizations and all equity-related transactions) unless two or managers unrelated to the issuer are present.
Standard Equity & Equity-related Eligible Flag:: Y/N flag to filter for all equity and equity-related transactions that meet Thomson Reuters’ global standard inclusion criteria: Domestic and international placements of equity offerings in addition to domestic and international equity-related transactions issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock and equity-related transactions issued by closed end funds or trusts (Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Excluding all strategic investor tranches. Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Equity & Equity-related Eligible Flag (including Open Offers):: Y/N flag to filter for all equity and equity-related transactions (including open offers) that meet Thomson Reuters’ global standard inclusion criteria: Domestic and international placements of equity offerings in addition to domestic and international equity-related transactions issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock and equity-related transactions issued by closed end funds or trusts (Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Excluding all strategic investor tranches. Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, and best efforts transactions.
Standard Initial Public Offering Eligible Flag:: Y/N flag to filter for all initial public offerings that meet Thomson Reuters’ global standard inclusion criteria. All initial public offerings (original IPO flag) with domestic and international placements issued in the United States, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Standard Secondary Offering Eligible Flag:: Y/N flag to filter for all secondary transactions that meet Thomson Reuters’ global standard inclusion criteria. Domestic and international placements of secondary offerings issued in the United States, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions.
Stock Price 4 Weeks After Offer:: closing stock price on primary exchange 4 weeks after offer (Issue Date).
TFSD Package Identifier:: Thomson Reuters unique identifier for the type of security package. Syndicated Loans: Loan/Facility package id. The same as FACILITY_ID.
UK Fees:: Total Fees as % of Principal Amount: Total fees expressed as a percentage of the principal amount. Applies only to UK New Issues database.
Amount of Security Authorized Before Offer:: Applies only to UK New Issues database.
UK Issues:: Comments on Warrants: Comments on a derivative security that gives the holder the right to purchase securities (usually equity) from the issuer at a specific price within a certain time frame. Warrants are often included in a new debt issue as a "sweetener" to entice investors.
UK Issues:: Company House ID Number: The identification number assigned by Company House. Applies only to UK New Issues database.
Currency of Underlying Shares (Code):: Code of the underlying shares' currency. Applies only to UK New Issues.
UK Issues:: FTSE Group Number: Number of the FTSE group. Applies only to UK New Issues database.
UK Issues:: FTSE Sector Name: Name of the FTSE Sector. Applies only to UK New Issues database.
UK Issues:: FTSE Sector Number: Number of the FTSE Sector. Applies only to UK New Issues database.
UK Issues:: FTSE Subsector Name: Name of the FTSE subsector. Applies only to UK New Issues database.
UK Issues:: FTSE Subsector Number: Number of the FTSE Subsector. Applies only to UK New Issues database.
Rank for Dividend Issue Flag (Y/N):: The new shares rank for the next dividend. Applies only to UK New Issues database.
UK Issues:: Par Value of New Shares: The par value of new shares. Applies only in UK New Issues database.
UK Issues:: Percent of Capital Placed: The percentage of capital placed, applies only to UK New Issues database.
Principal Amount - in this Mkt (Host Mil):: Domestic principal amount offered, in host millions. Applies only to UK New Issues database.
UK Issues:: Registered Shares Flag (Y/N): Set to Y when the shares are registered. Applies only to UK New Issues database.
UK Issues:: Shares Held by 3% Holders: Amount of shares that are held by 3% of holders. Applies only to UK New Issues database.
Shares Held by Directors After Offer:: Percent of shares held by directors of the issuing company after the offer. Applies only to UK New Issues database.
Shares Held by Directors Before Offer:: Percent of shares held by directors of the issuing company before the offer. Applies only to UK New Issues database.
Shares Underwritten:: Number of shares underwritten. Applies only to UK New Issues database.
Theoretical Ex-Rights Price (TERP) in Pence:: The TERP is the new price of the stock, ignoring all other factors, that would be implied by the offer price, the last stock price, and the weighting of the issue. This item only applies to rights issues in the UK New Issues database.
Theoretical Ex-Rights Price (TERP) (Sterling):: The TERP is the new price of the stock, ignoring all other factors, that would be implied by the offer price, the last stock price, and the weighting of the issue. This item is expressed in host currency and only applies to rights issues in the UK New Issues database.
UK Issues:: Timetable Event (Code): Code identifying the timetable event
UK Issues:: Timetable Event (Description): Description of the timetable event.
UK Issues:: Total Capital Authorized After Offer (Sterling Mil): Total capital authorized after offer, in millions of sterlings. Applies only to UK New Issues database.
UK Issues:: Total Capital Authorized Before Offer (Sterling Mil): Total capital authorized before offer, in millions of sterlings. Applies only to UK New Issues database.
UK Issues:: Total Capital Issued Before Offer (Sterling): Total capital issued before offer, in millions of sterlings. Applies only to UK New Issues database.
Type of Issue (Code):: IFR SDC code for the type of issue (e.g. S). Applies only to UK New Issues database.
Underlying Security Type (Description):: The description of the type of security that the convertible/exchangeable will become once reaching maturity or due to the exercise of an option.
Unit Investment Trust Flag (Y/N):: A yes/no flag that is used to indicate a registered trust in which a fixed portfolio of income-producing securities are purchased and held to maturity. Investors receive an undivided interest of the portfolio's principal as well as income proportionate to the amount they invested.
US Marketplace Flag (Y/N):: Set to Y when the transaction meets the following criteria: Includes all US dollar-denominated, non-convertible debt and non-convertible preferred stock transactions. Euro/144a transactions are included if dollar-denominated. Includes Mortgage-backed, Asset-backed and Taxable Municipal transactions. This data item only applies to the SDC Platinum™ Standard US Bond League Table Session (F Session).
Percent Change Offer Price to Price on 09/30/93:: Percent change from stock offer price to price on 09/30/93.
Percent Change Offer Price to Price on 09/30/94:: Percent change from stock offer price to price on 09/30/94.
Percent Change Offer Price to Price on 09/30/95:: Percent change from stock offer price to price on 09/30/95.
Percent Change Offer Price to Price on 09/30/96:: Percent change from stock offer price to price on 09/30/96.
Percent Change Offer Price to Price on 10/31/92:: Percent change from stock offer price to price on 10/31/92
Percent Change Offer Price to Price on 10/31/93:: Percent change from stock offer price to price on 10/31/93
Percent Change Offer Price to Price on 10/31/94:: Percent change from stock offer price to price on 10/31/94
Percent Change Offer Price to Price on 10/31/95:: Percent change from stock offer price to price on 10/31/95
Stock Price on 04/30/93:: 04/30/93 closing stock price.
Stock Price on 04/30/94:: 04/30/94 closing stock price.
Stock Price on 04/30/95:: 04/30/95 closing stock price.
Stock Price on 04/30/96:: 04/30/96 closing stock price.
Stock Price on 05/31/93:: 05/31/93 closing stock price.
Stock Price on 05/31/94:: 05/31/94 closing stock price.
Stock Price on 05/31/95:: 05/31/95 closing stock price.
Stock Price on 05/31/96:: 05/31/96 closing stock price.
Stock Price on 06/30/92:: 06/30/92 closing stock price.
Stock Price on 06/30/93:: 06/30/93 closing stock price.
Stock Price on 06/30/94:: 06/30/94 closing stock price.
Stock Price on 06/30/95:: 06/30/95 closing stock price.
Stock Price on 06/30/96:: 06/30/96 closing stock price.
Stock Price on 07/31/93:: 07/31/93 closing stock price.
Stock Price on 07/31/94:: 07/31/94 closing stock price.
Stock Price on 07/31/95:: 07/31/95 closing stock price.
Stock Price on 07/31/96:: 07/31/96 closing stock price.
Stock Price on 08/31/92:: 08/31/92 closing stock price.
Stock Price on 08/31/93:: 08/31/93 closing stock price.
Stock Price on 08/31/94:: 08/31/94 closing stock price.
Stock Price on 08/31/95:: 08/31/95 closing stock price.
Stock Price on 08/31/96:: 08/31/96 closing stock price.
Stock Price on 09/30/92:: 09/30/92 closing stock price.
Stock Price on 09/30/93:: 09/30/93 closing stock price.
Stock Price on 09/30/94:: 09/30/94 closing stock price.
Stock Price on 09/30/95:: 09/30/95 closing stock price.
Stock Price on 09/30/96:: 09/30/96 closing stock price.
Stock Price on 10/31/92:: 10/31/92 closing stock price.
Stock Price on 10/31/93:: 10/31/93 closing stock price.
Stock Price on 10/31/94:: 10/31/94 closing stock price.
Stock Price on 10/31/95:: 10/31/95 closing stock price.
Stock Price on 11/30/92:: 11/30/92 closing stock price.
Stock Price on 11/30/93:: 11/30/93 closing stock price.
Stock Price on 11/30/94:: 11/30/94 closing stock price.
Stock Price on 11/30/95:: 11/30/95 closing stock price.
Stock Price on 12/21/2002:: 12/21/2002 closing stock price.
Stock Price on 12/21/92:: 12/21/92 closing stock price.
Stock Price on 12/21/93:: 12/21/93 closing stock price.
Stock Price on 12/21/94:: 12/21/94 closing stock price.
Stock Price on 12/21/95:: 12/21/95 closing stock price.
Stock Price 2 Weeks Before Offer:: closing stock price (US$) on primary exchange 2 weeks before offer (Issue Date). Applies only to secondary common stock issues; i.e. IPO=N.
S&P 500 Average 2 Weeks Before Offer:: S&P 500 Average rating 2 Weeks Before the Offer.
S&P 400 Average 180 Days After Offer:: S&P 400 Average 180 Days After the Offer
S&P 400 Average 1 Day After Offer:: S&P 400 Average 1 Day After the Offer
S&P 400 Average 1 Week After Offer:: S&P 400 Average 1 Week After the Offer
S&P 400 Average 2 Weeks Before Offer:: S&P 400 Average 2 Weeks Before the Offer
S&P 400 Average 2 Weeks After Offer:: S&P 400 Average 2 Weeks After the Offer
S&P 400 Average 365 Days After Offer:: S&P 400 Average 365 Days After the Offer.
S&P 400 Average 4 Weeks After Offer:: S&P 400 Average 4 Weeks After the Offer.
S&P 400 Average 60 Days After Offer:: S&P 400 Average 60 Days After the Offer.
S&P 400 Average 90 Days After Offer:: S&P 400 Average 90 Days After the Offer.
S&P 400 Average Yesterday:: Yesterdays S&P 400 Average.
Percent Change of S&P 400 Average from offer to 180 Days After Offer:: Percent change of S&P 400 Average at offer to average 180 days after offer.
Percent Change of S&P 400 Average from offer to 1 Day After Offer:: Percent change of S&P 400 Average at offer to average 1 day after offer.
Percent Change of S&P 400 Average from offer to 1 Week After Offer:: Percent change of S&P 400 Average at offer to average 1 week after offer.
Percent Change of S&P 400 Average from offer to 2 Weeks before Offer:: Percent change of S&P 400 Average at offer to average 2 weeks before offer.
Percent Change of S&P 400 Average from offer to 2 Weeks After Offer:: Percent change of S&P 400 Average at offer to average 2 weeks after offer.
Percent Change of S&P 400 Average from offer to 365 Days After Offer:: Percent change of S&P 400 Average at offer to average 365 days after offer.
Percent Change of S&P 400 Average from offer to 4 Weeks After Offer:: Percent change of S&P 400 Average at offer to average 4 weeks after offer.
Percent Change of S&P 400 Average from offer to 60 Days After Offer:: Percent change of S&P 400 Average at offer to average 60 days after offer.
Percent Change of S&P 400 Average from offer to 90 Days After Offer:: Percent change of S&P 400 Average at offer to average 90 days after offer.
Percent Change from Stock Offer Price to S&P 400 Average Yesterday:: Percent change of S&P 400 Average at offer to average yesterday.
S&P 500 Average 4 Weeks After Offer:: S&P 500 average 4 weeks after offer date.
Above/Below Filing Price Description: Compares offer price with the latest filing price i.e., A-Above range, B-Below range, NA-Not applicable, W-Within range.
Above/Below Filing Price Code: Compares offer price with the latest filing i.e., A-Above range, B-Below range, NA-Not applicable, W-Within range.
Alternate Base Rate Maximum Spread: The highest spread given in basis points for deals with alternate base rate. Alternate base rate is given as an option opposed to LIBOR.
Alternate Base Rate Minimum Spread: The lowest spread given in basis points for deals with alternate base rate. Alternate base rate is given as an option opposed to LIBOR.
Alternate Base Rate Spread: Alternate Base Rate spread is available; or the range of ABR spread if dependent upon margin. Alternate base rate is given as an option opposed to LIBOR.
Accrued Dividend ($ per Share): Dividends, in dollars per share, owed but not yet paid. Applies only to Underwritten Calls Convertible Preferred Stock database.
Acceptance Level: The percent of the shareholders who elected to take up their allotment in a rights offering. Applies only to UK New Issues database.
Accrued Interest ($ per Bond): Interest, in dollars per bond, owed but not yet paid. Applies only to Underwritten Calls Convertible Debt database.
Accounting Fees & Expenses ($). Applies only to US New Issues databases.
Accrued Dividend as % of Liquidation: The dividend, in dollars per share, owed but not yet paid (ACCDIV). Liquidation is the value, in dollars per share, of the preferred stock in the event of liquidation of the company (LIQ). Applies only to Underwritten Calls Convertible Preferred Stock database.
Accrued Interest as % of Face Value: The interest, in dollars per bond, owed but not yet paid (ACCINT). Face Value is the value of a security as given on the instrument. Applies only to Underwritten Calls Convertible Debt database.
Acquisition Related Issue Flag (Y/N): Yes/No flag set to "Yes" where the proceeds of the issue are used to finance an acquisition.
Japanese Issues: Announcement Date
Additional Compensation Flag (Y/N): Yes/No flag set to "Yes" where management received additional compensation.
Additional Borrower’s Business Description: Text paragraph describing additional borrower’s primary line of business.
Additional Borrower’s 6-digit CUSIP: The additional borrower’s CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Additional Borrower’s Exchange Listing (Code): Code indicating primary stock exchange on which additional borrower’s common stock trades (e.g. N).
Additional Borrower’s Name: Full name of additional borrower(s) of issue (30 characters wide).
Additional Borrower’s Name: Full name of additional borrower(s) of issue (77 characters wide).
Additional Borrower’s Nation (Code): Nation code where issuer is located (e.g. US).
Additional Borrower’s Nation Region (Code): Nation region code where additional borrower is located (e.g. LA).
Additional Borrower’s Public Status (Code): SDC code for additional borrower's public status at time of offer (e.g. V).
Additional Borrower’s Primary SIC (Code): Primary Standard Industrial Classification (SIC) code for the additional borrower(s) of the loan. A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Additional Borrower’s State (Code): State code where the additional borrower is located.
Additional Borrower’s Ticker Symbol: Symbol for additional borrower's stock on its primary exchange at the time of issue.
Adjustment to Amount Remaining on Shelf ($ Mil): The adjustment, in millions of dollars, to the amount remaining on the shelf. Applies only to Shelf Debt database.
Adjustable Rate Index Code: Numerical SDC code for the index on which dividend reset calculations will be based.
Dividend Adjustment Details: Short text description of the procedure used to adjust the dividend. Applies only to Preferred and Convertible Preferred Stock databases.
Discount Adjusted for Dividends: The discount is the percent by which the offer price is less than the last stock price. Applies only to UK New Issues database.
Adjustable Rate Index Description: Index which is referenced to reset the amount of earnings distributed to shareholders (e.g. 90-Day T-BILL). Applies only to Preferred and Convertible Preferred Stock databases.
Additional Shelf Adjustment Notes: Text field containing information on amount carried forward from a previous shelf, and other amendment information. Applies only to Shelf Registrations database.
Offer Price Adjusted for Stock Splits: The offer price adjusted to reflect all stock splits and stock dividends since the offer date. Applies only to US Public Common Stock database.
Adjustment to Number of Shares Remaining on Shelf: The adjustment to the number of shares remaining on the shelf. Applies only to Shelf Common and Shelf Preferred Stock databases.
Basis Point Spread Over/Under Adjust Instrument: Number of basis points (100 basis points=1.0%) above or below the index rate (see ADJIND), to which the dividend will be adjusted after the initial dividend period. Applies only to Preferred and Convertible Preferred Stock databases.
Theoretical Discount Adjusted for Dividends: The theoretical discount is the percent by which the offer price is less than the Theoretical Ex-Rights Price (TERP – see data item THEOPRICE). Applies only to rights issues in the UK New Issues database.
Stock Split or Stock Dividend Flag (S/D): Split/Dividend Flag set to "S" where a stock split has taken place and to "D" where a stock dividend has taken place. If a company has undergone multiple stock splits and/or stock dividends, this data item will reflect the code for the most recent change since the offer date.
Stock Split or Stock Dividend Description: Text description indicating "Stock Split" where a stock split has taken place or "Stock Dividend" where a stock dividend has taken place. If a company has undergone multiple stock splits and/or stock dividends, this data item will reflect the description for the most recent change since the offer date.
Loan Administration Agents (Codes): SDC code for the manager with the Administrative Agent role displayed across the page.
Loan Administration Agents (Names Listed Down the Page): All Administrative Agent(s) name(s) will be shown listed in a column down the page.
Japanese Issues: Administrative Agent (Code): Agent in charge of administrative work of a debt issue.
Japanese Issues: Administrative Agent (Name): Agent in charge of administrative work of a debt issue.
ADR Conversion Ratio: Number of foreign shares represented by one American Depository Receipt/Share. Applies only to Common Stock databases.
Japanese Issues: Advisor Underwriting Amount (Host mil): Amount underwritten by each manager. Applies only to Japanese New Issues database.
Japanese Issues: Advisors (Codes): Codes of financial company's names in a syndicate group of the deal.
Japanese Issues: Advisors (Names): Financial company's names in a syndicate group of the deal.
Japanese Issues: Advisor Underwriting Percent: Percent of issue underwritten by each manager. Applies only to Japanese New Issues database.
Japanese Issues: Advisor Role (Code): Role codes for financial companies in a syndicate group of the deal. (e.g., 11: Book Runner, 17: Manager, 16: Underwriter, 21: Commissioned Company, 23: Fiscal Agent,)
Japanese Issues: Advisor Role (Description): Role of financial companies in a syndicate group of the deal.
Loan Fees: Agent Fee Maximum (Host): The maximum agent fee. If a range is reported the maximum agent fee is reported.
Loan Fees: Agent Fee Minimum (Host): The minimum agent fee. If a range is reported the minimum agent fee is reported.
Loan Manager’s Role (Codes Listed Down the Page): SDC code for the roles of the Agent and Co-Agent banks.
Agent Type Description: Text description indicating the type of agent that has been authorized by the issuer to act in the latter's behalf in transactions involving a third party. Typical agents include Transfer Agents (agent appointed by a corporation, to maintain records of stock and bond owners, to cancel and issues certificates, and to resolve problems arising from lost, destroyed or stolen certificates), Registrar Agents (agent appointed by a corporation to prevent the over issuance of shares) and Paying Agents (agent that receives funds from an issuer of bonds or stock and in turn pays principal and interest to bondholders and dividends to stockholders). Applies only to US Public Domestic and Latin American Domestic Common, Preferred and Convertible Preferred Stock databases.
Agent Type Code: Code indicating the type of agent that has been authorized by the issuer to act in the latter's behalf in transactions involving a third party. For a description of typical agents authorized by the issuer, see AGENTTYPE. Applies only to US Public Domestic and Latin American Domestic Common, Preferred and Convertible Preferred Stock databases.
Full Name of Agent Dropped/Added to MTN Program: The full name of agent dropped or added to a Medium-Term Note Program. If more than one agent has been dropped/added this represents the first agent change to the Program. Reference the NOTES field for more detailed information on agent changes. Applies only to MTN Programs database.
Agent Dropped/Added Indicator: Dropped/Added Flag set to "D" where an agent has been dropped from a Medium-Term Note Program and to "A" where an agent has been added to a Medium-Term Note Program. If agents have been both dropped and added, this field represents the first type of agent change that was made to the program. Reference the NOTES field for more detailed information on agent changes. Applies only to MTN Programs database.
Code for Agent Dropped/Added to MTN Program: The code for the agent dropped or added to a Medium-Term Note Program. If more than one agent has been dropped/added, this field represents the first agent change to the Program. Reference the NOTES field for more detailed information on agent changes. Applies only to MTN Programs database.
Date of Agent Change to MTN Program: The effective date of the agent change to a Medium-Term Note Program. Typically this date represents the date of a new prospectus, if a new document has been printed. If more than one agent has been dropped/added, this field represents the date of the first agent change to the Program. Reference the NOTES field for more detailed information on agent changes. Applies only to MTN Programs database.
Agent Dropped/Added to MTN Program Description: Text description indicating "Drop" where an agent has been dropped from a Medium-Term Note Program and "Add " where an agent has been added to a Medium-Term Note Program. If more than one agent has been dropped/added, this field represents the first agent change to the Program. Reference the NOTES field for more detailed information on agent changes. Applies only to MTN Programs database.
Code for Replacement/Replaced Agent to MTN Program: If an agent is dropped and is being replaced by another agent, this field represents the code for the replacement agent. If an agent id added and another agent has been dropped as a result, this field represents the code for the agent being replaced. Reference the NOTES field for more detailed information on agent changes. Applies only to MTN Programs database.
Full Name of Replacement/Replaced Agent to MTN Program: If an agent is dropped and is being replaced by another agent, this field represents the full name of the replacement agent. If an agent is added and another agent has been dropped as a result, this field represents the full name of the agent being replaced. Reference the NOTES field for more detailed information on agent changes. Applies only to MTN Programs database.
Amendment History Amendment Date: Amendment history of amendment date. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Loan Amendment Purpose: Indicates the reason why the original loan was amended, i.e. change in pricing, extension of maturity, loan covenant changes, etc.
Amendment History File Amount ($ Mil): Amendment history of amount filed in this market, in millions of dollars. Researched for Debt Issues in Registration filed since 01/01/96 and US Public Debt New Issues priced since 01/01/96.
Amendment History High File Price: Amendment history of high price of filing price range. Researched for Common Stock Issues in Registration filed since 01/01/96 and US Public Common Stock New Issues priced since 01/01/96.
Amendment History Low File Price: Amendment history of low price of filing price range. Researched for Common Stock Issues in Registration filed since 01/01/96 and US Public Common Stock New Issues priced since 01/01/96.
Amendment History Liquidation Price: Amendment history of preferred liquidation value per share. Researched for Preferred Stock Issues in Registration filed since 01/01/96 and US Public Preferred Stock New Issues priced since 01/01/96.
Amendment History Notes: Text field describing miscellaneous amendment history information. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Amendment History Domestic Overallotment Amount Option ($ Mil): Amendment history of overallotment amount (a.k.a. green shoe) option in this market at original filing, in millions of dollars. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Amendment History Domestic Overallotment Shares Option: Amendment history of overallotment shares (a.k.a. green shoe) option in this market at original filing. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Amendment History Deal Type Code: Amendment history of deal type code. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Amendment History Domestic Secondary Shares Filed: Amendment history of secondary shares filed in this market. For amendment history of total secondary shares filed in all markets, reference AH_TOTSECFIL. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Amendment History Shares Filed In This Market: Amendment history of shares filed in this market. For amendment history of total shares filed in all markets, reference AH_TOTSHSFIL. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96..
Amendment History Type of Shares Filed Code: Amendment history of type of shares filed code. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Amendment History Global Overallotment Shares Option: Amendment history of total overallotment shares (a.k.a. green shoe) option in all markets at original filing. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Amendment History Global Secondary Shares Filed: Amendment history of total global secondary shares filed. For amendment history of domestic secondary shares filed, reference AH_SECFIL. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Amendment History Shares Filed In All Markets: Amendment history of total shares filed in all markets. For amendment history of shares filed in this market, reference AH_SHFIL. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
All-in Cost: Total cost of issuing (syndication cost, cost for chief commission bank, legal fees, etc.) the bond in relation to LIBOR (London Inter-Bank Offer Rate). This fee is indicated by the number of basis points above or below LIBOR.
Japanese Expenses: All-in Cost Description: Description of Total cost of issuance (syndication cost, cost for chief commission bank, legal fees, etc.) the bond in relation to LIBOR (London Inter-Bank Offer Rate). This fee is indicated by the number of basis points above or below LIBOR.
Loan Manager’s Role (Code): Indicates the role of managers (Agents, Co-Agent, Lenders/Participants). Role is displayed as a code (e.g. Administration Agent = AA).
Japanese Issues: Credit Enhancement (Descr): Credit Enhancement Type of Asset Backed Securities.
Japanese Issues: Credit Enhancement (Code): Credit Enhancement Type of Asset Backed Securities.
Loan Fees: Fee Type (Code): The SDC code for the type of fees that the borrower must pay to the lender.
Loan Fees: Fee Type (Description): The description for the type of fees that the borrower must pay to the lender (e.g. facility fee).
Loan Fees: Fee Description (Range if Performance Based): The description for the type of fees in a range form that the borrower must pay to the lender (e.g. Facility Fee 10.000 to 25.000Bps).
Loan Fees: Fee Description (All Levels Shown if Performance Based): The description and fee amount for the type of fees that the borrower must pay to the lender.
All Managers, inc. Int’l Co-Managers (Code): SDC codes for all managers (Agent, Co-Agents, Lenders/Participants) will be displayed down the report page.
All Managers: Full names of all managers listed down the page, including international co-managers and Agents, Co-Agents, Lenders/Participants for Syndicated Loans.
Loan Performance Grid: Margin Description: The description of all the margins and spreads that pricing will be based on in the loan (e.g. Moody Rtg =< Aaa, >Aa3).
Loan Performance Grid: Margin Type (Code): Displays the credit indicators (applicable margin types) code to which the spread over the base rate is tied to. The credit indicators may be in the form of financial ratios (ie. Debt to EBITDA) or credit ratings (ie. S&P, or Moody’s).
Loan Performance Grid: Margin Type (Description): The description of all the margins that pricing will be based on in the loan (e.g. Moody Rtg).
All Managers, inc. Int’l Co-Managers (Code): SDC code for all managers (Agent, Co-Agents, Lenders/Participants) will be displayed across the report page.
All Managers Role Description: Descriptions listed down the page indicating the specific role of each manager on the transaction (e.g. Book Manager). Syndicated Loans: Agents, Co-Agents, Lenders/Participants.
All Managers Role Code: Codes listed down the page indicating the specific role of each manager on the transaction (e.g. BM).Syndicated Loans: Agents, Co-Agents, Lenders/Participants.
Shares Allotted to Strategic Investor: The actual number of shares allotted to strategic investor.
Japanese Third Party Allotment: Allotted Company Name: Japanese Third Party Allotment: Allotted Company Name: Name of company/entity new shares are allotted.
Japanese Third Party Allotment: Allotted Percent: Value of allotted shares to each party in % terms.
Amount Allotted to Managers, Incl Syndicate members (Host Mil): Total amount allotted to syndicate members according to final prospectus.
Japanese Third Party Allotment: Allotted Company Cusip: 6-digit cusip of companies receiving 3rd party allotment shares. Applies only to Japanese New Issues database.
Japanese Third Party Allotment: Number of Shares Allotted: Number of shares allotted to each party.
Japanese Rights Issue: Allotment Ratio: Ratio of new shares allotted to each existing share. Applies only to Japanese Rights Issues.
Number of Shares Allotted to Managers, incl. Syndicate members: Number of Shares Allotted to Managers, incl. Syndicate members according to final prospectus.
Japanese Third Party Allotment: Value of 3rd Party Allotted (Host): JPY value of allotted shares to each party.
Loan Pricing: Pricing Index (Code): SDC code for interest rate index (ie. LIBOR, ABR, etc.) which the pricing is based upon.
Loan Pricing: Pricing Index (Description): Displays interest rate index (ie. LIBOR, ABR, etc.) which the pricing is based upon.
Loan Pricing: Pricing details (All Levels Shown if Performance Based): Displays all levels of pricing with base rate --interest rate index, and spread % --the number of percentage points above or below the base rate at this level.
Specific Simultaneous Offer Code: SDC Code for marketplace(s) where securities will be offered (e.g. B).
Specific simultaneous offer description: Description of marketplace(s) where securities will be offered (e.g. US/EURO).
Loan Covenants: All Covenants (Codes): SDC code for covenants (e.g. 169). Covenants are binding agreements of obligations in which the borrower must adhere to.
Loan Covenants: All Covenants (Description): The description for covenants (e.g. Debt to EBITDA). Covenants are binding agreements of obligations in which the borrower must adhere to.
All Managers Parent (Code): Ultimate parent of manager.
Loan Pricing: Alternate Base Rate (Codes): SDC codes of the interest rates that define what the Alternate Base Rate is comprised of.
Loan Pricing: Alternate Base Rate (Full Description): Details which base rates and respective spreads make up the Alternate Base Rate (ABR).
Loan Pricing: Alternate Base Rate Flag (Y/N): Flag indicating whether the loan has the ability to be priced over ABR.
Loan Pricing: Alternate Base Rate (Short Description): Lists the base rates that make up the Alternate Base Rate (ABR). Use ALTBASERATE_DESCR to see available base rates and spreads.
Amended Filing Date: date on which the final amended registration statement is filed prior to the Issue Date.
Loan was Amended Flag (Y/N): Flag indicating whether the loan was amended via pricing change, extension of maturity, financial covenant changes, etc.
American Stock Exchange Filing Fee ($): Listing fee paid, in dollars, to the American Stock Exchange. Applies only to US New Issues databases.
Amendment to Original Registration Statement Flag (Y/N): Yes/No flag set to "Yes" where the original registration has been amended.
Loan Package Amount Increase/Decrease: allows end-users to select transactions where the original loan package amount was changed, i.e. increased due to over-subscription or decreased due to lack of interest.
Amount Underwritten in Sterling: Amount of the offer that is underwritten, in sterling. Applies only to UK New Issues database.
Principal Amount per Tranche ($ Mil, this Mkt): Principal amount of issue in this market, per tranche, in millions of dollars. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the total principal amount of issue in all markets. On syndicated loans, it is the Tranche amount in millions of US dollars.
Japanese Third Party Allotment: Total Amount (Host): Amount raised from the sale of 3rd party allotment shares. Applies only to Japanese New Issues database.
Tranche Amount (Host Currency): Displays the tranche amount in millions of host currency. See CUR and CURL to display the host currency.
Japanese Non-IPO Issue: Amount (Host): Total amount of Non-IPO secondary offer.
Japanese Shelf Filings: Amount Remaining on Shelf (US $ mil): Amount remaining on the shelf in US$ million.
Japanese Shelf Filings: Amount Remaining on Shelf (host,mil): Amount remaining on the shelf in JPY million.
Principal Amount with Currency of Issue- in this Mkt (Host Mil): Principal amount of issue in this market with currency of issue, in host millions (e.g. 250 SFR).Syndicated Loans: Tranche amount in currency of the loan.
Principal Amount inc. Overallotment Sold - in this Mkt ($ Mil): Principal amount of the issue plus overallotment amount (a.k.a green shoe) sold in this market; i.e. number of shares plus overallotment shares sold in this market multiplied by the offer price. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Dollar Amount Redeemable ($ Mil): Principal amount outstanding, in millions of dollars, of the original securities still outstanding as of the redemption date that are subject to redemption. Applies only to Underwritten Calls Convertible Debt databases.
Principal Amount inc. Overallotment Option - in this Mkt ($ Mil): Principal amount of the issue plus overallotment amount (a.k.a green shoe) sold in this market; i.e. number of shares plus overallotment shares sold in this market multiplied by the offer price. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Proceeds Amount inc. Overallotment Sold - in this Mkt (AU$ Mil): Proceeds amount of the issue in this market plus the overallotment amount (a.k.a. green shoe) sold in this market; i.e. number of shares in this market plus the overallotment shares sold in this market multiplied by the offer price. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Amount Remaining on Shelf ($ Mil): Amount currently remaining on the shelf program, in millions of dollars. Applies only to Shelf Registrations database.
Loan Date: Announcement Date: The offer date of the loan. The date which a company has announced a request for financing.
Japanese Third Party Allotment: Application End date: Date on which application for 3rd party allotment shares ends. Applies only to Japanese New Issues database.
Japanese Third Party Allotment: Application Start Date: Date on which application for 3rd party allotment shares begins. Applies only to Japanese New Issues database.
Total Assets Before Offering ($ Mil).
Total Assets After Offering ($ Mil).
Asset Type Description: Description of the type(s) of collateral that backs the issue (e.g. FNMA).
Loan Fees: Assignment Fee (Host): The fee the assignor lender must pay to the agent for registration and processing. Displays the agent fee in a range (if variable).
Loan Fees: Assignment Fee Maximum (Host): The maximum assignment fee. If a range is reported the maximum assignment fee is reported.
Loan Fees: Assignment Fee Minimum (Host): The minimum assignment fee. If a range is reported the minimum assignment fee is reported.
Loan Assignments Flag (Y/N): Yes/No flag set to “Yes” where assignments are available.
Loan Assignment Increments ($ Thous): The minimum amount of the assignment that can be drawn.
Loan Assignment Increments (Host Thous): The minimum amount of the assignment that can be drawn in the currency of the target market.
Loan Assignment Minimum Denominations ($ Thous): The minimum amount of the commitment that can be assigned by the bank.
Loan Assignment Minimum Denominations (Host Thous): The minimum amount of the commitment that can be assigned by the bank in the currency of the target market.
Loan Assignment Notes: Additional information about the assignment [e.g. One Tranche has a different assignment amount from the other(s)].
SDC codes describing the type(s) of collateral backing a securitized issue (e.g. Auto Loans/Recs.)
Issuer's Auditor Short Name: Short Name of Auditor of the issuer's most recent financial statements, as available in the prospectus. Syndicated Loans: Available in the SEC filings.
Issuer's Auditor Code: SDC Code of the Auditor of an issuer's most recent financial statements, as available in the prospectus.
Issuer's Auditor Full Name: Full name of Auditor of issuer's most recent financial statements, as available in the prospectus.
Amount of Security Authorized Before Offer. Applies only to UK New Issues database.
Amount of Security Authorized After Offer. Applies only to UK New Issues database.
Japanese IPO Primary & Secondary: Weighted Average of All Bids (Host): Weighted average of all bids on IPO primary/secondary shares. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary: Weighted Average of Successful Bids: Weighted average of all successful bids on IPO primary/secondary shares. Applies only to Japanese New Issues database.
The average life of individual tranches of a securitized issue based on a particular PSA prepayment assumption.
Loan Repayment: Balloon Repayment Amount ($ Mil): The amount of the balloon repayment which should be greater than half of the principal amount.
Loan Repayment: Balloon Repayment Amount (Host Mil): The amount of the balloon repayment which should be greater than half of the principal amount in the currency of the target market.
Loan Repayment: Balloon Repayment Flag (Y/N): Yes/No flag set to “Yes” when the final payment is greater then half of the principal amount.
Japanese Issues: Stock Price Used for Pricing: Closing price of the share on pricing day. Offer price is determined as discounted market price.
Japanese Issues: Date on which Bookbuilding Begins: Date on which Bookbuilding starts.
Japanese Issues: Date on which Bookbuilding Ends: Date on which Bookbuilding ends.
Japanese IPO Primary & Secondary: Upper Bound of Bookbuilding IPO: Upper bound of bookbuilding. Offer Price should be determined between upper bound and lower bound.
Japanese IPO Primary & Secondary: Lower Bound of Bookbuilding IPO: Lower bound of bookbuilding. Offer Price should be determined between upper bound and lower bound.
Japanese Issues: Underwritten Amount Per Share by Bookbuilding (Host): Per share value for underwritten IPO shares priced by bookbuilding. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer: Legal Amount Per Share by Bookbuilding (Host): Per share value of IPO primary shares priced by bookbuilding. Legal amount per share is determined by the issuer’s board of directors in advance of the offer for the purpose of documentation. The commercial law regards the value as issue price. Applies only to Japanese New Issues database.
Description of Debt that Warrant Buys: Text description of terms of the debt issue for which warrant can be exchanged upon exercise.
Deals with Bond Counsel (Y/N): Yes/No flag set to Y for deals with a named Bond Counsel.
Bearer Shares Flag (Y/N): Yes/No Flag set to “Yes” when the shares to be issued will be in bearer form, where actual possession of the share certificates is proof of ownership.
Japanese Issues: Bench Mark Type (Description): Asset type of benchmark (description) for pricing excluding JGB spread information. For example, Libor, Prime Rate, Tibor, etc..
Japanese Issues: Bench Mark Type (Code): Asset type of benchmark (code) for pricing excluding JGB spread information. For example, Libor, Prime Rate, Tibor, etc..
Best Efforts/Firm Commitment/Bought Deal Indicator: Code identifying type of offer i.e., B-Best Efforts Offers, F-Firm Commitment Offers, O-Bought Deal Offers. Applies only to Canadian New Issues databases.
Japanese IPO Primary & Secondary: Bid Ratio: Competitive rate of a bid. Bid Ratio= Total Number of Bid Shares / Number of Successful Bid Shares Offered.
Japanese IPO Primary & Secondary: Total Number of Bid Shares Offered: Total number of shares bid for IPO primary/secondary offer. Applies only to Japanese New Issues database.
Loan Pricing: Bankers Acceptance Rate Maximum Spread: The maximum Bankers Acceptance Rate spread within a set range (if variable) or where Bankers Acceptance Rate spread is available.
Loan Pricing: Bankers Acceptance Rate Minimum Spread: The minimum Bankers Acceptance Rate spread within a set range (if variable) or where Bankers Acceptance Rate spread is available.
Loan Pricing: Bankers Acceptance Rate Spread: The Bankers Acceptance Rate spread in a given range (if variable) or where Bankers Acceptance Rate spread is available.
Block Trade Issue Flag (Y/N): Yes/No flag set to "Y" where the issue is a block trade.
Blue Sky Fees & Expenses ($): Fees and expenses, in dollars, related to compliance with state securities regulations. Applies only to US New Issues databases.
Book Manager Code: SDC code of book manager(s) of issue. The book manager maintains a record of activity for the syndicate and underwrites the largest portion of the securities. Syndicated Loans: The book manager leads, originates, structures, and runs the books on the deal.
Book Manager (Full Name, 55 characters): Book Manager full name up to 55 characters. For book manager definition, look under the definition of BOOK.
Principal Amount per Book Manager - in this Mkt ($ Mil): Principal amount in this market, in millions of dollars, credited to each book manager on the issue. This data item equals the principal amount of issue in this market (AMT) divided by the number of book managers on the issue (NUMBOOKS).
Book Manager Name: Full name of book manager(s) of issue (30 characters wide). The book manager maintains a record of activity for the syndicate and underwrites the largest portion of the securities. For Syndicated Loans, the book manager leads, originates, structures, and runs the books on the deal.
Book Runner (Full Name, 55 character): Book Manager full name up to 55 characters. For book manager definition, look under the definition of BOOK.
Book Manager’s Parent Nation Code: The nation code where the book manager’s parent is located.
Book Manager’s Parent Code: The SDC code of the book manager's parent.
Proceeds Amount per Book Runner This Market (US $mil): Proceeds amount of the issue in this market per book runner for this market (US $mil)
Proceeds Amountper Book Runner All Mkts (US $mil): Proceeds amount of the issue per book runner for all markets (US $mil).
Proceeds Amount plus Overamt per Book Runner All Markets (US $mil): Proceeds amount of the issue in all markets plus Overamt per Book Runner All Markets (US $mil).
Proceeds Amount plus Overamount per Book Runner this Market:: Proceeds in US dollars, including overallotment, allocated to the Bookrunner per tranche.
Book Value per Share After Offer: Common Equity After Offer / Shares Outstanding After Offer.
Book Value per Share Before Offer: Common Equity Before Offer / Shares Outstanding Before Offer.
Book Manager's Parent State Code: The state code where the book manager’s parent is located.
Block Trade/ Accelerated Book Built Eligible Flag: A flag that allows for the inclusion of all block trades and accelerated bookbuilt offerings where the shares are 100% secondary and proceeds are greater than US$25 million. This flag only applies to non-US transactions.
Loan Borrowing Base (Description): The minimum amount the commitment of the loan can be. The Issuer/Borrower can take only as much as the Borrower Base allows.
Basis Point Spread Over Treasury: The number of basis points over the comparable maturity treasury (100bps=1.0%); applicable only to fixed rate, non-convertible debt issues.
Number of Years to Break Even (Equal Dollar Method): Dollar Premium / [Coupon - (Common Stock Dividend X (Bond Price / Common Stock Price))]. Note: Bond price and Coupon is in dollars, not percent.
Number of Years to Break Even (Equal Share Method): Dollar Premium / [Coupon - (Common Stock Dividend X Shares Per Bond)]. Note: Bond Price and Coupon is in dollars, not percent.
Broker Name: Full Name of the broker/dealer of the issue (30 characters wide). Applies only to UK New Issues database.
Broker Fee: The fee paid to the broker/dealer of the issue. Applies only to UK New Issues database.
Broker Code: IFR SDC code of the broker/dealer of the issue. Applies only to UK New Issues database.
Type of Foreign Bond (Description): Description of type of foreign bond issue (e.g. Samurai Bond). Applies only to Euro Debt database. Types of foreign bonds researched in the Euro database are:
SA: Samurai Bond, A Yen denominated bond issued in the Japanese public bond market by foreign institutions rated BBB or above. Bonds can be purchased by non-residents of Japan.
SI: Shibosai Bond, A Yen denominated bond issued in the Japanese private bond market by foreign institutions. Bonds are unlisted.
SO: Shogun Bond, A non-Yen denominated bond issued in the Japanese public bond market by foreign institutions. Preferred currency is US$, but CAD$ and AU$ bonds exist.
DA: Daimyo Bond, A Hybrid Samurai Euroyen bond; Yen denominated bond issued in the Japanese public market by AAA rated institutions (usually international agencies), settled by Cedel and/or Euroclear, and listed in Luxembourg.
GA: Geisha Bond, A non-Yen denominated bond issued in the Japanese private bond market by foreign institutions. Preferred currency is US$.
DR: Dragon Bond, A local market Asian (excluding Japan) bond targeted to little dragon (Singapore, Taiwan, Hong Kong, etc.). Bond may be denominated in currencies other than HK, may be listed other than in HK, and are not necessarily issued by foreign institutions.
BD: Bulldog Bond, A Sterling denominated bond issued in the UK public bond market by foreign institutions.
RB: Rembrandt Bond, A Danish Krone denominated bond issued in the Holland public bond market by foreign institutions.
MT: Matador Bond, A Spanish Peseta denominated bond issued in the Spanish public or private bond market by foreign institutions.
AL: Alpine Bond, A Swiss Franc denominated bond issued in the Swiss public or private bond market by foreign institutions.
MA: Marathon Bond, A Spanish Peseta denominated bond issued in the Greek public or private bond market by foreign institutions.
NA: Navigator Bond, A Portuguese Escudo denominated bond issued in the Portuguese public or private bond market by foreign institutions.
KA: Kauri bond, A New Zealand dollar denominated bond issued in the New Zealand public or private market by foreign institutions.
KG: Kangaroo Bond, An Australian or US dollar denominated bond issued in the Australian public or private market by foreign institutions.
Type of Foreign Bond (Code): SDC Code identifying type of foreign bond issue (e.g. SA). Applies only to Euro Debt database. Types of Foreign bonds researched in the Euro database are:
SA: Samurai Bond, A Yen denominated bond issued in the Japanese public bond market by foreign institutions rated BBB or above. Bonds can be purchased by non-residents of Japan.
SI: Shibosai Bond, A Yen denominated bond issued in the Japanese private bond market by foreign institutions. Bonds are unlisted.
SO: Shogun Bond, A non-Yen denominated bond issued in the Japanese public bond market by foreign institutions. Preferred currency is US$, but CAD$ and AU$ bonds exist.
DA: Daimyo Bond, A Hybrid Samurai Euroyen bond; Yen denominated bond issued in the Japanese public market by AAA rated institutions (usually international agencies), settled by Cedel and/or Euroclear, and listed in Luxembourg.
GA: Geisha Bond, A non-Yen denominated bond issued in the Japanese private bond market by foreign institutions. Preferred currency is US$.
DR: Dragon Bond, A local market Asian (excluding Japan) bond targeted to little dragon (Singapore, Taiwan, Hong Kong, etc.). Bond may be denominated in currencies other than HK, may be listed other than in HK, and are not necessarily issued by foreign institutions.
BD: Bulldog Bond, A Sterling denominated bond issued in the UK public bond market by foreign institutions.
RB: Rembrandt Bond, A Danish Krone denominated bond issued in the Holland public bond market by foreign institutions.
MT: Matador Bond, A Spanish Peseta denominated bond issued in the Spanish public or private bond market by foreign institutions.
AL: Alpine Bond, A Swiss Franc denominated bond issued in the Swiss public or private bond market by foreign institutions.
MA: Marathon Bond, A Spanish Peseta denominated bond issued in the Greek public or private bond market by foreign institutions.
NA: Navigator Bond, A Portuguese Escudo denominated bond issued in the Portuguese public or private bond market by foreign institutions.
KA: Kauri bond, A New Zealand dollar denominated bond issued in the New Zealand public or private market by foreign institutions.
KG: Kangaroo Bond, An Australian or US dollar denominated bond issued in the Australian public or private market by foreign institutions.
Foreign Bond Type: The Foreign Bond Type (BTYPE) searchable and reportable data item will allow clients to identify select Maple Bonds. Thomson Reuters defines a Maple Bond as a security that meets all of the following criteria:
- A security that clears through the Canadian Depository System (CDS)*
- A security that is offered by a non-Canadian issuer into the Canadian market
- A security with a cusip
- A security with a semi-annual coupon payment
* It can also clear through other clearing systems but it must clear through CDS as one of the options; therefore a maple bond can also be considered a global bond in Thomson Financials non-Canadian league tables *
Issuer Business Description, Full: Text paragraph describing issuer’s primary line of business.
Issuer/Borrower Business Description, Full (UPPER CASE): The Issuer/Borrower Company Business Description in full text and caps.
The Issuer/Borrower Company Business Description in full text and caps
Issuer Business Description, Short: Short text describing issuer's primary line of business (30 characters wide).
Business Week 1,000 Rank: Issuer's placement in the current Business Week 1,000 Rank.
Coupon (%): The interest rate on a debt security the issuer promises to pay to the holder until maturity, expressed as an annual percentage of face value. For example, a bond with a 10% coupon will pay $10 per $100 of the face amount per year. For loans that are not fixed in interest this field is flagged as float. For fixed coupon rates this field indicates set interest rate borrower will pay the lender until maturity.
Current Amendment Date: Date of most recent amendment. Researched for all Issues in Registration filed since 01/01/96.
Current Amount Filed - in this Mkt (host mil): Most recent amount filed in this market, expressed in host currency millions. Researched for all Issues in Registration filed since 01/01/96.
Current High File Price: Most recent high price of filing price range. Researched for all Issues in Registration filed since 01/01/96.
Current Low File Price: Most recent low price of filing price range. Researched for all Issues in Registration filed since 01/01/96.
Current Liquidation File Price: Most recent preferred liquidation value per share. Researched for all Issues in Registration filed since 01/01/96.
Current Mid File Price: Most recent mid price of filing price range. Researched for all Issues in Registration filed since 01/01/96.
Current Overallotment Option Amount Filed - in this Mkt ($ Mil): Most recent overallotment option (a.k.a. green shoe) amount filed in this market, in millions of dollars. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Researched for all Issues in Registration filed since 01/01/96.
Current Overallotment Shares Option Filed: Most recent overallotment shares (a.k.a. green shoe) option filed in this market. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Researched for all Issues in Registration filed since 01/01/96.
Current Primary Shares Filed - in this Mkt: Most recent primary shares filed in this market. Researched for all Issues in Registration filed since 01/01/96.
Current Primary Shares Filed as % of Shs Filed - in this Mkt: Most recent primary shares in this market filed as % of total shares filed in this market. Researched for all Issues in Registration filed since 01/01/96.
Current Secondary Shares Filed - in this Mkt: Most recent secondary shares filed in this market. Researched for all Issues in Registration filed since 01/01/96.
Current Secondary Shares Filed as % of Shs Filed - in this Mkt: Most recent secondary shares filed in this market as % of total shares filed in this market. Researched for all Issues in Registration filed since 01/01/96.
Current Shares Filed - in this Mkt: Most recent shares filed in this market. Researched for all Issues in Registration filed since 01/01/96.
Current Share File Type (Code): SDC code for most recent type of shares filed. Researched for all Issues in Registration filed since 01/01/96.
Current Amount Filed - sum of all Mkts (host mil): Most recent dollar amount filed in all markets, expressed in host currency millions. Researched for all Issues in Registration filed since 01/01/96.
Current Overallotment Shares Option Filed - sum of all Mkts: Most recent overallotment option (a.k.a. green shoe) filed in all markets. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Researched for all Issues in Registration filed since 01/01/96.
Current Primary Shares Filed - sum of all Mkts: Most recent primary shares filed in all markets. Researched for all Issues in Registration filed since 01/01/96.
Current Primary Shares Filed as % of Shs Filed - sum of all Mkts: Most recent primary shares filed in all markets as % of total shares filed in all markets. Researched for all Issues in Registration filed since 01/01/96.
Current Secondary Shares Filed - sum of all Mkts: Most recent secondary shares filed in all markets. Researched for all Issues in Registration filed since 01/01/96.
Current Secondary Shares Filed as % of Shs Filed - sum of all Mkts: Most recent secondary shares filed in all markets as % of total shares filed in all markets. Researched for all Issues in Registration filed since 01/01/96.
Current Shares Filed - sum of all Mkts: Most recent shares filed in all markets. Researched for all Issues in Registration filed since 01/01/96.
Date at Which Call Protection Expires: Date at which the bond becomes callable by the issuer.
Call, Put, or Sinking Fund Notes: Text description of additional call, put or sink features (40 characters wide).
Loan Call Feature Notes: Additional information on the callable deal (e.g. call premiums and the year callable by issuer/borrower).
Initial Call Price: Price at which the issuer may repurchase the security on the first call date.
Initial Call Price Premium (%): Percentage difference between what the bond can be repurchased for by the issuer on the first call date and the face amount of the bond.
Call Protection Type Code: SDC code indicating the type of call protection provided (e.g. NCL).
Call Protection Type Description: Short text description of type of call protection offered (e.g. Non-call life).
Years of Call Protection: Number of years from offer date during which the issue cannot be bought back by the issuer.
Japanese Third Party Allotment: Capitalized Amount (Host): Amount raised from the sale of Third Party Allotment shares that is put directly into capital of the issuer. Applies only to Japanese New Issues database.
Japanese Issues: Coupon Cap (%): For non-fixed rate coupons, the maximum applicable coupon rate during the life of the bond. Applies only to the Japanese Debt and Convertible Debt databases.
Japanese IPO Primary & Secondary: Total Captalized Amount (Host): Total amount raised from IPO Primary and Secondary shares that is put directly into capital of the issuer. Applies only to Japanese New Issues database.
Japanese Issues: Capitalized Issue type (Description): Type of shares issued in capitalized offer. (e.g. 112—Registered Par Value Common Stock). Applies only to Japanese New Issues database.
Capitalization Date: Date of most recent 12 month financial period before the offer. When available, interim figures are used to calculate most recent 12 month figures.
Type of Security Outstanding (e.g. Ordinary). Applies only to UK New Issues database
Japanese IPO Primary Offer: Capitalized Share Price (Host): Per share value of capitalized amount (amount put into issuer’s capital) from IPO primary offer. Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Capitalized Share Price (Host): Per share value of the amount put directly into the issuer's capital from the sale of Third Party Allotment shares . Applies only to Japanese New Issues database.
Japanese Public Offer: Capitalized Share Price (Host): Per share value of the amount put directly into the issuer’s capital from the sale of Public Offer shares. Applies only to Japanese New Issues database.
Capital Requirement Description: Description of the capital requirement for the bond (i.e. Negative Pledge Clause).
Capital Requirement Type Code: SDC code for the capital requirement for the bond (i.e. 40).
Japanese Rights Issue: Capitalized Share Price (Host): Per share value of the amount put directly into the issuer’s capital from the sale of Rights Issue shares. Applies only to Japanese New Issues database.
Capital Security Issue Flag (Y/N): Yes/No flag set to "Yes" where the issue pays interest in the form of additional debt.
Capital Security Type:: Description of type of capital security being offered.
Succeeding definitions below were taken verbatim from various sources (like 1998 Basel Accord and 2000 revised standards of Basel Accord).
Tier 1: refers to a form of capital qualifying as pure or “core capital”, namely equity shares or common stock, perpetual non-cumulative preference shares, and disclosed reserves.
Tier 2: refers to less pure forms of capital; these do not meet the requirements for permanency and absence of fixed servicing costs that apply to Tier one.
Upper Tier 2: a specific type of Tier 2; consists of perpetual debt instruments
Lower Tier 2: a specific type of Tier 2; consists of dated subordinated debt
Tier 3: refers to forms of capital conforming least well to the minimum standards for financial resources; either subordinated debt of short maturity or trading profits that have not been externally audited
Japanese Issues: Capitalized Share Type: Type of shares issued in capitalized offer. (e.g. 112—Registered Par Value Common Stock). Applies only to Japanese New Issues database.
Fixed Cash Component of Fee: The cash amount that is paid to the underwriter. Applies only to the UK New Issues database.
Japanese Issues: Chief Commission Bank (Name): A chief commission bank is an institution required to protect the interests of investors in the event an issuer defaults on the interest and principal of the bond.
Japanese Issues: Chief Commission Bank (Code): A chief commission bank is an institution required to protect the interests of investors in the event an issuer defaults on the interest and principal of the bond
Japanese Issues:: Capitalized Amount By Bookbuilding (Host): Capitalized amount determined by the issuer's board of directors, expressed in host currency. Applies only to Japanese New Issues database.
Japanese Issues:: Capitalized Amount By Bid (Host): Amount raised from shares offered at the bid price that is put directly into capital of the issuer. Applies only to Japanese New Issues database.
Common Equity as % of Capitalization: Capitalization is total debt (short-term, long-term, subordinated and convertible) plus common equity, preferred equity and minority interests.
Common Equity as % of Capitalization, exc. STD: Capitalization, excluding short term debt, is the sum of long-term, subordinated and convertible debt plus common equity, preferred equity and minority interests.
Chief Commission Bank Cost per Bond (%): Chief commission bank cost per bond, stated as a percent. A chief commission bank is an institution required to protect the interests of investors in the event an issuer defaults on the interest and principal of the bond. Applies only to Japanese New Issues database.
Chief Commission Bank Cost per Bond (Host Currency): Chief commission bank cost per bond in host currency (see also CCB). Applies only to Japanese New Issues database.
Chief Commission Bank Cost per Bond (%): Chief commission bank cost per bond, stated as a percent. (see also CCB). Applies only to Japanese New Issues database.
Chief Commission Bank Cost as % of Gross: Chief commission bank cost as a percent of gross spread (see also CCB). Applies only to Japanese New Issues database.
Chief Commission Bank Cost per Bond (US$): Chief commission bank cost per bond in US dollars (see also CCB). Applies only to Japanese New Issues database.
Certificate of Deposit Issue Flag (Y/N): Yes/No flag set to "Yes" where the issue is a Certificate of Deposit or a Deposit Note.
CDO Type: Issue has an asset type of high yield bonds, corporate loans, investment grade bonds, preferred stock or structured finance credit. A CDO is a structured fixed security with cash flows linked to the performance of debt instruments.
CD Bank Deposit Flag (Y/N): Yes/No indicator set to "Y" if the transaction is a certificate of deposit, bank note or deposit note.
Loan Pricing: CD Rate Maximum Spread: The maximum CD Rate spread within a set range (if variable) or where CD spread is available.
Loan Pricing: CD Rate Minimum Spread: The minimum CD Rate spread within a set range (if variable) or where CD Rate spread is available.
CDO flag (Y/N): Yes/No indicator set to "Y" when the issue has an asset type of high yield bonds, corporate loans, investment grade bonds, preferred stock or structured finance credit. A CDO is a structured fixed income security with cash flows linked to the performance of debt instruments.
The motivation behind the securitization and source of the CDO's assets. Classified as either Arbitrage or Balance Sheet.
The pricing structure of a CDO that is determined by the way the CDO protects its debt tranches from credit losses. CDOs can either have a market value, cash flow or synthetic structure.
Loan Pricing: CD Rate Spread: The CD Rate spread in a given range (if variable) or where CD Rate spread is available.
Combined Management & Underwriting Fee Flag (Y/N): Yes/No flag set to "Yes" when the management and underwriting fees are combined.
Challenged Issue Flag (Y/N): Yes/No flag set to "Yes" when a private placement has been challenged.
Loans: Challenged Issue Flag (Y/N): The challenged flag is used in cases which one bank is finding a discrepancy with what another bank has reported.
Challenged Notes: Text field describing the status of a challenge to a private placement.
Exchange Listing Change Flag (Y/N): Yes/No Flag set to “Yes” where an issue has changed it’s exchange listing.
A 6-digit SDC Company ID to identify an entity throughout its life linking all information.
Issuer City: City where the issuer is located.
Identifies individual classes of securitized issues. See data item (Additional Notes) for Series information.
Closed-End Fund/Trust Flag (Y/N): A yes/no flag that is used to indicate if an issuer is a closed-end fund or trust.
Loan Dates: Financial Close Date: Date of credit agreement or when the facility is funded and available for drawdown. However, this date may not coincide with when a borrower actually draws down on the facility. League tables generated based on financial close date reflect underwritten loan volume.
Loan Fees: Closing Fee Maximum (Host): The maximum closing fee. If a range is reported the maximum closing is reported.
Loan Fees: Closing Fee Minimum (Host): The minimum closing fee. If a range is reported the minimum closing is reported
Japanese Issues: Capitalized Amount Non-Bid (Host): Amount raised from shares offered at the after bid price that is put directly into capital of the issuer. Applies only to Japanese New Issues database.
Japanese Issues: Capitalized Amount Non-IPO Offer (Host): Total amount raised from the sale of non-IPO shares. Includes Public Offers, Rights Issues, and Third Party Allotments. Applies only to Japanese New Issues database.
Contact Person at Issuer: City: City where the issuer’s contact person is located.
Contact Person at Issuer: Name: Name of the contact person for issuer.
Contact Person at Issuer: Title: Title of the contact person for issuer.
Collateral Manager: This searchable and reportable data item will allow clients to query on the 6-digit cusip of the collateral manager associated to CDO offerings.
Deals with Collateral Manager Flag (Y/N):: Set to Y if the deal has a collateral manager.
The nation from where the collateral of a securitized issue was originated.
Collateral Type Description: Description of the type of collateral backing the bond (e.g. General Collateral).
Collateral Type Code: SDC code for the collateral backing the bond (i.e., 41).
Common Equity After Offering ($ Mil): Total common shareholders' equity after the offering.
Common Stock Agent Code: SDC Code of the common stock agent of issue.
Co-Managers (Co-Leads on Non-US Issues)(Codes): SDC Codes of co-managers of issue.
Syndicated Loans: SDC code for Co-Agents (Tier 2) and Participants/Lenders (Tier 3)
Co-Agents (Codes): SDC codes for Co-Agents (Tier 2) and Participants (Tier 3).
Common Equity Before Offering ($ Mil): Total common shareholders' equity before the offering.
Common Stock Dividend per Share ($): Annual common stock dividend, in dollars, taken from the prospectus; if a variable quarterly dividend, then most recent quarterly dividend is annualized.
Moodys Rating for Outstanding Debt.
Moodys Group Rating for Outstanding Debt.
General Comments on Issue: IFR SDC text comments on issue. Applies only to UK New Issues database.
Standby Commitment ($ Mil): Aggregate number of preferred shares or debentures outstanding prior to call multiplied by the standby tender price per share or debenture, expressed in millions of dollars. Applies only to Underwritten Calls database.
Loan Fees: Commitment Fee %: The % in which the borrower pays for commitments from each bank.
Loan Fees: Commitment Fee % Maximum: The maximum commitment fee % within a range (if variable) or where the fee is available for the loan.
Loan Fees: Commitment Fee % Minimum: The minimum commitment fee % can be within a range (if variable) or where the fee is available for the loan.
Loan Manager Commitment Amount (Host Mil): The amount that each bank has committed to the loan. The amount can be specified within a range or where commitments are available. It will be displayed in the currency in the bank commits in millions.
Central Indexing Key. A code that can be found on SEC filings.
Company Identifier Type: Displays a list of matches for the company name you entered.
Yield on Comparable Treasury: Yield on the comparable treasury at offer date of issue.
Yield on Common Stock (Dividend/Offer Price): Annual common stock dividend divided by the offer price, taken from prospectus.
Contact Person at Issuer: Name of Employer: Name of the employer of the contact person for issuer.
Contact Person at Issuer: Full Name of Employer: Name of the employer of the contact person for issuer.
Contact Person at Issuer: Nation (Name): Nation where the contact person for issuer is located.
Contact Person at Issuer: Nation (Code): Nation code where the contact person for issuer is located.
Share Type Offered. Applies only to UK New Issues database.
Basis of Rights Issue.
Contact Information Available Flag (Y/N): Yes/No flag set to "Yes" where issuer contact information is available.
Contingent Conversion Trigger %: The percent at which the common stock must trade above for a period of time (20 of 30 trading days) before holders can convert.
The percent (110 or 120%) at which the common stock must trade above for a period of time (20 of 30 trading days) before holders can convert.
Mutual to Stock Conversion Type Description (i.e. Savings & Loan or Insurance ).
Mutual to Stock Conversion Type (Short Description): Short description indicating type of mutual to stock conversion (e.g. Insur).
Loan Conversion Date (MM/DD/YYYY): The date in which the loan can be converted into another type of security (e.g. Revolving Credit Facility to Term Loan).
Covenant Types: 1-to-many lookup detailing the type of covenant(s) surrounding the distribution and sale of the security. A covenant is a promise or a formal agreement that certain acts will be performed and others will not. It is designed to protect the lender's interest, debt-equity ratios, and dividend payments.
Loan Conversion Date: Implicates date of conversion.
Loan Conversion Flag (Y/N): Y/N flag is set to “Yes” when the loan has the option or will convert to a different type of financing (e.g. Common Shares, Debt, Term Loans).
Loan Conversion Mandatory Flag (Y/N): Y/N flag is set to “Yes” when conversion is mandatory.
Loan Conversion Notes: Additional information detailing options of the conversion from the loan into another type of security.
Japanese Convertibles: Variable Conversion Price Flag (Y/N): Yes/No flag set to "Yes" when the conversion price is changeable during the life of the bond. Applies only to the Japanese Convertible Debt database.
Relationship that determines how many shares of common stock will be received in exchange for each convertible bond or preferred share when the conversion takes place
Relationship that determines maximum amount of shares of common stock will be received in exchange for each convertible bond or preferred share when the conversion takes place.
Relationship that determines the minimum amount of shares of common stock will be received in exchange for each convertible bond or preferred share when the conversion takes place.
Loan Conversion Type (Code): SDC code for loan conversion.
Loan Conversion Type Description: The description of loan conversion (e.g.Revolving Credit Facil). The most common loan conversion occurs with revolving loans that convert to a term loan.
Conversion Ratio: The Offer Price (denomination) of the preferred stock / Conversion Price (e.g., a convertible preferred offering is sold at par ($1000) with a Convert Price of $25. The Conversion Ratio = 1000 / 25 = 4.0000.
Conversion Ratio Max: The Maximum number of common shares received at the time of conversion.
Conversion Ratio Min: The Minimum number of common shares received at the time of conversion.
Contact Person at Issuer: Phone Number: Phone number of contact person for issuer.
Issuer Full Name: Full name of issuer (77 characters wide).
S&P Rating for Outstanding Debt.
S&P Group Rating for Outstanding Debt.
Japanese Issues: Total Expenses: Total cost of the new issue. Applies only to Japanese New Issues database.
Contact Person at Issuer: State (Code): State code where contact person for issuer is located.
Contact Person at Issuer: Street Address (Line 1): First line of street address of contact person for issuer.
Contact Person at Issuer: Street Address (Line 2): Second line of street address of contact person for issuer.
Issuer/Borrower Business Country of Incorporation: The state in which the Issuer/Borrower has been incorporated in.
Issuer/Borrower Country of Risk (Code): SDC code for the country where the Issuer/Borrower is located or the guarantor's country if applicable.
Issuer/Borrower Country of Risk (Name): The name of the country where the Issuer/Borrower is located.
Coupon Schedule Coupon Rate: For non-fixed rate coupons, the applicable coupon rates during the life of the bond (see CPNBEGIN).
Coupon Type (Desc): Description of the coupon type which can either be a fixed or floating rate.
Loan Covenant Schedule: Covenant Begin Date. The begin date is equivalent to the close date of the deal.
Loan Covenant Schedule: Covenant Type (Code): SDC code that indicates what type of covenant is agreed upon between the borrower and the lenders.
Loan Covenant Schedule: Covenant End Date. The end date is equivalent to the latest maturity of the loan package.
Loan Covenants: Covenant Flag (Y/N): Y/N flag is set to “Yes” when covenants exist in a loan agreement. Covenants are certain conditions that the borrower agrees to maintain during the life of the loan.
Covenant Lite Y/N Flag: A yes/no flag indicating if the transaction is covenant lite. Covenant lite transactions are loan agreements that do not contain protective covenants, such as incurrence covenants, and exclude maintenance covenants. Incurrence covenants determine criteria that must be met at the time of a specific event (i.e. the incurrence of additional debt or the purchase of another company). Maintenance covenants set out certain standards that must be met at regular points in time (i.e. leverage requirements at the beginning of each financial quarter).
Loan Covenant Schedule: Covenant Type (Description): The description of the type of covenants agreed upon by the borrower and the lenders of the loan (e.g. Debt to EBITDA).
Loan Covenant Schedule: Notes Field. Displays the requirements (e.g. the Min/Max or a ratio, a percent, or an amount) of each individual covenant. Use COVENANT_TEXT for general notes.
Loan Covenants: General notes that may describe a ratio more in depth or provides information on non-generic covenants that are only specific to that Issuer/Borrower or industry.
Loan Covenant Schedule: Covenant Amount or Ratio: The amount or ratio for a particular covenant that must be upheld by the borrower during the life of the loan.
Covered Bond Type (Description): Description representing certain collateralized mortgage securities issued by a bank issuer from France, Luxembourg, Germany, or Spain.
Covered Bond Type (Code): Code representing certain collateralized mortgage securities issued by a bank issuer from France, Luxembourg, Germany, or Spain.
Contact Person at Issuer: Zip Code: Zip code of contact person for issuer.
Loan Pricing: CP Rate Minimum Spread: The minimum commercial paper (CP) rate spread within a set range (if variable) or where CP Rate spread is available.
Loan Pricing: CP Rate Spread: The commercial paper (CP) rate spread in a given range (if variable) or where CP Rate spread is available.
Moody’s Commercial Paper Rating of Issuer.
Coupon Schedule Beginning Date: For non-fixed rate coupons, the beginning date for the applicable coupon rate (see COUPONRATE). Applies only to Japanese New Issues database.
Coupon Payment Date: Date of each coupon payment, in month and day format, listed down the page.
Ending Date of Coupon Schedule: For non-fixed rate coupons, the ending date for the applicable coupon rate (see COUPONRATE).
S&P Commercial Paper Rating of Issuer.
Japanese Public Offer: Capitalized Amount: Amount raised from the sale of Public Offer shares that is put directly into capital of the issuer. Applies only to Japanese New Issues database.
Date Deal was Entered into SDC Database. The day when the deal was first put into SDC’s database.
Japanese Rights Issue: Capitalized Amount (Host): Amount raised from the sale of Rights Issue shares that is put directly into capital of the issuer. Applies only to Japanese New Issues database.
Credit Sensitive Flag: The Credit Sensitive flag is used when there is credit sensitivity built into the coupon payments. It is generally used when a bond has a special provision for a ratings downgrade. If an issuer is in danger of a downgrade or there may be future uncertain events that would affect its credit rating, the company will generally offer a step-up in the coupon to compensate.
From the most recent credit sensitive bond we have in the database, Wyeth’s offer from February 2003:
“The 2008 notes will mature on March 1, 2008 and the 2013 notes will mature on March 15, 2013. Interest on the notes will accrue from February 14, 2003, and the first interest payment date will be September 1, 2003 for the 2008 notes and September 15, 2003 for the 2013 notes. The interest rate on each series of notes will be subject to adjustment if the rating assigned to the notes is downgraded(as provided in this prospectus supplement). The notes are our unsecured obligations and rank equally with our other unsecured indebtedness.”
INTEREST RATE ADJUSTMENT
At any time on or after the date of this prospectus supplement, to and including
March 15, 2006, the interest rate payable on each series of notes will be
subject to adjustment from time to time if either Moody's or S&P downgrades the
rating ascribed to the notes as set forth below.
If the rating from Moody's is decreased to a rating set out below, the interest
rate will increase from the rate set forth on the cover page of this prospectus
supplement for each series of notes by the percentage set opposite that rating:
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RATING PERCENTAGE
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<S> <C>
Baal........................................................ .25%
Baa2........................................................ .50%
Baa3........................................................ .75%
Bal......................................................... 1.00%
Date of Call Schedule: Beginning date of each applicable call period, listed down the page.
Call/Put: The price at which a security is callable or putable on a given date.
Call Schedule Price: Price at which bonds are callable at each call date (see CS_CALL) throughout the life of the bond.
Coupon Type Code: SDC code indicating type of non-fixed rate coupon (e.g., F-floating Rate, V-Variable, Z-Zero, etc.).
Issuer 6-digit CUSIP: The CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Cumulative Preferred Issue Flag (Y/N): Yes/No flag set to "Yes" where dividends paid are cumulative. "Cumulative Dividends" means that should the dividend on the preferred stock go unpaid due to insufficient earnings, they accumulate until paid; common dividends may not be paid until the accumulated amount is distributed to preferred shareholders.
Currency of Issue (Code): SDC code for the currency of issue (e.g. US, SFR).
Currency of Issue (Description): Name of the currency of issue (e.g. United States Dollar, Swiss Franc).
Currency of Underlying Shares (Code). Applies only to UK New Issues.
Cushion (%): The percentage decline of the last common stock price to parity with the managers standby price per share; margin of safety afforded the manager by the standby price. [(Last Common Stock Price - Managers Stand-by Price per Share) / Last Common Stock Price] * 100. Applies only to Underwritten Calls database.
Issuer 9-digit CUSIP: The unique 9-digit identifier for a North American security, consisting of the Issuer’s unique 6-digit CUSIP plus three additional digits identifying the specific security. See also ISIN for global securities.
Conversion Price Reset Cancellation Flag (Y/N): Yes/No flag set to "Yes" when the conversion price would be cancelled under certain conditions. Applies only to the Japanese Convertible Debt database.
Conversion Price Step-Up/Down Flag (Y/N): Yes/No flag set to "Yes" when the conversion price is stepped up or down during the life of the bond. Applies only to the Japanese Convertible Debt database.
Convertible Issue Flag (Y/N): Yes/No Flag set to "Yes" where the issued securities may be exchanged for common stock under the terms described in the offering.
Conversion Currency (Code): SDC code for the currency in which the conversion price is payable (e.g. SFR).
Date of First Conversion: First date on which securities may be exchanged for common stock.
Date of Last Conversion: Last date on which securities may be exchanged for common stock.
Years Until Conversion Expires: Number of years from offer date to last date on which securities may be exchanged for common stock.
Exchange Rate for Conversion Currency: Exchange rate used to calculate exchange from issue currency to conversion currency.
Mandatory Conversion Flag (Y/N): Yes/No flag set to "Yes" where the conversion into common stock is mandatory.
Conversion Notes: Text describing any unusual features of the conversion.
Conversion Notes Long (ALL CAPS): Long Text in all Capital letters describing any unusual features of the conversion.
Initial Conversion Price: Price at which securities can be exchanged for common stock.
Conversion Premium (%): Percentage by which the price of the convertible tops the market price for the common stock into which it can be converted. This data item = [(initial conversion price) - (the last common stock price) / (the last common stock price)] * 100; only calculated only for issues with a fixed conversion price.
Conversion Price for International Debt Issues:Price at which securities can be exchanged for common stock, incl. currency for international issues.
Conversion Price in Pence: Price at which securities can be exchanged for common stock, in pence. Applies only to UK New Issues database.
Conversion Price (US$): Price expressed in U.S. dollars at which securities can be exchanged for common stock.
Conversion Shares per Bond/Share: The principal amount per bond or share divided by the initial conversion price.
Variable Conversion Price Flag (Y/N): Yes/No flag set to "Yes" where the conversion price is not fixed.
Years Until Conversion Begins: Number of years from offer date to first conversion date.
Date Postponed: Date that issue in registration changes was postponed (if applicable). Applies only to Issues in Registration database.
Date withdrawal of filing is announced/completed.
Dates: Withdrawn or Postponed Date: Date that issue in registration was withdrawn or postponed (if applicable). Applies only to non-live deals.
Related LBO Deal: Effective Date: If issue was done in conjunction with a leveraged buyout (LBO), this data item is the effective, i.e. completion, date of the LBO.
Number of Days in Registration: The number of days an issue has been in registration.
Number of days remaining until lockup period expires.
Number of days remaining until quiet period expires. Quiet period is defined as the time during which companies in registration are forbidden by the SEC to say anything not included in their prospectus. This begins the day a company files a registration statement and lasts until 25 days after the stock starts trading.
Maturity:: Number of Days to Maturity: Number of days from offer date to final maturity.
Total Debt as % of Capitalization: Total debt is the sum of short-term, long-term, subordinated and convertible debt. Capitalization is total debt plus common equity, preferred equity and minority interests.
Total Debt as % of Capitalization, exc. STD: Total debt, excluding short term debt, is the sum of long-term, subordinated and convertible debt. Capitalization, excluding short term debt, is the sum of long-term, subordinated and convertible debt plus common equity, preferred equity and minority interests.
Loan Package Amount ($ Mil): Full loan package amount in US dollars for both US and Non US target markets for all tranches, displayed in millions.
Loan Package Amount (Host Mil): Amount of loan package in the currency of target market, displayed in millions.
Loan Package Currency (Code): SDC code for currency loan has been offered in.
Loan Package Currency (Description) (e.g. Sterling): Currency loan has been offered in.
Loan Package Type (Description): Indicates what type of loan is being used for the whole deal/facility (e.g. Rev Cred/Term Loan).
Loan Package ID: Identifies the different loans on a facility level. All loans have a unique identification number.
SDC Identification Number: Unique 9-digit SDC number assigned to each transaction in the SDC databases.
Deal Size as a Percent of Market Cap: calculated as (RANK1_OVERALLOT_TOTDOLAMT / MKTVALUEPF_PROS) * 100
Loan Package Exchange Rate to US Dollar: The exchange rate that is used to convert the full amount of the loan into US dollars.
Loan Package Type (Code): SDC code for the type of loan being issued.
Loan Performance Grid: Debt to Capitalization Maximum: The most the margin will be for Debt to Capitalization in a given range (if variable) or where Debt to Capitalization is available.
Loan Performance Grid: Debt to Capitalization Minimum: The least the margin will be for Debt to Capitalization in a given range (if variable) or where Debt to Capitalization is available.
Loan Performance Grid: Debt to Cash Flow Maximum: The most the margin will be for Debt to Cash Flow in a given range (if variable) or where Debt to Cash Flow is available.
Loan Performance Grid: Debt to Cash Flow Minimum: The least the margin will be for Debt to Cash Flow in a given range (if variable) or where Debt to Cash Flow is available.
Loan Performance Grid: Debt to Net Worth Maximum: The most the margin will be for Debt to Net Worth in a given range (if variable) or where Debt to Net Worth is available.
Loan Performance Grid: Debt to Net Worth Minimum: The least the margin will be for Debt to Net Worth in a given range (if variable) or where Debt to Net Worth is available.
Loan Interest Payment: Default Rate: The additional amount of interest the borrower must pay as a penalty for missing interest payment dates.
Japanese Non-IPO Issue: Delivery Date: Date on which subscribed shares are delivered. Applies only to Non-IPO secondary offer.
Denomination of Issue ($ Thous): All denominations that are available for each base rate/interest rate index. Denominations are the minimum amounts of an advance the borrower may take for any base rate/interest index.
Minimum Denomination of Issue ($ Thous): Minimum face amount, in thousands of dollars, of a single bond.
The first row of the data field that represents the initial minimum amount of the security that can be purchased. Subsequent rows indicate incremental purchase minimum amounts, if the investors choose to buy more of the issue.
Loan Drawdown: Borrowing Days Notice: The number of days the borrower must give to notify the agents about an advance.
The denomination currency.
Loan Denominations Currency (Code): SDC code for the currency in which the advances can be borrowed.
Loan Denominations Currency (Description): Description for the currency in which the advances can be borrowed.
Loan Denominations (Host Thous): The loan denominations in the target market’s currency.
Total Deposits ($ Mil): Total deposits, in millions of dollars, for bank and savings & loan issuers.
Depositary Issue Flag (Y/N): Yes/No flag set to "Yes" where the shares offered represent a fraction of a share, as defined in the company's articles of incorporation or charter.
Japanese Issues: Depositary Bank (Code): For private bonds and Government Guaranteed Bond of Small Business Promotion Corp, Depositary Bank is set up in lieu of Commissioned Company. And also for ABS deals, Depositary Bank is set up if the securities are backed by trust beneficiary rights.
Japanese Issues: Depositary Bank (Name): For private bonds and Government Guaranteed Bond of Small Business Promotion Corp, Depositary Bank is set up in lieu of Commissioned Company. And also for ABS deals, Depositary Bank is set up if the securities are backed by trust beneficiary rights.
Total Debt to Equity Ratio: Total debt (short term, long term, subordinated and convertible) divided by total equity after offering.
Derivative/Equity Linked Security Type (Short Description): If issue is a derivative, this data item gives a short text description of the type of derivative security (15 characters wide).
Derivative/Equity Linked Security Type (Code): If issue is a derivative, this data item displays the SDC code for the type of derivative security.
Derivative/Equity Linked Security Type (Long Description): If issue is a derivative, this data item gives a full text description of the type of derivative security (50 characters wide).
Description of Issue: Detailed text description of offering providing for debt and mortgage related issues the interest rate, security type and years of maturity; for preferred issues the number of shares, dividend, and security type; for common stock issues the number of shares and security type.
Warrant Detachment Date: Date on which the warrant trades separately from the security to which it was attached; if null, detach is immediate (i.e. date of offer).
Primary Shares as % of Shs Outstanding After Offer - sum of all Mkts: Primary shares offered in all markets as a percentage of total shares outstanding in all markets after offer. [( TOT - TOTSECSH / OUTPF) * 100].
Shares Held by Directors Before Offer. Percent of shares held by directors of the issuing company before the offer. Applies only to UK New Issues database.
Shares Held by Directors After Offer. Percent of shares held by directors of the issuing company after the offer. Applies only to UK New Issues database.
Deals with Disclosure Counsel (Y/N): Yes/No flag set to Y for deals with a named Disclosure Counsel.
Discount to Last Price: The discount is the percent by which the offer price is less than the last stock price. Applies only to UK New Issues database.
Japanese Issues: Discount Rate: Is a measure how cheaper Offer Price is determined relative to its market price. Discount Rate= (Market Price - Offer Price)/Market Price%. Applies to Non-IPO Primary & Secondary Offers.
Preferred Stock Dividend per Share ($): Annual dividends paid, in dollars. Applies only to Preferred Stock issues.
Stock Split Division Date:: Date on which a company's existing shares are divided into multiple shares. Although the number of shares outstanding increases by a specific multiple, the total dollar value of the shares remains the same compared to pre-split amounts, because no real value has been added as a result of the split.
Tangible Common Equity Ratio After Offer:: A ratio used to determine how much loss a bank can take before shareholder equity is wiped out, after the offer. The Tangible Common Equity (TCE) ratio is calculated by taking the value of the company's total equity and subtracting intangible assets, goodwill and preferred stock equity and then dividing by the value of the company's tangible assets. Tangible assets are the company's total assets less goodwill and intangibles.
Tangible Common Equity Ratio Before Offer:: A ratio used to determine how much loss a bank can take before shareholder equity is wiped out, before the offer. The Tangible Common Equity (TCE) ratio is calculated by taking the value of the company's total equity and subtracting intangible assets, goodwill and preferred stock equity and then dividing by the value of the company's tangible assets. Tangible assets are the company's total assets less goodwill and intangibles.
Division Rate: The rate from which a theoretical stock split or stock dividend ratio can be derived. This rate is also used in the calculation of the issue price as adjusted for splits (see ADJPR). For regular stock splits and stock dividends, the ratio of the split is determined by 1 + division rate. The adjusted offer price = offer price/ (1 + division rate). For reverse stock splits, the ratio of the split is the division rate. The adjusted offer price in this case = offer price/division rate. See ADJUSTEDLONG to select specific stock splits or dividends. Applies only to US Public Common Stock database.
Dividend Issue Does Not Rank For. Applies only to UK New Issues database.
Dividend Description. Applies only to UK New Issues database.
Preferred Stock Dividend Type (Code): SDC code indicating type of non-fixed rate preferred dividend (e.g. Auction, etc.).
Dow Jones Industrial Average 180 Days After Offer.
Dow Jones Industrial Average 1 Day After Offer.
Dow Jones Industrial Average 1 Week After Offer.
Dow Jones Industrial Average 2 Days After Offer.
Dow Jones Industrial Average 2 Weeks Before Offer.
Dow Jones Industrial Average 2 Weeks After Offer.
Dow Jones Industrial Average 365 Days After Offer.
Dow Jones Industrial Average 3 Days After Offer.
Dow Jones Industrial Average 4 Days After Offer.
Dow Jones Industrial Average 4 Weeks After Offer.
Dow Jones Industrial Average 60 Days After Offer.
Dow Jones Industrial Average 90 Days After Offer.
Yesterday's Dow Jones Industrial Average.
Percentage Change of Dow Jones Industrial Average from Offer Date to 180 Days After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 1 Day After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 1 Week After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 2 Days After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 2 Weeks Before Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 2 Weeks After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 365 Days After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 3 Days After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 4 Days After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 4 Weeks After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 60 Days After Offer.
Percentage Change of Dow Jones Industrial Average from Offer Date to 90 Days After Offer.
Percentage Change from Stock Offer Price to Dow Jones Industrial Average Yesterday.
Percentage Change of Dow Jones Industrial Average at Close of Offer Date Dow Jones Industrial Average at Close of Offer Date.
Loan Documentation Agents (Codes): SDC code for the manager with the Documentation Agent role displayed across the page.
Loan Documentation Agents (Names Listed Down the Page): All Documentation Agent(s) name(s) will be shown listed in a column down the page.
Loan Document Available Flag (Y/N): Y/N flag set to “Yes” when the deal has a SEC filing as a source.
Dollar Premium per Share or Bond (%): Bond Price - (Shares per bond x Common Stock Price).
Domestic Shares Offered in a Global Offering: Number of shares offered in issuer's domestic market.
Syndicate Members (Code): The codes that are given to the Syndicate Members: (e.g. Bookrunner, Co-Manager)
Syndicate Members (Desc): The description that is given to a group of investment firms created to spread the financial risk in a securities offering and to distribute those securities to buyers, which consist of institutions and/ or the retail markets.
Down/Upward Conversion Price Reset Flag (Y/N): Yes/No flag set to "Yes" when the conversion price is reset downward or upward. Applies only to the Japanese Convertible Debt database.
Loan Drawdown: End Date: The day that the borrower can no longer draw funds.
Loan Drawdown: Notes. Additional information on the structure of the loans drawn down by the borrower.
Loan Drawdown: Start Date: The day that the borrower can begin to draw funds.
Loan Pricing: All In Drawn Pricing Sequence matches the order of the pricing levels to the base rate and spread. It starts with level 1 which is normally the lowest the pricing can be based off the margin it is connected to.
Loan Pricing: All In Drawn Pricing Details (All Shown If Performance Based): Displays both the base rate and spread for all the pricing levels of the deal. All in Drawn Spread includes the base rate spread and facility fee.
Loan Pricing: All In Drawn Spread. Displays all spreads at multiple levels based on the margin in basis points. This item will not display the base rate. Use DRAWNPRINT to show the base rate and spread. All in Drawn Spread includes the base rate spread and facility, upfront, utilization or fronting fee.
Average Daily Volume Last 10 Days (Hundreds): Average daily trading volume for the last 10 days expressed in hundreds.
Average Daily Volume last 4 Weeks (Hundreds): Average daily trading volume for the last 4 weeks expressed in hundreds.
Average Daily Volume last 52 Weeks (Hundreds): Average daily trading volume for the last 52 weeks expressed in hundreds.
Close Price last month: The closing price of the stock last month in host currency.
Current Exchange: The current primary stock exchange the issuer/borrower is trading on.
High Price Last 52 Weeks: The highest of all the intra-trading day highs during the preceding 52 weeks in host currency.
Low Price Last 52 Weeks: The lowest of all the intra-trading day lows during the preceding 52 weeks in host currency.
Market Value / Market Capitazation (Thous): Equals the latest close price times the number of shares outstanding, displayed in host currency. Current Market Value is also called "market capitalization."
% Price Change Year-to-Date: The % change in the latest close price of the stock vs. the close price at the beginning of the calendar year.
% Price Change 1 Week: The % change in the close price of the stock from the latest Friday close and the close Friday one week ago.
% Price Change 4 Weeks: The % change in the close price of the stock from the latest Friday close and the close Friday 4 weeks ago.
% Price Change 13 Weeks: The % change in the close price of the stock from the latest Friday close and the close Friday 13 weeks ago.
% Price Change Last 52 Weeks: The % change in the latest close price of the stock vs. the close price 52 weeks ago.
Split Factor Dates (latest): The ex-date (date that the market reflected the new shares) of the lastest stock split.
Split Factors (latest): The latest split factor given in decimal form.
Current Ticker: The current ticker of the issuer/borrower on it’s primary stock exchange.
Dual Currency Amount per Bond: Amount per bond for which interest and/or principal may be paid in another currency.
Call Price in Dual Currency: Price, in the dual currency, at which the issuer can redeem the debt before maturity.
Dual Currency Issue Type (Code): SDC code describing whether the principal (P), interest (I) or both (Y) is payable in a dual currency.
Dual Currency Issue Currency (Code): Currency in which the interest or principal may be paid.
Exchange Rate into Dual Currency: Exchange rate specified at which calculations between currencies are made.
Put Price in Dual Currency: Price, in the dual currency, at which the holders can redeem the debt before maturity.
Amount Offered in Dual Currency - sum of all Mkts: Total face amount in all markets for which interest and/or principal may be paid in another currency.
D-U-N-S Number: Company identifier assigned by Dun & Bradstreet.
Coupon Type (Description): Description indicating the specific type of coupon (i.e., Step-Up). Applies only to Japanese New Issues database.
Coupon Type (Code): SDC code indicating the specific type of coupon (i.e., 22). Applies only to Japanese New Issues database.
Redemption Type (Description): Description indicating the type of redemption (non-call) of the bond (i.e., Bullet Maturity). Applies only to Japanese New Issues database.
Redemption Type (Code): SDC code indicating the type of redemption (non-call) of the bond (i.e., 11). Applies only to Japanese New Issues database.
EBIT Latest Twelve Months ($ Mil): Earnings before interest and taxes (EBIT) for the 12-month period after the offering, in millions of dollars.
EBITBEF Before Offering (US$ mil): Earnings before interest and taxes for the latest 12-month period before the offering, in million of US dollars.
EBITDA After Offering (US$ mil): Earnings before interest, taxes, depreciation and amortization for the 12-month period after the offering, in millions of US dollars.
EBITDABEF Before Offering (US$ mil): Earnings before interest, taxes, depreciation and amortization for the latest 12-month period before the offering, in millions of US dollars.
Date of Expected Offer: Expected offering date of issue in registration. This date comes directly from the syndicate desk at the book manager firm.
Japanese Shelf Filings: Effective Date: Date from which the shelf comes to be effective.
Effective Date Reset Conversion 1: Date on which the first reset conversion price is valid. Applies only to the Japanese Convertible Debt database.
Effective Date Reset Conversion 2: Date on which the second reset conversion price is valid. Applies only to the Japanese Convertible Debt database.
Effective Date Reset Conversion 3: Date on which the third reset conversion price is valid. Applies only to the Japanese Convertible Debt database.
Number of Employees Date: Date at which number of employees at issuer was determined.
Number of Employees: Number of employees at issuer.
Shares Allocated to Employees of Company: Shares allocated to employees of the company. Applies only to Indian New Issues database.
Shares Allocated to Employees of Company as % of Global Shares Ofrd: Shares allocated to the employees of the company as a percentage of total shares offered in all markets. Applies only to Indian New Issues database.
Emerging Market Corporate Override: A flag that changes the clasification of an offering from emerging markets to high yield or investment grade, depending on the credit ratings. This flag is used when the ultimate parent of an emerging market issuer is not domiciled in a country that is deemed to be an emerging market.
Credit Enhancement Type (Code): SDC code describing the form of guarantee or backup credit arrangement, which decreases the likelihood that the holders will not be paid should the issuer not have sufficient funds to honor the obligations (e.g. T).
Loan Credit Enhancement Notes: Additional, detailed information on securities pledged by the borrowers to improve the credit quality of the loans.
Loan Credit Enhancements (Codes): SDC codes for enhancements. Enhancements-collateral used to back the repayment of a syndicated loan which enhances the creditworthiness of the borrower.
Loan Credit Enhancements (Description): Description of enhancements (e.g. Surety Bond). Enhancements are types of security pledged by the borrower to improve the credit quality of the loan.
Credit Enhancement Type (Description): Description of the form of guarantee or backup credit arrangement, which decreases the likelihood that the holders will not be paid should the issuer not have the funds to honor the obligations (e.g. Letter of Credit).
Warrant Entitlement (Description): Short description of the securities or instruments which the warrant is exercisable into (e.g. 1 com sh @ $8).
EPS Latest 12 Months: Earnings per share (EPS) for the first available twelve month period after the offer. See FIS for the ending date of this period.
EPS Two Years Prior: Earnings per share (EPS) two fiscal years prior.
EPS Three Years Prior: Earnings per share (EPS) three fiscal years prior.
EPS Four Years Prior: Earnings per share (EPS) four fiscal years prior.
EPS Five Years Prior: Earnings per share (EPS) five fiscal years prior.
EPS Growth Over Five Years (%): Earnings per share (EPS) growth rate over the last five fiscal years. The EPS ratio is calculated by taking the company's earnings and dividing by the number of shares outstanding. EPSGROWTH is calculated as follows: [((EPS - EPS5) / EPS5) * 100].
EPS Latest Interim Period: Earnings per share (EPS) latest interim period.
EPS Pro Forma Offer: Earnings per share (EPS) after offering.
EPS Prior Interim Period: Earnings per share (EPS) prior interim period.
EPS Last Audited Year: Earnings per share (EPS) last audited year.
Total Equity as % of Capitalization. Total equity is common and preferred equity, plus minority interests. Capitalization is total debt (short-term, long-term, subordinated and convertible) plus common equity, preferred equity and minority interests.
Total Equity as % of Capitalization, exc. STD: Total equity is common and preferred equity, plus minority interests. Capitalization, excluding short term debt, is the sum of long-term, subordinated and convertible debt plus common equity, preferred equity and minority interests.
Equity Related Flag (Y/N): Yes/No flag set to "Yes" where issue is equity or equity related, i.e. convertible into equity, warrants etc.
Loan Equity Incentive Flag (Y/N): Y/N flag set to “Yes” when lender has an equity stake in the project they are investing in.
Loans: LBO Equity Percent: The percentage of the equity taken, or to be taken, in the target company by the sponsor.
Equity Call Flag (Y/N): Yes/No flag set to "Yes" where the issue is subject to whole or partial redemption with the proceeds of a future equity offering.
Equity & Equity Related Simultaneous Offering: When an issuer offers shares (equity offering) and equity-linked (convertible or exchangeable) offering concurrently.
Estimated Spread to Treasury Flag (Y/N): Yes/No flag set to "Yes" where basis point spread (BPS) over treasury is estimated.
Estimated Issuer Law Indicator: Yes/No flag set to "Yes" where the issuer's law firm has been estimated from an MTN program. Applies only to straight debt MTN takedowns.
Euro 144A Flag (Y/N): A yes/no flag that is used to indicate that eurobonds are Rule 144A eligible, meaning that some portion of the bonds can be sold in the United States under the SEC Rule 144A Exemption.
Total Amount of Loan Facility (euro mil): Full loan package amount converted into millions of Euros from any market.
Amount Filed - in this Market (EURO Mil): The amount filed in this market at original filing, in millions of EURO. On common stock issues, this data item = original shares filed in this market (SHFIL) X original mid file price (MFILE).
Market Value Before Offer (euro mil): Shares Outstanding Before Offering (OUTSTANDING) x Last Common Price (LCOMPR), expressed in millions of euros. For Japanese issues, OUTSTANDING is taken from the prospectus. For non-Japanese issues, this figure is taken from the most recent quarterly or annual report prior to the offer. See CAPD or INCD for the date of the report.
Offer price in EURO.
Principal Amount - in this Market (EURO Mil): Principal amount of issue in this market, in millions of EURO. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the principal amount of issue in all markets.
Principal Amount inc. Overallotment Sold - sum of all Mkts (Euro Mil): Total principal amount of the entire transaction plus overallotment amount, in Euros. This figure represents all tranches of the transaction. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction. For common stock issues, principal amount equals proceeds amount (see EURO_RANK1_TOTDOLAMTPRO). For debt issues, principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value.
Proceeds Amount inc. Overallotment Sold - sum of all Mkts (Euro Mil): Total proceeds amount for the entire transaction plus overallotment amount (or green shoe) sold, in Euros. This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction.
Proceeds Amount - in this Mkt (EURO Mil): Proceeds amount of issue in this market, in millions of EURO. On common stock issues proceeds amount equals principal amount (see AMT). On debt issues proceeds amount may or may not equal principal amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMTPRO to view the proceeds amount of issue in all markets.
Proceeds Amount Inc. Over Sold-in this Market (EURO mil): Proceeds amount of the issue in this market plus Over Sold in this Market for this market.
Proceeds Amount - sum of all Mkts (Euro Mil): Total proceeds amount for the entire transaction, in Euros. This figure represents all tranches of the transaction. For bond issues, this figure is calculated by accumulating the principal amount multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares multiplied by the offer price for each tranche within the transaction.
Principal Amount - sum of all Mkts (Euro Mil): Total principal amount of the entire transaction, in Euros. This figure represents all tranches of the transaction. For bond issues, this figure is calculated by accumulating the principal amount for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares multiplied by the offer price for each tranche within the transaction. For common stock issues, principal amount equals proceeds amount (see EURO_RANK1_TOTDOLAMTPRO). For debt issues, principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value.
Amount Filed - sum of all Markets (EURO Mil): The amount filed in all markets at original filing, in millions of EURO. On common stock issues, this data item = original shares filed in all markets (TOTSHSFILED) X original mid file price (MFILE).
Gross Spread - in this Market (EURO Mil): Total manager's fee, expressed in millions of EURO. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC).
Primary Amount Filed all Mkts (euro mil): Primary amount filed for all markets based on most recent filing (euro mil).
Amended Primary Amount Filed All Mkts (euro mil): The primary amount filed in all markets at latest filing, in millions of Euros, if filing was amended.
Principal Amount with Currency of Issue All Markets (Euro Mil): The loan package amount converted into millions of Euros based off the Euro Exchange Rate on the Close Date of the deal.
Amount Total on Prospectus All Markets (euro, mil) - sum of all Mkts (euro, mil): Total offering amount as stated in prospectus, in millions of euros; for a simultaneous offering identified on one prospectus this item represents the sum of all tranches in that offering.
Exchangeable Description: SDC text description for the type of asset into which the security can be exchanged.
Primary Stock exchange on which the issuer’s/borrower’s common stock trades (Text Name).
Exch Conversion Ratio: Relationship that determines how many shares of common stock will be received in exchange for each exchangeable bond or preferred share when the conversion takes place
Relationship that determines how many shares of common stock will be received in exchange for each exchangeable bond or preferred share when the conversion takes place
Exchange Ratio Max: Relationship that determines the maximum amount of shares of common stock will be received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Exchange Ratio Min: Relationship that determines minimum amount of shares of common stock will be received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Relationship that determines the minimum amount of shares of common stock will be received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Relationship that determines maximum amount of shares of common stock will be received in exchange for each exchangeable bond or preferred share when the conversion takes place.
Exchange SICP: Primary SIC Code of the Company into which the security is exchangeable.
Company Whose Security Offering Can Exchangeable Into: Name of the company whose security the offering can be exchanged into.
Stock Exchange Code: Code indicating primary stock exchange on which issuer's common stock trades (e.g. N).
Codes for the nation region and subregion of the primary stock exchange(s) on which the issuer’s securities listed at the time of the offering (e.g. AM for Americas, EU for Europe, AP for Asia Pacific, NM for North America, WE for Western Europe, etc)
Exchangeable Issue Additional Notes (All CAPS): Additional notes of the exchange provisions.
Call/Put Exclude Flag (Y/N): Yes/No flag set to “Yes” where issue is callable or putable in less than one year. These issues are automatically excluded from SDC's standard New Issues rankings.
Exchangeable Code: SDC code describing the type of asset into which the security can be exchanged.
6-digit CUSIP of Company Issue Can Exchange Into.
Japanese Unit Issues: Warrant Exercise End Date: End date of the term of warrant exercise.
Japanese Unit Issues: Warrant Exercise Start Date: Start date of the term of warrant exercise.
Exercise Currency (Code): SDC code of currency in which the exercise price must be paid.
Warrant Initial Exercise Price: The initial price at which the warrant entitles the holder to purchase the underlying instrument, also called the strike price.
Exchange Rate to US Dollar for Exercise Currency: Exchange rate which will be used to convert from issue currency to exercise currency.
Additional Details of Exercise Features: Details of the terms of warrants, particularly exercise provisions, after the initial terms expire.
Loan SEC Filing Exhibit (Description)(e.g. 10.4). The exhibit number identifies which section of the SEC Filing encompasses the loan agreement.
Expenses of Offering ($): Expenses paid by the issuer, in dollars, excluding underwriting and management fees.
Expenses as % of Principal Amount - in this Mkt: Expenses paid by the issuer, as a percentage of the total global amount offered, excluding underwriting and management fees.
Japanese Issues: Expected Average Life: Number of months for Expected Average Life.
Loan Performance Grid: Expense Coverage Maximum: The most the margin will be for Expense Coverage in a given range (if variable) or where Expense Coverage is available.
Loan Performance Grid: Expense Coverage Minimum: The least the margin will be for Expense Coverage in a given range (if variable) or where Expense Coverage is available.
Warrant Expiration Date: Date on which the warrant ceases to have value, if not exchanged for the underlying security.
Japanese Shelf Filings: Expiration Date: Date on which the shelf is expired.
Japanese Issues: Expected Maturity (Years): Number of months for Expected Maturity.
Expenses of Offering ($ Thous): Expenses paid by the issuer, in thousands of dollars, excluding underwriting and management fees.
Loan Maturity: Extendible Maturity Flag (Y/N). Indicates when the tranche has an option to extend its maturity.
Internet Offering Flag (Y/N): A yes/no flag that is used when the underwriter is to sell or market the new issue via the Internet.
Stock Face Value: Face value (in host currency) of the stock underlying a convertible issue or an issue with attached warrants. Applies only to Japanese New Issues database.
SDC’s Loan Identifier: SDC’s unique identifier for the loan package.
Loan Fees: Facility Fee %: The fee the borrower must pay to the agent for the use of the loan. Displays the facility fee in a range (if variable).
Loan Fees: Facility Fee % Maximum: The maximum facility fee. If a range is reported the maximum facility fee is reported.
Loan Fees: Facility Fee % Minimum: The minimum facility fee. If a range is reported the minimum facility fee is reported.
Deals with Financial Advisor (Y/N): Yes/No flag set to Y for deals with a named Financial Advisor Counsel.
Japanese Issues: Fiscal Agent (Name): Fiscal Agent (FA) deals with administrative affairs at issue and during its life, and payment of interest and principal. FA bonds are bonds with face value of JPY 100 million and over and without any commission bank.
Japanese Issues: Fiscal Agent (Code): Fiscal Agent (FA) deals with administrative affairs at issue and during its life, and payment of interest and principal. FA bonds are bonds with face value of JPY 100 million and over and without any commission bank.
Issuer Fax Number.
Fixed Charge Coverage Ratio Latest 12 months.
Fixed Charge Coverage Ratio Two Years Prior.
Fixed Charge Coverage Ratio Three Years Prior.
Fixed Charge Coverage Ratio Four Years Prior.
Fixed Charge Coverage Ratio Five Years Prior.
Fixed Charge Coverage Ratio Latest Interim Period.
Fixed Charge Coverage Ratio Pro Forma Offer.
Fixed Charge Coverage Ratio Last Audited Year.
Japanese Issues:: Fixing Date: Date on which bond pricing details were determined. Applies only to Japanese New Issues database.
Loan Pricing: Federal Funds Rate Maximum Spread: The maximum Federal Funds Rate spread within a set range (if variable) or where Federal Funds Rate spread is available.
Loan Pricing: Federal Funds Rate Minimum Spread: The minimum Federal Funds Rate spread within a set range (if variable) or where Federal Funds Rate spread is available.
Loan Pricing: Federal Funds Rate Spread: The Federal Funds Rate spread in a given range (if variable) or where Federal Funds Rate spread is available.
Loan Performance Fee: First Type (code)(e.g. ‘CF’ for Commitment Fee): SDC code for the first fee type in the SDC database with multiple levels. To display the fee amount or basis points use FEE1_PRINT.
Loan Performance Fee: First Type (Description)(e.g. Commitment Fee): Displays the first fee type in the SDC database with multiple levels. To display the fee amount or basis points use FEE1_PRINT.
Loan Performance Fee: First Fee (e.g. commit 15 bps): Displays the first fee in the SDC database with multiple levels. The report will only display the amount or basis points as such: US$0.250 and +200.000. To display the fee type use FEE1_DESCR or FEE1_CODE.
Loan Performance Fee: Second Type (code)(e.g. ‘LC’ for Letter of Credit Fee): SDC code for the second fee type in the SDC database with multiple levels. To display the fee amount or basis points use FEE2_PRINT.
Loan Performance Fee: Second Type (Description)(e.g. Letter of Credit Fee): Displays the second fee type in the SDC database with multiple levels. To display the fee amount or basis points use FEE2_PRINT.
Loan Performance Fee: Second Fee (e.g. LOC 20 bps): Displays the second fee in the SDC database with multiple levels. The report will only display the amount or basis points as such: US$0.250 and +200.000. To display the fee type use FEE2_DESCR or FEE2_CODE.
Loan Performance Fee: Third Type (code)(e.g. ‘FA’ for Facility Fee): SDC code for the third fee type in the SDC database with multiple levels. To display the fee amount or basis points use FEE3_PRINT.
Loan Performance Fee: Third Type (Description)(e.g. Facility Fee): Displays the third fee type in the SDC database with multiple levels. To display the fee amount or basis points use FEE3_PRINT.
Loan Performance Fee: Third Fee (e.g. Facility Fee 20 bps): Displays the third fee in the SDC database with multiple levels. The report will only display the amount or basis points as such: US$0.250 and +200.000. To display the fee type use FEE3_DESCR or FEE3_CODE.
Expense Breakdown Flag (Y/N): Yes/No flag set to "Yes" where expense breakdown is available. Applies only to US New Issues databases.
Additional Fee Notes: Text field containing additional expense breakdown information.
Loan Fees: Fee Information Available Flag (Y/N): Y/N flag is set to “Yes” when fees are available for all tranches.
Fee Amount: All disclosed manager fee amounts paid for the entire offering (tranches in all markets), expressed in host (deal) currency. To be used with FEE_TYPE, and, if desired, FEE_PERCENT, which expresses each fee type as a percentage of the total offering amount.
Fees Eligible Flag (Y/N): Yes/No indicator set to "Y" if the transaction meets the fees eligibility criteria. Gross fees must be disclosed on all Eurobond, foreign bond, Global bond, and international equity and equity-related transactions to be eligible for credit in any league table. (Excludes transactions sold in the US under Rule 144a.)
The percentage of the global offering amount paid to managers for each disclosed fee type. To be used with FEE_TYPE, and, if desired, FEE_AMOUNT, which expresses each fee type as an absolute amount of each fee in host (deal) currency
1-to-many lookup detailing the types of fees associated with the offering this market (e.g. Gross Spread is equal to the sum of the Management, Underwriting, and Selling Concession fees).
Description of Fees Paid. Text field containing description of expense breakdown.
Shares Allocated to Foreign Institutional Investors:The number of shares allocated to foreign institutional investors (FIIs). Applies only to Indian New Issues database.
Foreign Inst’l Investor Shares as % of Global Shs Offered: The number of shares allocated to foreign institutional investors as a percentage of total global shares offered. Applies only to Indian New Issues database.
Amount Filed - in this Mkt (US$ Mil, this Mkt): The amount filed in this market at original filing, in USD currency millions. On common stock issues, this data item = Original Shares Filed This Market (SHFIL) X Original Mid File Price (MFILE).
Amount Filed using High File Price - in this Mkt ($ Mil): The amount filed in this market at original filing, in millions of dollars, using the high file price. On common stock issues, this data item = original shares filed in this market (SHFIL) X original high file price (HFILE).
Japanese Shelf Filings: Amount Filed for Shelf (host,mil): Registered total amount of expected issuance.
AAmount Filed using Low File Price - in this Mkt ($ Mil): The amount filed in this market at original filing, in millions of dollars, using the low file price. On common stock issues, this data item = original shares filed in this market (SHFIL) X original low file price (LFILE).
Amended Amount Filed - in this Mkt ($ Mil): The amount filed in this market at latest filing, in millions of dollars, if filing was amended. On common stock issues, this data item = latest shares filed this market (SHFIL2) X latest mid file price (MFILE2).
Percent Change from Original File Amount to Offer Amt - in this Mkt: Percent change from original amount filed in this market to amount offered in this market.
Percentage Change from Original to Amended File Amount - in this Mkt: Percent change from original amount filed in this market to amended amount filed in this market, if filing was amended.
Filing Date: : For Shelf Filings, Filing Date is the first filing date of the original shelf registration. (Mainly applicable in the US and Japan)
For non shelf registration deals, Filing Date = Launch Date, or the earliest date on which the registration of the offering was first filed. If Launch Date is unavailable, it will pull the Original Date or the announcement date.
For shelf registration deals (deals issuing off an existing shelf), Filing Date is the date of the original shelf registration and Launch Date is the date on which the deal itself was first filed. For example, an issuer files a shelf registration on 1/1/2009 for issuing up to $200 million securities within the next two years; half a year later the issuer decide to issue $100 million off that shelf and files a preliminary prospectus for the offering on 7/1/2009; in this example, the Filing Date is 1/1/2009 and the Launch Date is 7/1/2009.
SEC File Form (Code): SDC code for Securities and Exchange Commission filing form (e.g. 01).
SEC File Form (Name): Name of Securities and Exchange Commission filing form (e.g. S-1).
SEC File Form (Number): Each filing contains a unique 5-digit Securities and Exchange Commission filing form number.
Rank for Dividend Issue Flag (Y/N). The new shares rank for the next dividend. Applies only to UK New Issues database.
Financial Information Available Flag (Y/N): Yes/No Flag set to “Yes” where the financials for the deal have been updated.
Shares Allocated to Financial Institutions: Number of shares allocated to financial institutions in the offering. Applies only to Indian New Issues database.
Shares Allocated to Financial Inst’ns as % of Global Shs Offered: Shares allocated to financial institutions as a percentage of total global shares offered. Applies only to Indian New Issues database.
Loan Dates: Closing Date: The date in which syndication on all levels/tiers have been signed and completed. League Tables generated based on general close date will reflect fully syndicated loan volume.
Loan Finance Item: Item Code. SDC code for specific aircraft financing.
Loan Finance Item: Number of Items. Displays the number of aircraft purchased.
Financial Notes (All CAPS): Text descriptions of financial footnotes.
Source of Financials: Source of issuer financial information (e.g. Prospectus).
Fund's Management Firm: Name of the firm that has made the Venture Investment.
1st Lien Loan Flag: Yes/No Flag set to yes when the facility is a first lien facility. Lenders on first lien facilities have the first claim to any collateral if the borrower enters into default.
Date of Earliest Closing: Date of earliest closing of public offer. Applies only to Indian New Issues database.
First Coupon Date: The date that interest paid begins.
Date on which the security first trades. Applies to PRSDAY and PCTSAMEDAY data items.
Date of Recent Fiscal Year End: Ending date of the first twelve month financial period after the offer. When available, interim figures are used to calculate most recent 12 month figures.
Ratings: Fitch Long Term Debt Rating of the company at the time of closing. Displays what ratings are available.
Beginning Fixing Date: Date on which bond pricing details are initially determined. Applies only to Japanese New Issues database.
Loan Interest Payment: Fixed Rate Option Flag (Y/N): Y/N flag is set to “Yes” when fixed coupon rate is available.
Ending Fixing Date: Date on which bond pricing details are finalized. Applies only to Japanese New Issues database.
Fixed Pricing Flag (Y/N): Yes/No flag set to "Yes" where offering is a fixed price issue. A fixed price issue is one in which the underwriting group agrees to set a price at which they will sell the issue to the public. The price remains in effect as long as the syndicate is intact; also known as a Fixed Price Offering System.
Floating Rate Flag (Y/N): Yes/No flag set to "Yes" where the coupon floats with a specified index under specific terms.
Floating Rate Index (Code): SDC code for the index off which the floating rate coupon will be calculated.
Floating Rate Coupon Reset Details (All CAPS): Text description of procedure for coupon reset calculations (e.g. INITIAL CPN PAYS 7.25%; THEN STEPS DOWN TO 6.66%).
Floating Rate Index (Description): Index used against which the coupon will be set (e.g. 3-month LIBOR).
Japanese Issues: Coupon Floor (%): For non-fixed rate coupons, the minimum applicable coupon rate during the life of the bond. Applies only to the Japanese Debt and Convertible Debt databases.
Basis Points Over/Under Floating Index: Difference between the coupon rate and the rate of the index off which the coupon is reset, stated in basis points (100 basis points = 1.0%).
Market Type:Description of market in which securities are offered (e.g. Euro, Foreign).
Maturity: Final Maturity Date (mm/dd/yy): the latest possible maturity date of the loan, bond or preferred stock. If the loan is extendable, that number of years is added to the maturity to become the final maturity (e.g. 03/23/2003).
Maturity: Final Maturity Date (yyyy): the latest possible maturity date of the loan, bond or preferred stock. If the loan is extendable, that number of years is added to the maturity to become the final maturity (e.g. 99). Perpetual preferred stock and bonds are set to 999.9.
Yankee Issue Flag (Y/N): Yes/No Flag set to "Y" where an offering is a Yankee issue. In the US New Issues database, the Yankee flag is set to "Y" where an issue was offered in the US market by a non-US issuer or an issuer with a non-US parent. In the International New Issues database, the Yankee flag is called a foreign market flag and is set to "Y" where an issuer offers securities into another country's local market (e.g. a UK company offers bonds in the Swiss market).
Number of Follow-On Issues After IPO: Number of follow-on stock offerings that a company has issued. A follow-on offering (a.k.a. secondary offering), is any common stock offering subsequent to a company’s Initial Public Offering (IPO).
Forbes 500 Ranking: Issuer's placement in the current Forbes 500 Ranking.
Non-US Law Firm of Issuer (Code): SDC Code of non-US Law Firm of Issuer. This data item is only filled in when the issuer’s law firm is a non-US firm.
Non-US Law Firm of Manager (Code): SDC Code of non-US Law Firm of Manager. This data item is only filled in when the manager’s law firm is a non-US firm.
Year Company Founded.
Free Float: The float is the number of shares available for trading by the public at the IPO. This includes shares sold as part of the greenshoe or overallotment.
Loan fees: Front End Fee %: The fee given to initially attract lenders to the deal. The more the lender commits to the deal, the greater the percentage is given to the lender. This is shown in basis point rather than percentage (e.g. 1%=100bps).
Loan fees: Front End Fee BPS Maximum: Displays the maximum basis points the front-end fee can be on the deal. Front-end fee is the fee given to initially attract lenders to the deal. The more the lender commits to the deal, the greater the percentage is given to the lender.
Loan fees: Front End Fee BPS Minimum: Displays the minimum basis points the front-end fee can be on the deal. Front-end fee is the fee given to initially attract lenders to the deal. The more the lender commits to the deal, the greater the percentage is given to the lender.
Fortune 500 Ranking: Issuer's placement in the current Fortune 500 Ranking.
FTSE Group Name. Applies only to UK New Issues database.
FTSE Group Number. Applies only to UK New Issues database.
FTSE Sector Name. Applies only to UK New Issues database.
FTSE Sector Number. Applies only to UK New Issues database.
FTSE Subsector Name. Applies only to UK New Issues database.
FTSE Subsector Number. Applies only to UK New Issues database.
Fully Paid Flag (Y/N). Applies only to UK New Issues database.
Closed End Fund Investment Type (Description): Indication of primary investment purpose of fund, if the common stock issue is a closed-end fund (e.g. Country).
Fund Administrator: Full Name of firm that is the fund administrator. This data item only applies to issues done by funds in the UK New Issues database.
Fund Advisor (Code): IFR SDC code of firm that is the fund advisor. This data item only applies to issues done by funds in the UK New Issues database.
Closed End Fund Investment Type (Code): SDC code indicating the primary investment purpose of fund, if the common stock issue is a closed-end fund (e.g. CO).
Description of Fund Investments (All CAPS): Text description indicating objective of fund and how it plans to achieve that objective, if the common stock issue is a closed-end fund.
Fee Paid to Fund Manager: The fee paid to the manager of a fund. This data item only applies to fund issues in the UK New Issues database.
Fund Manager (Code): IFR SDC code for firm that is the fund manager. This data item only applies to issues done by funds in the UK New Issues database.
Fund Name: Name of the fund owned by a management firm that has made the Venture Investment.
Fund or Trust Issue Flag (Y/N): Yes/No flag set to "Yes" where the issuer is organized as a fund or trust. Researched only for Private Placements and Rule 144A issues since 01/01/91.
Fixed Exchange Rate used for Conversion Flag (Y/N). Yes/No Flag set to “Yes” where exchange rate used for conversion is fixed at time of offer.
Gross Spread ($ per Share or Bond): Total manager's fee, expressed in dollars per share or bond. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC).
Gross Spread in Currency of Offer: Total manager's fee, expressed in the currency of the issue. The fee is shared among lead managers, co-managers, and syndicate group and includes management fee (portion payable to lead manager), underwriting fee (portion payable to co-managers), and selling concession (portion payable to syndicate).
Governing Law Country (Name): Name of country whose laws will govern in the event of a dispute over the issue (e.g. United Kingdom).
Governing Law Country (Code): SDC code of the country whose laws will govern in the event of a dispute over the issue (e.g. UK).
Global Ready Flag (Y/N): Yes/No flag set to "Yes" where a US domestic MTN program, upon signing of official documents, may be offered internationally. Note: A Global Ready program does not imply a Global program. Applies only to MTN Programs database.
Global Coordinators (Codes Listed Down the Page): An SDC code that lists all the global coordinators of an offering.
When the issuer is offering shares in several markets across borders, one of the lead managers may be appointed to co-ordinate the entire offering, and is known as the global coordinator.
Global Bond Indicator (Y/N): A yes/no flag that is used to indicate when the bond is sold on the global market. Market Area is set to Global and Target Market is set to Global.
Golden Share Flag(Y/N):Yes/No flag set to "Yes" when the government is maintaining a special share in the issuer, thus maintaining majority-voting rights.
Government Owned Involvement Flag (Y/N): For Bonds and Loans, populated Y if the Public Mid Code of the Issuer/Borrower or Immediate, Intermediate, or Ultimate Parent of the Issuer/Borrower is Government. For New Issues, populated Y if the Public Mid Code of the Issuer/Borrower, Immediate, Intermediate, or Ultimate Parent of the Issuer/Borrower, Selling Shareholder, or Immediate, Intermediate, or Ultimate Parent of the Selling Shareholder is Government.
Gross Spread as % of Principal Amount - in this Mkt: Total manager's fee, expressed as a percentage of the principal amount offered in this market (see AMT). The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGTPCT), underwriting fee (portion payable to co-managers - see UNDPCT), and selling concession (portion payable to syndicate - see SCPCT).
Gross Spread as % of Offer Price: Total manager's fee, expressed as a percentage of the offer price. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager), underwriting fee (portion payable to co-managers), and selling concession (portion payable to syndicate).
Loan Repayment: Grace Period in Years: The number of years between the closing date and the date when the repayment begins.
Conditional Future Gross Fee (%): The fee represented as a percent of the total amount underwritten that is paid to the underwriter for additional commitments beyond the original. Applies only to UK New Issues database.
Guarantee Type (Description): Type of entity who is providing the guarantee on the issue (e.g. Government). A guarantee is a form of credit enhancement where a third party agrees to assume some of the responsibilities for repayment should the issuer default.
Guarantor Type (Code): SDC code of type of entity who is providing the guarantee on the issued (e.g. G). A guarantee is a form of credit enhancement where a third party agrees to assume some of the responsibilities for repayment should the issuer default.
Guarantor Name:: The name of the entity who is providing the guarantee on the issue. A guarantee is a form of credit enhancement where a third party agrees to assume some of the responsibilities for repayment should the issuer default.
Guarantor Industry (Description): Industry description of guarantor of issue (e.g. Manufacturer).
A guarantee is a form of credit enhancement where a third party agrees to assume some of the responsibilities for repayment should the issuer default.
Guarantor 6-digit CUSIP: The guarantor’s CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Loan Guarantor Name (First Guarantor): The name of the first guarantor on the loan.
Guarantor Nation (Code): Nation code of guarantor of issue (e.g. US). A guarantee is a form of credit enhancement where a third party agrees to assume some of the responsibilities for repayment should the issuer default.
Loan Guarantor Type (Code): SDC code of type of entity who is providing the guarantee on the loan (e.g. P, which represents Parent). A guarantee is a form of credit enhancement where a third party agrees to assume some of the responsibilities for repayment should the issuer/borrower default.
Loan Guarantor Type (Description): The description of the type of relationship the guarantor has to the borrower (e.g. Subsidiary).
Loan Guarantor Notes: Additional information on guarantor(s) such as subsidiaries guaranteeing the deal, but the names of which subsidiaries are not available.
Loan Guarantor 6-digit CUSIPS: The 6-digit CUSIP for all the guarantors listed on the loan. For definition of CUSIP, look up ‘CU’.
Loan Guarantor Names (All Guarantors): The name of all the guarantors on the loan.
Maximum Dividend (%): Highest interest rate to which the dividend will be reset, even if reset calculation would dictate a higher rate.
Date of History Event.
Timetable Event (Code).
Timetable Event (Description).
High File Price: Highest price, in the original filing price range, at which the issuer expects securities to be offered. In a secondary offering, the high file price equals the low and mid file prices (LFILE=MIDFILE=HFILE = the last common stock sale price on or before original filing date). This data item applies only to common stock issues.
Amended High File Price: Highest price, in the latest filing price range, at which the issuer expects securities to be offered, if filing was amended. In a secondary offering, the high file price equals the low and mid file prices (LFILE=MIDFILE=HFILE = the last common stock sale price on or before original filing date). This data item applies only to those common stock issues that have been amended.
Japanese IPO Primary & Secondary: Highest Bid (Host): The highest bidding price on IPO primary/secondary shares. Applies only to Japanese New Issues database.
Ratings: High Yield Flag (Y/N): A Y/N flag indicating whether the deal is considered Leveraged/ High Yield or Non Leveraged.
High yield is defined as issues having a Standard & Poor's rating of BB+ and below or a Moody's rating of Ba1 and below. Bank Notes, Deposit Notes, Preferred Shares and Certificates of Deposit are exempt from high yield status. They can be extracted by using corresponding data items for ratings.
High yield (leveraged) is defined for loans as issues with initial pricing of base rate + 300bps for unrated borrowers or any transaction with sponsor involvement (excluding project finance). All leveraged and highly leveraged loans are covered under the high yield flag option. Loan Yield Types are defined as follows: (IG=Investment Grade, NG=Near Investment Grade, LV=Leveraged, HL=Highly Leveraged):
Jan 1, 2010 to Present:
IG: 0 - 149bps
NG: 150 - 299bps
LV: 300 - 399bps
HL: >=400bps
Jan 1, 2009 to December 31, 2009:
IG: 0 - 149bps
NG: 150 - 249bps
LV: 250 - 349bps
HL: >=350bps
Jan 1, 2006 to December 31, 2008:
IG: 0 - 74bps
NG: 75 - 149bps
LV: 150 - 249bps
HL: >=250bps
July 1, 2002 to December 31, 2005:
IG: 0 - 74bps
NG: 75 - 174bps
LV: 175 - 274bps
HL: >=275bps
Jan 1, 2001 to June 30, 2002:
IG: 0 - 49bps
NG: 50 - 149bps
LV: 150 - 249bps
HL: >=250bps
Jan 1, 1996 to Dec 31, 2000:
IG: 0 - 49bps
NG: 50 - 124bps
LV: 125 - 249bps
HL: >=250bps
Before Jan 1, 1996:
IG: 0 - 74bps
NG: 75 - 149bps
LV: 150 - 249bps
HL: >=250bps
Loan Yield Description: Similar to Loan Yield Type, this option gives the full description of each yield type: Investment Grade (IG), Near Investment Grade (NG), Leveraged (LV), or Highly Leveraged (HL) loans. High yield (leveraged) is defined for loans as issues with initial pricing of base rate + 150 bps and up as of January 1, 2006. All leveraged and highly leveraged loans are covered under the high yield flag option. The loan yield type is based on the following base rate + bps grid. If pricing is undisclosed, the yield type will be undisclosed as well.
Jan 1, 2006 to Present:
IG: 0 - 74bps
NG: 75 - 149bps
LV: 150 - 249bps
HL: >=250bps
July 1, 2002 to December 31, 2005:
IG: 0 - 74bps
NG: 75 - 174bps
LV: 175 - 274bps
HL: >=275bps
Jan 1, 2001 to June 30, 2002:
IG: 0 - 49bps
NG: 50 - 149bps
LV: 150 - 249bps
HL: >=250bps
Jan 1, 1996 to Dec 31, 2000:
IG: 0 - 49bps
NG: 50 - 124bps
LV: 125 - 249bps
HL: >=250bps
Before Jan 1, 1996:
IG: 0 - 74bps
NG: 75 - 149bps
LV: 150 - 249bps
HL: >=250bps
Issuer SDC High Tech Industry (Code): SDC code of the high tech industry in which the issuer is involved as its primary line of business (if applicable). These distinctions are more detailed than what is available through the Standard Industrial Classification (SIC) Codes.
Issuer SDC High Tech Industry (Code): SDC code of the high tech industry in which the issuer is involved as its primary line of business (if applicable). These distinctions are more detailed than what is available through the Standard Industrial Classification (SIC) Codes.
Issuer SDC High Tech Industry Group (Description): SDC description of the high tech industry group in which the issuer is involved as its primary line of business (if applicable) (e.g. Computer Equipment). These distinctions are more detailed than what is available through the Standard Industrial Classification (SIC) Codes.
Issuer/Borrower Primary High Tech Industry (Code): SDC code for the primary types of high tech industry the issuer/borrower is involved in.
Issuer/Borrower Primary High Tech Industry (Description): Description of the primary types of high tech industry the issuer/borrower is involved in (e.g. All Electronics).
Japanese IPO Primary & Secondary: Highest Successful Bid (Host): The highest successful bidding price on IPO primary/secondary shares. Applies only to Japanese New Issues database.
Japanese Issues: Amount of Proceeds to be Used (Host mil): Amount to be used for each use of proceeds.
Percent Change from High File Price to Offer Price: Percentage change from high file price (at original filing) to offer price.
Principal Amount - in this Mkt (Host Mil): Principal amount offered in this market, in host millions. Applies only to UK New Issues database.
Principal Amount Underwritten - in this Mkt (Host Mil): Principal amount offered in this market, in host millions. Applies only to UK New Issues database.
Issuer SDC High Tech Industry (Description): Description of the high tech industry in which the issuer is involved as its primary line of business (if applicable). These distinctions are more detailed than what is available through the Standard Industrial Classification (SIC) Codes.
Ratings: High Yield Flag (Y/N): A Y/N flag indicating whether the deal is considered Leveraged/ High Yield or Non Leveraged.
High yield is defined as issues having a Standard & Poor's rating of BB+ and below or a Moody's rating of Ba1 and below. Bank Notes, Deposit Notes, Preferred Shares and Certificates of Deposit are exempt from high yield status. They can be extracted by using corresponding data items for ratings.
High yield (leveraged) is defined for loans as issues with initial pricing of base rate + 300bps for unrated borrowers or any transaction with sponsor involvement (excluding project finance). All leveraged and highly leveraged loans are covered under the high yield flag option. Loan Yield Types are defined as follows: (IG=Investment Grade, NG=Near Investment Grade, LV=Leveraged, HL=Highly Leveraged):
Jan 1, 2010 to Present:
IG: 0 - 149bps
NG: 150 - 299bps
LV: 300 - 399bps
HL: >=400bps
Jan 1, 2009 to December 31, 2009:
IG: 0 - 149bps
NG: 150 - 249bps
LV: 250 - 349bps
HL: >=350bps
Jan 1, 2006 to December 31, 2008:
IG: 0 - 74bps
NG: 75 - 149bps
LV: 150 - 249bps
HL: >=250bps
July 1, 2002 to December 31, 2005:
IG: 0 - 74bps
NG: 75 - 174bps
LV: 175 - 274bps
HL: >=275bps
Jan 1, 2001 to June 30, 2002:
IG: 0 - 49bps
NG: 50 - 149bps
LV: 150 - 249bps
HL: >=250bps
Jan 1, 1996 to Dec 31, 2000:
IG: 0 - 49bps
NG: 50 - 124bps
LV: 125 - 249bps
HL: >=250bps
Before Jan 1, 1996:
IG: 0 - 74bps
NG: 75 - 149bps
LV: 150 - 249bps
HL: >=250bps
Issuer Name: Short name of issuer (30 characters wide).
Issuer/Borrower SDC Industry Group (Description): Description of what type of industry the issuer/borrower is involved in by SDC grouping (e.g. All Finance Issuers).
International Co-Managers (selling group on non-US issues)(Code): Fixed Income and Equity - SDC codes of selling group members of issue . The selling group is comprised of the lead, co-managers and syndicate members. Applies only to non-US New Issues Fixed Income and Equity databases.
Participants (Code): Syndicated Loans – SDC codes of participants and lenders on a syndicated loan.
Initial Coupon (%): For floating rate debt issues, the first interest rate payable.
Initial Dividend (%): For non-fixed rate preferred stock issues, the first dividend payable as a percentage of the offer price.
Date Initial Dividends Ends: Date after which the initial dividend is no longer guaranteed and will be recalculated according the reset provisions.
Index (Description): Reference index by which adjustments to the interest rate paid will be made (e.g. S&P 500).
Index (Code): SDC code for reference index by which adjustments to the interest rate paid will be made (e.g. 97).
IFR Magazine Loan Comments: The comments IFR magazine makes about the loan.
IFR Comments:: Transaction notes provided by International Financing Review, a Thomson Reuters publication.
IFR Magazine Page References: the issue and page number(s)of the International Finance Review (IFR) that had an article on the deal.
Issuer SDC Industry Group (Code): SDC code of issuer's primary group industry, based on primary SIC Code (e.g. I).
Issuer’s Law Firm (Code): SDC code of issuer’s law firm.
Issuer's or Manager's Law Firm (Code): SDC code of issuer’s or manager’s law firm.
Issuer's Law Firm (Name): Name of issuer’s law firm.
Issuer Name Full: Displays the complete name (Maname Long) of the Issuer/Borrower.
Date of Income Statement: Date of most recent 12 month financial period before the offer. When available, interim figures are used to calculate most recent 12 month figures.
Issuer SDC Industry (Description): SDC description of issuer's primary industry, based on primary SIC Code (e.g. Manufacturing).
Issuer SDC Industry (Code): SDC code of issuer's primary industry, based on primary SIC Code (e.g. MA).
Initial Coupon Payment Date: Date of initial coupon payment.
Date of Initial Exercise for Warrant: First date on which the warrant can be exchanged for the warrant entitlement at the exercise price.
Date of Expiration of Initial Exercise Price: Date on which the warrant can no longer be exercised at the initial exercise price, i.e. the initial terms of the warrant change.
Loan Pricing: Initial All In Drawn Pricing Flag indicates whether or not the tranche has reported the base rate spread that was used at the sign/close of the deal.
Loan Pricing: Initial All In Drawn Pricing. Displays both the base rate and spread that was used at the sing/close of the deal. All in Drawn Spread includes the base rate spread and facility fee.
Loan Pricing: All In Drawn Spread. Displays the spread that was used at the sign/close of the deal. This item will not display the base rate. Use INITIALDRAWNPRINT to show the base rate and spread. All in Drawn Spread includes the base rate spread and facility fee.
Initial Pricing: The initial pricing spread above LIBOR. The initial LIBOR spread that is charged to the borrower from the closing date until the first adjustment date.
Percent of Shares Held by Insiders After Offer: Percentage of shares held by insiders (management shares only) after offer.
Percent of Shares Held by Insiders Before Offer: Percentage of shares held by insiders (management shares only) before offer.
Institutional Loan Tranche Flag (Y/N): Y/N flag set to “Yes” when institutional lenders participate on the loan. Institutional lenders’ pension or mutual funds, insurance companies.
Loan Interest Conversion: Interest Conversion Flag (Y/N): Y/N flag set to “Yes” when borrower has the option of converting the interest on the tranche from one type to another.
Loan Interest Payment: Notes on interest payment details that are specific to that particular deal.
1-to-many field containing the 6 digit cusip specific to the institutions that tender bids to purchase the privatised entity (or stake in it). This bidding can be done through a number of different systems, the most frequent being an auction.
Loan Interest Payment: Payment Frequency: The frequency at which the borrower must make interest payments (e.g. Quarterly).
INTERMEDRS
A placing of securities through financial intermediaries.
Issuer/Borrower Company Internet Address (URL)
Interest Payment Frequency (Description): Frequency of interest payments to holders of the debt (e.g. Monthly).
Interest Payment Frequency (Code): SDC code indicating frequency of interest payments to holders of the debt (e.g. M).
Participants Truncated (Codes on One Line): SDC codes for participants and lenders (Tier 3).
This data item only applies to SDC Platinum™ Standard International Bond League Table Sessions (J, K, L, N and O sessions). Yes/No indicator set to ‘Y’ when the transaction meets the following criteria:
Includes all international and cross border, non-convertible debt and non-convertible preferred stock transactions. Including Euro bonds, foreign bonds, Yankee bonds and global transactions. Excludes all International certificates of deposit and deposit notes. Includes International Bank Notes. Excludes all global Asset-backed and Mortgage-backed transactions with an issuer nation of the United States.
Criteria Description Platinum Code Applicable Databases
Foreign & International ED,EP
Exclude convertible deals CVT EP
Yankee Bonds FMCOD M, D, P, R144D,
R144D
Global Bonds GLOBAL_BOND M,D, P, R144D,
R144P
Exclude US ABS & MBS MTGTYPC and NATC M, P, R144D, R144P
Exclude CDs & Deposit Notes SECUR ED, EP, M, D, P,
R144D, R144P
International Shares Offered in a Global Offering: Number of shares offered outside the issuer’s domestic market.
International Shares Filed: Number of shares filed that will be offered outside the issuer’s domestic market.
Investor Type: (Code): The type of investors the offering is being made available to; for example: institutional investors or retail investors.
Percent Share: Percentage of issue offered to strategic investors.
Strategic Investor: An entity who has shares pre-designated to them in an offering.
Issuer Immediate Parent’s 9-digit CUSIP: 9-digit CUSIP of issuer's immediate parent.
Issuer Immediate Parent’s CIDGEN: SDC CIDGEN of issuer’s immediate parent.
Upper Limit of Issue Price Talk: Upper limit of issue price for each coupon in pre-pricing talk. Applies only to Japanese New Issues database.
Lower Limit of Issue Price Talk: Lower limit of issue price for each coupon in pre-pricing talk. Applies only to Japanese New Issues database.
Issuer Immediate Parent’s Name: Name of issuer's immediate parent.
IPO Flag (Y/N): IPO Flag (Y/N): Set to “Yes” if the issuer’s stock is being offered for the first time in the market it is being offered into. Please note that even if “IPO Flag = Y”, the issuer’s stock could still have been listed and publicly traded in OTHER markets.
To determine if the issuer’s stock is not listed or publicly traded in ANY market at the time of the offering, use the Original IPO Flag. For example if an issuer’s stock is already listed in London and it is being offered for the first time in the U.S., this deal will have “IPO Flag = Yes” and “Original IPO Flag = NO”
For the US R144C Database, ‘IPO’ is set to “Yes” for deals in which the common stock issue is an initial public offering outside the United States with a tranche targeted toward U.S. institutional investors via Rule 144a.
Thomson Reuter’s Standard League Table “C05 Global Initial Public Offering” uses “Original IPO Flag = Y” or “Issue Type = IPO” as the screening criteria (not IPO Flag).
Japanese IPO Primary & Secondary: IPO Opening Price: First market price after IPO.
This data item stores the date of the issuer's initial public offering (IPO).
Japanese IPO Primary & Secondary: Payment Date: Payment due date for IPO primary/secondary shares. Applies only to Japanese New Issues database.
IRS Employee Identification Number.
ISSCASHSUB
Issue of securities for cash to third parties. The issue is agreed upon at a shareholder meeting.
International Security Identification Number (ISIN): A code that uniquely identifies a specific securities issue. The organization that allocates ISINs in any particular country is the National Numbering Agency (NNA).
Islamic Financing Flag (Y/N): A yes/no flag to indicate where the Loan Type or Bond Security Type is Islamic Finance. Islamic Finance transactions are deals that prohibit the making or receiving of interest payments. Trade financing for these transactions is obtained through the purchase of inventory that will be resold at a pre-determined price on a future date (or "Murabaha").
Issuer/Company & Subsidiaries: 6-digit CUSIP of issuer or issuer’s subsidiary.
Issuer/Company: 6-digit CUSIP of issuer.
Issuer’s Law Firm City: City where the issuer’s law firm is located.
Contact Person at Issuer's Law Firm: Name (Line 1): Name of the contact person at issuer’s law firm.
Contact Person at Issuer's Law Firm: Name (Line 2): Name of the contact person at issuer’s law firm.
Issuer's Law Firm Nation (Name): Nation where issuer’s law firm is located.
Issuer's Law Firm Nation (Code): Nation code where issuer’s law firm is located.
Issuer's Law Firm Phone Number: Phone number of issuer’s law firm.
Issuer's Law Firm State (Name): State where issuer’s law firm is located.
Issuer's Law Firm State (Code): State code where issuer’s law firm is located.
Issuer's Law Firm Address (Line 1): Street address where issuer’s law firm is located.
Issuer's Law Firm Address (Line 2): Street address where issuer’s law firm is located.
Issuer's Law Firm Zip Code: Zip code of issuer’s law firm.
Type of Offer (Description): Description of the type of issue (e.g. Offer for Subscriptions). Applies only to UK New Issues database.
Financial Advisor (Code). IFR SDC code of financial advisor of issue. Applies only to UK New Issues database.
Financial Advisor (Name): Name of financial advisor of issue. Applies only to UK New Issues database.
Issuer’s Auditor (Code): IFR SDC code of issuer’s auditor. Applies only to UK New Issues database.
Issuer’s Auditor (Short Code): IFR SDC short code of issuer’s auditor. Applies only to UK New Issues database.
Issuer’s Auditor (Name): Name of issuer’s auditor. Applies only to UK New Issues database.
Amount of Security Issued Before Offer. Applies only to UK New Issues database.
Amount of Security Issued After Offer. Applies only to UK New Issues database.
Issuer's Law Firm City:: City where the issuer's law firm is located.
Issuer’s Law Firm (State): State where issuer’s law firm is located.
Issuer/Borrower Public Mid status - a more defined mid-level public status for the issuer/borrower:
Public Public - A company that is 100% publicly traded or a majority of the common/ordinary shares are traded on a stock exchange and there is NO majority parent
Public Government - Any portion of the company trades, with the government holding a majority interest (50% or more)
Public Subsidiary - Any portion of the company trades, with the majority (50% or more) held by a parent company
Public Fund - A fund that trades on an exchange
Public Trust - A trust that trades on an exchange
Public Unlisted - For Australian companies only - a private company where the number of shareholders exceeds a certain limit such that legislation classifies them as public companies subject to public company disclosure
Private Private - A company that is private (shares not traded on a public exchange) (owned by an individual(s) or family) or has a parent of less than 50% where that parent is NOT a government
Private Government - A company whose shares are not publicly traded in which the government owns a stake of less than 50%
Private SPV - Any SPV that does not have a parent owning 50% or more, or where a parent can not be identified
Private Fund - Any fund that does not have a parent owning 50% or more and that does not trade
Private Trust - Any trust that does not have a parent owning 50% or more and that does not trade
Private LBO Acquisition Vehicle - Any company set up for the sole purpose of carrying out an LBO not traded on a public stock exchange or with a parent owning 50% or more. One shot acquisition vehicles.
Government Government - A entity that is 50% or more owned by the government and is not publicly traded
Government Branch - A government division, branch or operations that is being sold off
Government Asset - A government (tangible) asset that is being sold off
JV JV - A company that by legal definition is a Joint Venture (having 2 or more parents each owning a stake and working together on a joint project, company or effort)
JV Asset - A (tangible) asset that a joint venture is selling off
Individual Individual - A person/investor (same as current investor)
Mutual Mutual - Companies whose ownership and profits are distributed among members in proportion to the amount of business they do with the company (same as current mutual)
Subsidiary Subsidiary - An entity with a parent of 50% or more that is NOT publicly traded on a stock exchange and the parent is not a government
Subsidiary SPV - An SPV with a parent owning 50% or more
Subsidiary Fund - A fund with a parent owning 50% or more
Subsidiary Trust - A trust with a parent owning 50% or more
Subsidiary Branch - A branch/division/operations being sold off by a parent
Subsidiary Asset - A (tangible) asset being sold off by a parent that is not a JV or government
Issuer/Borrower Ultimate Parent Public Mid status - a more defined mid-level public status for the issuer/borrower's ultimate parent:
Public Public - A company that is 100% publicly traded or a majority of the common/ordinary shares are traded on a stock exchange and there is NO majority parent
Public Government - Any portion of the company trades, with the government holding a majority interest (50% or more)
Public Subsidiary - Any portion of the company trades, with the majority (50% or more) held by a parent company
Public Fund - A fund that trades on an exchange
Public Trust - A trust that trades on an exchange
Public Unlisted - For Australian companies only - a private company where the number of shareholders exceeds a certain limit such that legislation classifies them as public companies subject to public company disclosure
Private Private - A company that is private (shares not traded on a public exchange) (owned by an individual(s) or family) or has a parent of less than 50% where that parent is NOT a government
Private Government - A company whose shares are not publicly traded in which the government owns a stake of less than 50%
Private SPV - Any SPV that does not have a parent owning 50% or more, or where a parent can not be identified
Private Fund - Any fund that does not have a parent owning 50% or more and that does not trade
Private Trust - Any trust that does not have a parent owning 50% or more and that does not trade
Private LBO Acquisition Vehicle - Any company set up for the sole purpose of carrying out an LBO not traded on a public stock exchange or with a parent owning 50% or more. One shot acquisition vehicles.
Government Government - A entity that is 50% or more owned by the government and is not publicly traded
Government Branch - A government division, branch or operations that is being sold off
Government Asset - A government (tangible) asset that is being sold off
JV JV - A company that by legal definition is a Joint Venture (having 2 or more parents each owning a stake and working together on a joint project, company or effort)
JV Asset - A (tangible) asset that a joint venture is selling off
Individual Individual - A person/investor (same as current investor)
Mutual Mutual - Companies whose ownership and profits are distributed among members in proportion to the amount of business they do with the company (same as current mutual)
Subsidiary Subsidiary - An entity with a parent of 50% or more that is NOT publicly traded on a stock exchange and the parent is not a government
Subsidiary SPV - An SPV with a parent owning 50% or more
Subsidiary Fund - A fund with a parent owning 50% or more
Subsidiary Trust - A trust with a parent owning 50% or more
Subsidiary Branch - A branch/division/operations being sold off by a parent
Subsidiary Asset - A (tangible) asset being sold off by a parent that is not a JV or government
Type of Issue (Code): IFR SDC code for the type of issue (e.g. S). Applies only to UK New Issues database.
Issue Discount/(Premium) (%): The percentage discount (premium) of the offer price to the closing market price one day prior to the filing date of the rights issue. Calculated as (PRDAY_FILED - OFFERPRICE) / PRDAY_FILED * 100.
AB- Issue type equals Asset-backed when Mortgage Type Code (MTGTYPC) is equal to one of the following asset-backed codes: G, I, J, L, O, R. Asset-backed issues include credit card receivables, collateralized debt obligations, auto loans, home equity, student loans, non-jumbo MBS and floorplan receivables.
AS- Issue type equals Agency, Supranational, Sovereign when a transaction is not mortgage-backed or asset-backed and the Thomson Reuters Mid-Industry code is equal to Government and Agencies. This excludes federal credit agency issuers (ie: Federal Home Loan Mortgage).
CVT- Issue type equals Convertible when the Convertible Issue Yes/No Flag is set to "Yes." This is when the issued securities may be exchanged/converted for common stock under the terms described in the offering.CVT- Issue type equals Convertible when the Convertible Issue Yes/No Flag is set to "Yes." This is when the issued securities may be exchanged/converted for common stock under the terms described in the offering.
EM- Issue type equals Emerging Market Corporate when a transaction is not mortgage-backed or asset-backed, the Thomson Reuters Mid-Industry code is not equal to Government and Agencies or Government Sponsored Enterprises and the Ultimate Parent Nation of the issuer is an Emerging Market nation.
FC- Issue type equals Federal Credit Agency when a transaction is not mortgage-backed or asset-backed and the Thomson Reuters Mid-Industry code is equal to Government Sponsored Enterprises.
FO- Issue type equals Follow-On when the Original IPO Yes/No flag set to "No." A follow-on offering (a.k.a. secondary offering) is any common stock offering subsequent to a company's Initial Public Offering.
HY- Issue type equals High Yield Corporate when a transaction is not mortgage-backed or asset-backed, the Thomson Reuters Mid-Industry code is not equal to Government and Agencies or Government Sponsored Enterprises and the Ultimate Parent Nation of the issuer is not an Emerging Market nation. Only High Yield rated issues are included and split rated issues are excluded. High Yield is defined as an issue with an S&P rating equal to or less than BB+ and a Moody rating equal to or less than Ba1. Certificates of Deposit and General Term Notes are excluded.
IG- Issue type equals Investment Grade Corporate when a transaction is not mortgage-backed or asset-backed and the Thomson Reuters Mid-Industry code is not equal to Government and Agencies or Government Sponsored Enterprises. Only Investment Grade rated issues are included. Investment Grade is defined as an issue with an S&P rating equal to or greater than BBB- and a Moody rating equal to or greater than Baa3. Split-rated issues, Certificates of Deposit and General Term Notes are included.
IPO- Issue type equals IPO when the ORIGINAL IPO Yes/No flag is set to "Yes," signifying that the common stock being offered is not traded publicly in any market at the time of the offering.
MB- Issue type equals Mortgage-backed when Mortgage Type Code (MTGTYPC) is equal to one of the following mortgage-backed codes: A, B, C, D, E, F, H, K, M, N, P. Mortgage-backed issues include commercial mortgage-backed and residential mortgage-backed transactions.
JBRI Rating: Japanese Bond Research Institute rating (e.g. BBB+). Applies only to Japanese New Issues database.
JBRI Rating Group: Japanese Bond Research Institute rating group number (i.e. 600). Applies only to Japanese New Issues database.
JCR Rating: Japan Credit Rating Agency rating (i.e. BBB+). Applies only to Japanese New Issues database.
JCR Rating Group: Japan Credit Rating Agency rating group number (i.e. 600). Applies only to Japanese New Issues database.
JGB Number: Number of the Japanese government bond off which the bond is priced. Applies only to Japanese New Issues database.
JGB Spread: Number of basis points above or below the Japanese government bond off which the bond is priced. Applies only to Japanese New Issues database.
Jumbo Bond Flag (Y/N): Yes/No indicator set to "Y" if the transaction is classified as a jumbo bond.
Kaigo Kai: Number of issues of this particular type of bond (straight bond, convertible bond or bond with warrant) by this issuer. Applies only to Japanese New Issues database.
Japanese Convertibles: Knock-Out Level of Reset Cancellation 1 (%): 1st knock-out level in % where reset clause is canceled. Applied only to Japanese Domestic New Issues database.
Japanese Convertibles: Knock-Out Level of Reset Cancellation 2 (%): 2nd knock-out level in % where reset clause is canceled. Applied only to Japanese Domestic New Issues database.
Japanese Convertibles: Knock-Out Level of Reset Cancellation 3 (%): 3rd knock-out level in % where reset clause is canceled. Applied only to Japanese Domestic New Issues database.
Latest Asked Price of Common Stock: Researched only on OTC issues, taken from prospectus.
Date of Final Closing: Date of final closing of public offer. Applies only to Indian New Issues database.
Last Low Common Stock Price (Host Currency). Applies only to Indian New Issues database.
Last Reported Sale Price Prior to Offer in Pence. Applies only to UK New Issues database.
Last Common Stock Price Date on Prospectus:Date used for the price recorded in the data item LCOMPR (Last Reported Sale Price Prior to Offer).
Loan Fees: Late Fee %: The fee the borrower must pay to the agent and lenders for any late payments which incurs costs the agent and lender. Displays the late fee in a range (if variable).
Loan Fees: Late Fee % Maximum: The maximum late fee. If a range is reported the maximum late fee is reported.
Loan Fees: Late Fee % Minimum: The minimum late fee. If a range is reported the minimum late fee is reported.
Launch Date: This is the date on which the registration of the offering was filed.
Loan Law Firm (Full Name): The full name of the law firm that aided loan parties in creating the agreement (e.g. Brown & Wood).
Loan Law Firm’s Role (Code): SDC code for the type of applicable law firm that aided loan parties in creating the agreement.
Loan Law Firm’s Role (Description): Description of the type of applicable law firm that aided loan parties in creating the agreement.
Loan Law Firm (Code): SDC Code for the name of the law firm that aided loan parties in creating the agreement.
Loan Law Firm (Short Code): The shorthand name for the law firm that aided loan parties in creating the agreement.
Related LBO Deal: SDC Deal Number: If issue is related to a leveraged buyout (LBO), this data item stores the SDC deal number of the LBO transaction
Loans: LBO Role indicates whether the equity sponsor takes on a primary or secondary role.
Loans: LBO Sponsor: The company (ies) behind the buy-out, usually an equity house (e.g. Hicks, Tate, Muse & Furst).
Related LBO Deal: Announcement Date. If issue is related to a leveraged buyout (LBO), this data item stores the announcement date of the LBO transaction.
Related LBO Deal: Effective Date. If issue is related to a leveraged buyout (LBO), this data item stores the effective (completion) date of the LBO transaction.
LBO Firm Flag (Y/N): Yes/No Flag set to “Yes” where issuer is a leverage buyout (LBO) firm.
Related LBO Deal: Investor (Code): If issue is related to a leveraged buyout (LBO), this data item stores the SDC investor codes of the LBO transaction.
Related LBO Deal: Investor (Name): If issue is related to a leveraged buyout (LBO), this data item stores the investor names of the LBO transaction.
Previous Leveraged Buyout Issue Flag (Y/N): Yes/No flag set to "Yes" where the issuer was the target of a previous leveraged buyout.
Last Bond Price. Last trading price of the debentures. Unless found in the prospectus, this data item is unavailable. Applies only to Underwritten Calls Convertible Debt database.
Related LBO Deal: Deal Value ($ Mil): If issue is related to a leveraged buyout (LBO), this data item stores the value, in millions of dollars, of the LBO transaction.
Long Term Debt as % of Capitalization: Total non-subordinated debt after offer that has a maturity of more than one year, as a percent of capitalization. Capitalization is total debt (short-term, long-term, subordinated and convertible) plus common equity, preferred equity and minority interests.
Long Term Debt as % of Capitalization, exc. STD: Total non-subordinated debt after offer that has a maturity of more than one year, as a percent of capitalization. Capitalization, excluding short term debt, is the sum of long-term, subordinated and convertible debt plus common equity, preferred equity and minority interests.
Minimum Dividend (%): Lowest interest rate to which the dividend will be reset, even if reset calculation would dictate a lower rate.
Last Reported Common Stock Sale Price Prior to Offer: As disclosed in the prospectus, the last bid price for the common stock issue prior to offer date.
High Yield Issues:: Lead Left Bookrunner: Lead left bookrunner on a high-yield debt offering.
Lead Managers (Codes Listed Down the Page): SDC codes for the lead manager(s) of issue (Agent banks for Syndicated Loans), listed down the page.
Lead Managers (Codes): SDC codes for the lead manager(s) of issue (Agent banks for Syndicated Loans), listed on one line.
Lead Managers (Short name): Short name (30 characters) of Lead Managers of the issue (Agent banks for Syndicated Loans).
Lead Managers (Full name): Full name (55 characters) of Lead Managers of the issue (Agent banks for Syndicated Loans).
Loan Agent Roles (Descriptions Listed Down the Page): The full title/role of the Tier 1 agent displayed (e.g. ARRANGER).
Loan Agent’s Role (Codes Listed Down the Page): SDC codes used for Lead Agent’s role (Tier 1). The Tier 1 Agent Roles would include: Administrative Agent, Syndication Agent, Documentation Agent, Agent, Arranger, Facility Agent, Lead Agent, Co-ordinating Arranger or Publicity Agent)
Lease-Related Flag (Y/N): Yes/No flag set to "Yes" where the proceeds of the issue are used to finance a lease related transaction. Applies only to Private Placements and Rule144A databases.
Lease-Related Flag (Y/N): Yes/No flag set to "Yes" where the proceeds of the issue are used to finance a lease related transaction. Applies only to Private Placements and Rule144A databases.
Loan Legal Characteristics (Code): SDC code for the loans legal characteristics.
Loan Legal Characteristics (Description): Description of the loans legal characteristics (e.g. Force Majeure).
Legal Fees & Expenses ($). Applies only to US New Issues databases.
Issuer/Borrower Primary NAIC Industry (Code): Primary North American Industry Classification System (NAICS) industry associated with primary NAICS code of company.
Loan Performance Grid: Leverage Maximum: The most the margin will be for Leverage in a given range (if variable) or where Leverage is available.
Loan Performance Grid: Leverage Minimum: The least the margin will be for Leverage in a given range (if variable) or where Leverage is available.
Low File Price: Lowest price, in the original filing price range, at which the issuer expects securities to be offered. In a secondary offering, the low file price equals the mid and high file prices (LFILE=MIDFILE=HFILE = the last common stock sale price on or before original filing date). This data item applies only to common stock issues.
Amended Low File Price: Lowest price, in the latest filing price range, at which the issuer expects securities to be offered, if filing was amended. In a secondary offering, the low file price equals the mid and high file prices (LFILE=MIDFILE=HFILE = the last common stock sale price on or before original filing date). This data item applies only to those common stock issues that have been amended.
Loan Pricing: LIBOR Maximum Spread: The maximum LIBOR spread within a set range (if variable) or where LIBOR spread is available.
Loan Pricing: LIBOR Minimum Spread: The minimum LIBOR spread within a set range (if variable) or where LIBOR spread is available.
Loan Pricing: LIBOR Spread: The LIBOR spread within a preferred range or where LIBOR spread is available.
LIBOR Spread: Spread to LIBOR at the time of the issuance of the bond. Applies only to Japanese New Issues database.
Line Counter: Numbers each transaction on your report, in the order which they print out.
Liquidation Price per Share ($): Amount reflecting the value of the preferred stock upon the liquidation of the company; often the same as offer price.
Liquidation Price per Share at Amended Filing ($): Amount reflecting the value of the preferred stock upon the liquidation of the company, at latest amended filing, if filing was amended; often the same as offer price.
Liquidation Price per Share at Original Filing: Preferred liquidation value per share at original filing. Applies only to US Preferred Stock databases. Researched for US Public Preferred Stock issues priced since 01/01/96.
Liquidation Price per Share at Amended Filing: Preferred liquidation value per share at latest amended filing, if filing was amended. Applies only to US Preferred Stock databases. Researched for US Public Preferred Stock issues priced since 01/01/96.
Liquidation Status (Code): SDC code that defines the type of debt that is being issued ex. Senior Debt, Senior Subordinated Debt, Subordinated Debt.
All Exchange Listings of Issue (Codes on One Line):If an issue is an IPO, the first exchange is listed as "I".
London Stock Exchange Market Section (Code). Applies only to UK New Issues database.
Primary Exchange Nation of Issuer’s Stock (Code): Nation code of exchange where issuer’s stock trades.
Listing: All Exchange of Issue (Codes Down the Page): SDC Platinum code that lists all the exchanges that an offering will list on.
Listing: Stock Exchanges Grouped by Country: SDC code that lists all countries that have stock exchanges. Clicking on the country expands the list of stock exchanges that are within the countries.
Short description/code of the primary stock exchange on which the issuer’s securities listed at the time of the offering.
Short description/code of the primary stock exchange on which the issuer’s securities listed at the time of the offering.
Loan Package Withdrawn Date: The date in which the loan was withdrawn from the market.
Japanese IPO Primary & Secondary: Lower Bound of Bid (Host): The lower boundary of bids on IPO primary/secondary shares determined by the issuer at the time of filing. Applies only to Japanese New Issues database.
Loan Fees: Letter of Credit Fee %: The fee to the agent and lenders for the issuance of each letter of credit. Displays the Letter of Credit Fee in a range (if variable).
Loan Fees: Letter of Credit Fee % Maximum: The maximum Letter of Credit Fee. If a range is reported the maximum Letter of Credit Fee is reported.
Loan Fees: Letter of Credit Fee % Minimum: The minimum Letter of Credit Fee. If a range is reported the minimum Letter of Credit Fee is reported.
Lockup Provision Flag (Y/N): Yes/No flag set to "Yes" where there is an agreement between managers of the issue and existing shareholders, including directors and officers, under which shareholders agree not to sell their holdings for a prescribed period after the date of the offer without prior written consent of the managers.
Unlock Date: The date following an offering when shares held by insiders and large shareholders can be sold in the open market. These shares may be subject to an underwriter’s lockup agreement, in addition to rules under the Securities Act of 1933 restricting the sale of public securities.
Number of Days Shares are in Lockup: The minimum number of days that shares must be held before lockup agreements and/or restricted periods expire, allowing the possible sale of securities in the open market.
Percent of Shares Subject to Lockup: The ratio between the total number of shares eligible for sale and the total number of shares outstanding.
Number of Shares Subject to Lockup: The number of shares eligible for sale upon expiration of the lockup agreement and/or restriction period. Many of these restricted securities will be subject to Rule 144 volume limitations when sold. Lock shares are also known as shares eligible for sale or the number of shares eligible for sale upon expiration of the underwriters lockup agreement and/or restriction period. The restriction period is generally referring to SEC Rule 144 pertaining to insider selling. Typically the shares in question will be the “ restricted securities “, simply defined as securities acquired directly or indirectly from the issuer or an affiliate in a transaction not involving any public offering. The restricted securities are normally the shares outstanding minus the “ freely tradable “ securities, not including the shares covered in the over-allotment agreement. The shares floated in the public offering are obviously freely tradable. Shares outstanding include all classes of common stock.
The following list further defines what Thomson is using to calculate Shares Eligible for Sale:
Warrants, Options and Convertible Preferred Securities are not included.
All classes of Common Stock, (Class A, Class B, etc.), are included.
Shares are adjusted for follow-on offerings, mergers and acquisitions, & underwriters’ early release, and stock splits.
Type of Lockup (Code): Drop down field detailing the availability of lockup information. Lockup agreements are entered into by the shareholder(s) who agrees not to sell, offer to sell or otherwise dispose of any shares (the lockup shares) for a certain period of time (the lockup period) following the offering without the consent of the underwriter.
Japanese IPO Primary Offer: Lowest Bid (Host): The lowest price of all bids. Only applied to Japanese IPO by Bid method.
Japanese IPO Primary & Secondary: Lowest Successful Bid (Host): The lowest successful bidding price on IPO primary/secondary shares. Applies only to Japanese New Issues database.
Lot Redemption Flag (Y/N): Yes/No flag set to “Yes” where bonds are subject to redemption by random drawings, in order to decide which bonds in the offering are to be redeemed. Applies only to Japanese New Issues database.
Lower Bound for Reset Conversion 1 (%): Downward limit of the first reset conversion price in the case of a downward reset. Applies only to the Japanese Convertible Debt database.
Lower Bound for Reset Conversion 2 (%): Downward limit of the second reset conversion price in the case of a downward reset. Applies only to the Japanese Convertible Debt database.
Lower Bound for Reset Conversion 3 (%): Downward limit of the third reset conversion price in the case of a downward reset. Applies only to the Japanese Convertible Debt database.
Limited Partnership Flag (Y/N): Yes/No flag set to "Yes" where issuer is organized as a limited partnership.
Last Preferred Stock Price: Closing price of the preferred stock as given in the prospectus. Applies only to Underwritten Calls Convertible Preferred Stock database.
Percent Change from Low File Price to Offer Price: Percentage change from low file price (at original filing) to offer price.
Lessor Agent (Name): Name of the issuer’s lessee agent. Applies only to Private Placements and Rule144A databases.
Lessee Agent (Name): Name of the issuer’s lessee agent. Applies only to Private Placements and Rule144A databases.
Long Term Debt After Offer ($ Mil): Total non-subordinated debt after offer, in millions of dollars, that has a maturity of more than one year (including capitalized lease obligations).
Long Term Debt to Equity Ratio: Total non-subordinated debt after offer that has a maturity of more than one year, divided by total equity after offer.
Ratings: Fitch Long Term Debt Rating: long term corporate debt rating by Fitch of a company or borrower at the time of closing (bonds) or financial close (loans). Displays what ratings are available.
Ratings: Moody’s Long Term Corporate Debt Rating: Moody’s long term debt rating of the company at the time of closing (bonds).
Moody’s senior unsecured debt rating of a borrower at the time of financial close (loans).
Displays what ratings are available.
Ratings: Moody’s Long Term Corporate Debt Rating: Moody’s long term debt rating of the company at the time of closing.
Moody’s senior unsecured debt rating of a borrower at the time of financial close (loans).
Displays deal with specific ratings that are being searched on.
Ratings: S&P Long Term Corporate Debt Rating: Standard & Poor’s long term debt rating of the company at the time of closing (bonds).
Standard & Poor’s senior unsecured debt rating of a borrower at the time of financial close (loans).
Displays the ratings of a particular borrower when applicable.
Ratings: S&P Long Term Corporate Debt Rating: Standard & Poor’s long term debt rating of the company at the time of closing (bonds).
Standard & Poor’s senior unsecured debt rating of a borrower at the time of financial close (loans).
Displays deal with specific ratings that are being searched on.
Placement Agents (Codes):: Code indicating the agent that has been authorized by the issuer to act in the latter's behalf in transactions involving a third party. For a description of typical agents authorized by the issuer, see AGENTTYPE. Applies only to US Public Domestic and Latin American Domestic Common, Preferred and Convertible Preferred Stock databases.
Book or Co-Manager (Codes Listed Down the Page): SDC code for each book and co-manager on the issue, with book manager(s) listed first. On non-US issues, syndicate members are included. This multi-line data item lists the manager codes down the page, one per line (30 characters wide). Syndicated Loans: SDC code for Agent and Co-Agent banks, with book manager(s) listed first.
Main Tranche within Package (Y/N) Flag: A yes/no flag that when is set to yes will select all main tranches within a package. If set to no will exclude all main trances within a package.
Loan Fees: Management Fee Maximum (Host): The maximum Management Fee. If a range is reported the maximum Management Fee is reported.
Loan Fees: Management Fee Minimum (Host): The minimum Management Fee. If a range is reported the minimum Management Fee is reported.
Manager Not Available Flag (Y/N):Yes/No indicator set to "Y" if the transaction's bookrunner is unknown or not available. Excluded from SDC's standard New Issues rankings.
Book or Co-Manager’s Ultimate Parent (Desc): The description of the book or co-manager’s ultimate parent.
Loan Dates: Mandate Date: The date a company appoints an agent bank(s) to arrange a loan.
Principal Amount per Mandated Arranger This Market (US $ Mil): Principal amount in this market, in millions of dollars, credited to each mandated arranger on the issue. This data item equals the principal amount of issue in this market (AMT) divided by the number of book managers on the issue (NUMMANDATE).
Mandated Arranger Name: Full name of mandated arranger (s) of European or Asian loan packages (55 characters wide). The mandated arranger(s) is the appointed arranger(s) of the loan facility based off Mandate letter. (See MANDATEDARR for detailed description of mandated arranger.)
Mandated Arranger (Code): SDC code for mandated arranger for European and Asian loans. Mandated arrangers are bank(s) originally mandated to arrange a given facility as documented in the mandate letter. Banks titled “arrangers” or “mandated arrangers” subsequently joining a facility is not considered as mandated arrangers.
Mandated Arranger Name: Name of mandated arranger (s) of European or Asian loan packages (30 characters wide). The mandated arranger(s) is the appointed arranger(s) of the loan facility based off Mandate letter. (See MANDATEDARR for detailed description of mandated arranger.) For North American loans the mandated arranger is considered to be the Tier 1 bank group (see LEADMANAGERSLONG for detailed description of Tier 1 bank group)
Mandated Arranger Name: Full name of mandated arranger (s) of European or Asian loan packages (55 characters wide). The mandated arranger(s) is the appointed arranger(s) of the loan facility based off Mandate letter. (See MANDATEDARR for detailed description of mandated arranger.) For North American loans the mandated arranger is considered to be the Tier 1 bank group (see LEADMANAGERSLONG for detailed description of Tier 1 bank group)
Mandated Arranger’s Parent (Code): The SDC code of the mandated arranger’s parent.
Mandated Arranger Parent Nation (Code): The nation code where the mandated arranger's parent is located.
Mandated Arrangers or Co-Manager’s Ultimate Parent (Desc): The description of the mandated arranger(s) (or Tier 1 managers) or co-manager's (Tier 2) ultimate parent.
Mandated Arrangers or Co-Managers Truncated (Codes on One Line): SDC code of each mandated (or Tier 1 mangers) and co-manager (Tier 2) on European and Asian loans, with mandated arranger(s) listed first. This one-line data item denotes mandated arranger (s) by placing a double slash (//) after the mandated arranger code(s), then orders the co-managers by the order in which they appeared in the loan. Any co-managers who do not fit in the data item are truncated, and an asterisk (*) is placed at the end of the field (36 characters wide).
Loan Mandatory Reduction: Mandatory Reduction Flag (Y/N). Indicates if the tranche must reduce its commitment amount.
Margin (%): [Net income after taxes (NIAT) / Revenues (REV)] * 100.
Market Area: Code for the general market area into which the transaction is issued (e.g., Global, Euro, International or Domestic).
Marketplace of MTN Program (Code): SDC code describing marketplace in which the securities are being offered. Applies only to MTN Programs database.
The market value of a company obtained by multiplying the number of its outstanding shares by their current market price
SDC Deal Number: Unique 9-digit SDC number assigned to each transaction in the SDC databases.
SDC Deal Type:: SDC Deal Type Code: Thomson Reuters code indicating in which Deals database the transaction is contained (e.g. C).
EQUITY:
Common Stock
ANC - Australia/New Zealand Common Stock
ASPC - Asia Pacific Common Stock
C - US Common Stock
CEC - Continental European Common Stock
CNC - Canadian Common Stock
EC - Euro & Foreign Common Stock
FC - US Common Stock in Registration (PIPELINE)
FCNC - Canadian Common Stock in Registration (PIPELINE)
IC - All Indian Common Stock
IFC - International Future Common Stock (PIPELINE)
JPC - Japanese Common Stock
LAC - Latin American Common Stock
OC - All Rest of the World Common Stock New Issues/span>
PC - US Private Common Stock
PCNC - Canadian Private Common Stock
R144C - US Rule 144A Common Stock
UKC - UK Common Stock
WC - Common Stock Withdrawn from Registration (PIPELINE)
WCNC - Canadian Common Stock Withdrawn from Registration (PIPELINE)
Convertible Debit
ANCD - Australia/New Zealand Cvt Debt
ASPCD - Asia Pacific Cvt Debt
CD - US Cvt Debt
CECD - Continental European Cvt Debt
CNCD - Canadian Cvt Debt
ECD - Euro & Foreign Cvt Debt
JPCD - Japanese Cvt Debt
KCD - Korean Cvt Debt
LACD - Latin American Cvt Debt
PCCD - Canadian Private Cvt Debt
PCD - US Private Cvt Debt
R144CD - US Rule 144A Cvt Debt
UKCD- UK Cvt Debt
Convertible Preffered
ANCP - Australia/New Zealand Cvt Preferred Stock
ASPCP - Asia Pacific Cvt Preferred Stock
CECP - Continental European Cvt Preferred Stock
CNCP - Canadian Cvt Preferred Stock
CNCD - Canadian Cvt Debt
CP - US Cvt Preferred Stock
PCCP - Canadian Private Cvt Preferred Stock
PCP - US Private Cvt Preferred Stock
R144CP - US Rule 144A Cvt Preferred Stock
UKCP- UK Cvt Preferred Stock
DEBT:
AND - Australia/New Zealand Non-Cvt Debt
ASPD - Asia Pacific Non-Cvt Debt
CED - Continental European Non-Cvt Debt
CND - Canadian Non-Cvt Debt
CNTM - Canadian Non-Cvt Preferred Stock
D - US Non-Cvt Debt
ED - Euro & Foreign Non-Cvt Debt
FCND - Canadian Debt in Registration (PIPELINE)
FD - US Debt in Registration (PIPELINE)
ID - All Indian Non-Cvt Debt
IFD - International Future Debt
JPD - Japanese Non-Cvt Debt
KD - Korean Non-Cvt Debt
LAD - Latin American Non-Cvt Debt
M - US Mortgage and Asset-Backed Debt
PCND - Canadian Private Non-Cvt Debt
PD - US Private Non-Cvt Debt
R144D - US Rule 144A Non-Cvt Debt
TM - US Taxable Municipal Debt
UKD - UK Non-Cvt Debt
WCND - Canadian Debt Withdrawn from Registration (PIPELINE)
WD - Debt Withdrawn from Registration (PIPELINE)
Preffered Stock
ANPX - Australia/New Zealand Non-Cvt Preferred Stock
ASPP - Asia Pacific Non-Cvt Preferred Stock
CEP - Continental European Non-Cvt Preferred Stock
CNP - Canadian Non-Cvt Preferred Stock
EP - Euro & Foreign Preferred Stock
FCNP - Canadian Preferred Stock in Registration (PIPELINE)
IFP - International Future Preferred Stock
LAP - Latin American Non-Cvt Preferred Stock
P - US Non-Cvt Preferred Stock
PCNP - Canadian Private non-Cvt Preferred Stock
PP - US Private Non-Cvt Preferred Stock
R144P - US Rule 144A Non-Cvt Preferred Stock
UKP - UK Non-Cvt Preferred Stock
WP - Preferred stock withdrawn from registration (PIPELINE)
SELF REGISTRATION:
SHC - US Common Stock Shelf Registrations
SHD - US Debt Shelf Registrations
SHJP - Japanese Shelf Registrations
SHP - US Preferred Stock Shelf Registrations
LOAN:
LNT - Syndicated Loans
*****The data fields below are to streamline the definitions: Update Domestic Shares to in this market, Global shares to in all markets; correcting definition to after Trade Date for many fields******
Issuer/Guarantor Nation (Code): Nation code where issuer or guarantor is located (if applicable).
Issuer Public Status (Code): Description of the issuer's public status at the time of the transaction (e.g. Public).
Maturity Date: Date on which the principal amount of the issue comes due; for serial issues and those with a put provision, this may be expressed as a range of years (e.g. 1999-05, PUT96/05).
Maturity Description: Short text description of range of maturities to be issued under the program (e.g. 10 months to 5 years). Applies only to Medium Term Note Programs database.
Latest Maturity in Years: Last year of maturity for bonds in MTN program. Applies only to Medium Term Note Programs database.
Earliest Maturity in Years: First year of maturity for bonds in MTN program. Applies only to Medium Term Note Programs database.
Maturity Ineligible Flag (Y/N): Yes/No indicator set to "Y" if the transaction is less than 360 days in maturity. Excluded from SDC's standard New Issues rankings. Indicator set to "N" for all common stock and convertible debt transactions
MATURITY_NOTES
Loan Maturity: Maturity Notes gives details that are specific to that tranche only.
Maximum Coupon (%): Highest rate to which the coupon can be reset, even if the calculated rate is lower.
Maximum Fee ($). Maximum compensation received by the standby purchaser(s)/manager(s) on all shares of common stock purchased or acquired by the standby purchaser(s)/manager(s). Calculated by adding the total take-up fee (take-up fee per share multiplied by the total number of underlying shares) with the standby fee. Applies only to Underwritten Calls database.
Maximum Gross Spread (%): Highest percentage fee paid to agents on MTN program.Applies only to Medium Term Note Programs database.
Maximum Offering Price (%). Applies only to Medium Term Note Programs database.
Manager Bid Price: Also called the standby tender price, the price at which the standby purchaser(s)/ manager(s) can offer to purchase the debentures or preferred stock properly delivered to them for purchase prior to the close of business on the specified date as stated in the prospectus. It is expressed as a percentage of par value for debt or as a dollar amount per share for preferred stock. For preferred stock, it can also be calculated by dividing the redemption price (excluding accrued interest) by the conversion ratio (number of common shares each preferred share is convertible into).
In the event the standby purchaser(s)/manager(s) is not obligated to purchase debentures/preferred stock, the purchaser(s)/manager(s) has agreed to purchase from the company such number of shares of common stock as would have been issuable upon the conversion of the debentures/preferred stock which have been either (i) surrendered for redemption or (ii) not duly surrendered for conversion or redemption by the close of business on the specified date, at a purchase price equal to the aggregate redemption price of such debentures/preferred stock plus accrued and unpaid interest/dividends on such debentures/preferred stock. Applies only to Underwritten Calls database.
Minority Interest as % of Capitalization: ( Minority Interest / (Short Term Debt + Long Term Debt + Subordinated Debt + Minority Interest + Preferred Equity + Common Equity) ) * 100.
Minority Interest as % of Capitalization, exc. STD: ( Minority Interest / (Long Term Debt + Subordinated Debt + Minority Interest + Preferred Equity + Common Equity)) * 100.
Maximum Fee as % of Commitment: Maximum Fee (MAXF) is the maximum compensation received by the standby purchaser(s)/manager(s) on all shares of common stock purchased or acquired by the standby purchaser(s)/manager(s). Calculated by adding the total take-up fee (take-up fee per share multiplied by the total number of underlying shares) with the standby fee. Commitment (COMMIT) is the aggregate number of preferred shares or debentures outstanding multiplied by the standby tender price per share or debenture, expressed in millions of dollars. This data item = MAXF / COMMIT. Applies only to Underwritten Calls database.
Multicurrency Issue Flag (Y/N): Yes/No flag set to "Yes" where Medium Term Note Program may be offered in multiple currencies.
Mandated Arrangers and Co-Managers (Codes Listed Down the Page): SDC code for Mandated (or Tier 1 managers) and Co-Managers (Tier 2) on European and Asian loans. Mandated arranger(s) are listed first. This multi-line data item lists the manager codes down the page, one per line (30 characters wide).
Moodys Rating: The issue’s rating from the Moodys agency at time of offering. Ratings range from Aaa, the highest, to Ca, the least credit worthy.
Moodys Group Rating: SDC numerical code indicating the Moodys rating group to which the issue belongs (e.g. 500).
Middle File Price: Middle price, in the original filing price range, at which the issuer expects securities to be offered. In a secondary offering, the mid file price equals the low and high file prices (LFILE=MIDFILE=HFILE = the last common stock sale price on or before original filing date). MFILE applies only to common stock issues.
Amended Mid File Price (Host):: Middle price, in the latest filing price range, at which the issuer expects securities to be offered, if filing was amended. In a secondary offering, the mid file price equals the low and high file prices (LFILE=MIDFILE=HFILE = the last common stock sale price on or before original filing date). MFILE2 applies only to those common stock issues that have been amended.
Book Manager Change Flag (Y/N): Yes/No flag set to “Yes” where the book manager on a registration has changed from the original filing. Researched for all Issues in Registration filed since 01/01/96.
Manager's Law Firm City: City where manager's law firm is located.
Contact Person at Mgr's Law Firm: Name (Line 1): Name of contact person at manager’s law firm.
Contact Person at Mgr's Law Firm: Name (Line 2): Name of contact person at manager’s law firm.
Manager's Law Firm Nation (Name): Nation where manager’s law firm is located.
Manager's Law Firm Nation (Code): Nation code where manager’s law firm is located.
Manager's Law Firm Phone Number: Phone number of manager’s law firm.
Manager's Law Firm State (Name): State where manager’s law firm is located.
Manager's Law Firm State (Code): State code where manager’s law firm is located.
Manager's Law Firm Street Address (Line 1): Street address where manager’s law firm is located.
Manager's Law Firm Street Address (Line 2): Street address where manager’s law firm is located.
Manager's Law Firm Zip Code: Zip code of manager’s law firm.
Manager’s Role (Descriptions Listed Down the Page): Descriptions, listed down the page, of the specific role of the managers of the transaction (e.g. Book Manager). Syndicated Loans: Descriptions, listed down the page, of the specific roles of the Agent and Co-Agent banks.
Manager’s Role (Codes Listed Down the Page): SDC codes, listed down the page, indicating the specific role of the managers of the transaction (e.g. BM). Syndicated Loans: SDC codes, listed down the page, indicating the specific role of the Agent and Co-Agent banks.
Management Fee ($ per Share or Bond): Portion of the gross spread (see G) that is paid to the lead manager(s), expressed in dollars per share or bond.
Management Fee in Currency of Offer: Portion of the gross spread (see G) that is paid to the lead manager(s), expressed in the currency of the issue.
Management Fee as % of Principal Amount: Portion of the gross spread (see G) that is paid to the lead manager(s), expressed as a percentage of the principal amount offered in this market (see AMT).
Management Fee as % of Gross Spread: Portion of the gross spread (see G) that is paid to the lead manager(s), expressed as a percentage of gross spread.
Mikuni Rating: Mikuni rating (e.g. BBB+). Applies only to Japanese New Issues database.
Mikuni Rating Group: Mikuni rating group number (e.g. 600). Applies only to Japanese New Issues database.
Minimum Coupon (%): Lowest rate to which the coupon can be reset, even if the calculated rate is lower.
Minimum Gross Spread (%): Lowest percentage fee paid to agents. Applies only to Medium Term Note Programs database.
Minimum Life: Difference between the settlement date and the earliest of the maturity dates, first call/put date and/or mandatory conversion date, expressed in years.
Minimum Life Ineligible Flag (Y/N): Yes/No indicator set to "Y" if the transaction does not meet the minimum life eligibility criteria for long-term league tables (1.5 years or greater). Excluded from SDC's standard New Issues rankings.
Minimum/Maximum Indicator: Indifies the type of coupon float limitations. Specified as “Min.” if the coupon has a lowest rate to which it can be reset, “Max.” if the coupon has a highest rate to which it can be reset, “Both” if the coupon has both a lowest and a highest rate to which it can be reset, and “None” if the coupon has no lowest or highest rate to which it can be reset.
Minority Interest ($ Mil): Interest of shareholders who, in the aggregate, own less than half the shares in the corporation, expressed in million of dollars.
Minority Owned Flag (Y/N): A yes/no flag that is used to indicate that an investment bank is owned by a minority group. They must also be certified to have this type of ownership.
Minimum Offering Price (%). Applies only to Medium Term Note Programs database.
Miscellaneous Fees & Expenses ($): Miscellaneous fees and expenses of the offering, not accounted for in the other fee categories. Applies only to US New Issues databases.
Mismatched Coupon Payment and Reset Frequency (Y/N): Yes/No flag set to "Yes" where the frequency of the interest payment and the coupon reset do not match.
Marketplace: Description of marketplace in which the securities are being offered (e.g. US Public).
Marketplace of MTN Program (Description): Description of market(s) in which securities are being offered (e.g. Global). Applies only to MTN Programs database.
Market Value After Offer from Prospectus (US$ mil): According to the outstanding shares on the prospectus: Shares Outstanding After Offering from Prospectus (OUTSTANDINGPF_PROS) x Offer Price (P), expressed in millions of dollars.
Book or Co-Manager (Names Listed Down the Page): Name of each book and co-manager on the issue, with book manager(s) listed first. On non-US issues, syndicate members are included. This multi-line data item lists the manager names down the page, one per line (30 characters wide).
Book or Co-Manager (Names Listed Down the Page): The names of all Agent and Co-Agent banks, with book manager(s) listed first.
Manager's Law Firm (Code): SDC code of manager’s law firm.
Manager’s/Agent’s Law Firm (Short Name): The short name for the law firm that aided the agent in writing the loan agreement.
Manager’s Law Firm (Name): Name of manager’s law firm.
Mandated Arrangers and Co-Managers (Names Listed Down the Page): The name of the mandated arranger(s) (or Tier 1 managers) and the co-managers (Tier 2) for European and Asian loans. This multi-line data item lists the manager name down the page, one per line (46 characters wide).
Book or Co-Manager's Parent Nation (Code): Nation code where the each book and co-manager’s parent is located.
MOF Exchange Rate: Exchange rate disclosed in MOF filings, which is used to calculate values in Japanese yen.
Japanese Convertibles: Monitoring Period Reset Cancel Beg1 (MM/DD/YY): Date on which 1st monitoring period of stock price begins. Whether reset clause will be canceled or not depends on the stock price over the period.
Japanese Convertibles: Monitoring Period Reset Cancel Beg2 (MM/DD/YY): Date on which 2nd monitoring period of stock price begins. Whether reset clause will be canceled or not depends on the stock price over the period.
Japanese Convertibles: Monitoring Period Reset Cancel Beg3 (MM/DD/YY): Date on which 3rd monitoring period of stock price begins. Whether reset clause will be canceled or not depends on the stock price over the period.
Japanese Convertibles: Monitoring Period Reset Cancel End1 (MM/DD/YY): Date on which 1st monitoring period of stock price ends. Whether reset clause will be canceled or not depends on the stock price over the period.
Japanese Convertibles: Monitoring Period Reset Cancel End2 (MM/DD/YY): Date on which 2nd monitoring period of stock price begins. Whether reset clause will be canceled or not depends on the stock price over the period.
Japanese Convertibles: Monitoring Period Reset Cancel End3 (MM/DD/YY): Date on which 3rd monitoring period of stock price begins. Whether reset clause will be canceled or not depends on the stock price over the period.
Moody's Company Rating Date: The Date Moody's Rates a Company. Company ratings and research help investors analyze the companies associated with fixed-income securities. Such independent company ratings and research also contribute to efficiencies in fixed-income markets and other obligations, such as insurance policies and derivative transactions, by providing credible and independent assessments of companies.
Moody's Company Rating: Company ratings and research help investors analyze the companies associated with fixed-income securities. Such independent company ratings and research also contribute to efficiencies in fixed-income markets and other obligations, such as insurance policies and derivative transactions, by providing credible and independent assessments of companies.
Moody's Historical Rating Date: The date the issuer was rated.
Moody's Historical Rating: The long term rating of the issuer.
Loan Performance Grid: Moody’s Rating Maximum: The most the margin will be for Moody’s Rating in a given range (if variable) or where Moody’s Rating is available.
Loan Performance Grid: Moody’s Rating Minimum: The least the margin will be for Moody’s Rating in a given range (if variable) or where Moody’s Rating is available.
Mortgage Rate Type: SDC code that allows you to pick the type of mortgage rate. Adjustable rate mortgage or fixed rate mortgage.
Manager’s Parent (Code): SDC code for the parent of each manager on the issue.
Percent Change from Middle File Price to Offer Price: Percentage change from mid file price (at original filing) to offer price.
Book or Co-Manager's Parent State (Code): State code of each book and co-manager on the issue, with book manager(s) listed first. On non-US issues, syndicate members are included.
Book or Co-Managers Truncated (Codes): SDC code of each book and co-manager on the issue, with book manager(s) listed first. On non-US issues, syndicate members are included. This one-line data item denotes book manager(s) by placing a double slash (//) after the book manager code(s), then orders the co-managers by the order in which they appeared in the prospectus. Any co-managers who do not fit in the data item are truncated, and an asterisk (*) is placed at the end of the field (40 characters wide).
Mortgage Issuer Type (Description): Type of entity that is offering the securities (e.g. Investment Bank).
Mortgage Issuer Type (Code): SDC code for the type of entity that is offering the securities (e.g. A).
Additional Notes for Mortgage Issues (All CAPS): Details regarding unusual terms of Mortgage or Asset-Backed Debt issue.
Mortgage-Related Flag (Y/N): Yes/No flag set to "Yes" where issue is securitized by mortgages. Applies only to Preferred Stock and Taxable Municipals databases.
Mortgage or Asset-Backed Issue Type (Description):Short description of the type of security offered (e.g. CMO).
Code describing the type of ABS or MBS security offered (e.g. Asset Backed Pass Through Certificates).
MTHS
Number of Months in Interim EPS Period: Number of mnths from fiscal date to first EPS interim date.
MTN Takedown Flag (Y/N): Yes/No Flag set to "Yes" where a debt transaction is being issued from an existing MTN program (a.k.a. MTN takedown). Applies only to Public and Private Debt databases.
MTN Series Number: Character field indicating series of issuance of a particular MTN program. Applies only to MTN Programs database.
Mult. Book Runners across Tranches within Package (Y/N) Flag: A yes/no flag that when set to yes it selects all tranches within packages that have mulitple book runners.
Additional Classes of Common Stock Flag (Y/N): Yes/No flag set to "Yes" where the issuer has had more than one class of common stock outstanding prior to the offering. Please note: this does not imply that multiple classes of stock are being offered. See FINLN for a breakdown of the numbers of shares in each class.
Multiplier of Reset Conversion 1: Multiplier which is used for a formula of the first reset conversion price. Applies only to the Japanese Convertible Debt database.
Multiplier of Reset Conversion 2: Multiplier which is used for a formula of the second reset conversion price. Applies only to the Japanese Convertible Debt database.
Multiplier of Reset Conversion 3: Multiplier which is used for a formula of the third reset conversion price. Applies only to the Japanese Convertible Debt database.
Multi Currency Flag: A flag is selected when there are different currencies within multi-tranche deals.
Japanese Issues: Multiple Issue Reference Number: Reference Registered Bond Number (RSN) for domestic simultaneous offers. For example, if a company issues simultaneous domestic bonds with three different Kaigo numbers like #1(RSN#101), #2(RSN#102) and #3(RSN#103), the RSN for reference should be RSN#101.
Shares Allocated to Mutual Funds: Number of shares allocated to mutual funds. Applies only to Indian New Issues database.
Mutual Fund Shares as % of Global Shares: Number of shares allocated to mutual funds, as a percentage of total global shares offered. Applies only to Indian New Issues database.
Market Value After Offer ($ Mil): Shares Outstanding After Offering (OUTPF) x Offer Price (P), expressed in millions of dollars. If Shares Outstanding After Offer from Prospectus (OUTSTANDINGPF_PROS) is available, then OUTPF will be equal to OUTSTANDINGPF_PROS. Otherwise, OUTPF is taken from the first quarterly or annual report available after the offer. See FIS for the date of the report.
Market Value Before Offer ($ Mil): Shares Outstanding Before Offering (OUTSTANDING) x Last Common Price (LCOMPR), expressed in millions of dollars. For Japanese issues, OUTSTANDING is taken from the prospectus. For non-Japanese issues, this figure is taken from the most recent quarterly or annual report prior to the offer. See CAPD or INCD for the date of the report.
NAIC Rating: Rating assigned to a specific offering by the National Association of Insurance Commissioners (NAIC)
Issuer/Borrower All NAIC (Code): A list of all North American Industry Classification System (NAICS) codes assigned to a specific company
Issuer/Borrower Primary NAIC (Code): Primary North American Industry Classification System (NAICS) code assigned to a specific company.
NASDAQ Average 1 Day After Offer.
NASDAQ Average 1 Week After Offer.
NASDAQ Average 2 Days After Offer.
NASDAQ Average 2 Weeks After Offer.
NASDAQ Average 2 Weeks Before Offer.
NASDAQ Average 3 Days After Offer.
NASDAQ Average 4 Days After Offer.
NASDAQ Average 4 Weeks After Offer.
NASDAQ Average 60 Days After Offer.
NASDAQ Average 90 Days After Offer.
NASDAQ NM System Stock Exchange Filing Fee ($): Fees paid, in dollars, to the National Association of Securities Dealers for inclusion in the NASDAQ National Market System. Applies only to US New Issues databases.
NASDAQ Fee ($): Fees paid, in dollars, to the National Association of Securities Dealers for inclusion in the OTC Market. Applies only to US New Issues databases.
Percentage Change of NASDAQ Average from Offer Date to 180 Days After Offer.
Percentage Change of NASDAQ Average from Offer Date to 1 Day After Offer.
Percentage Change of NASDAQ Average from Offer Date to 1 Week After Offer.
Percentage Change of NASDAQ Average from Offer Date to 2 Days After Offer.
Percentage Change of NASDAQ Average from Offer Date to 2 Weeks Before Offer.
Percentage Change of NASDAQ Average 2 Weeks After Offer:: Percentage Change of NASDAQ Average from Offer Date to 2 Weeks After Offer.
Percentage Change of NASDAQ Average from Offer Date to 365 Days After Offer.
Percentage Change of NASDAQ Average from Offer Date to 3 Days After Offer.
Percentage Change of NASDAQ Average from Offer Date to 4 Days After Offer.
Percentage Change of NASDAQ Average from Offer Date to 4 Weeks After Offer.
Percentage Change from Stock Offer Price to NASDAQ Average Yesterday.
Percentage Change of NASDAQ Average at Close of Offer Date.
Yesterday's NASDAQ average
NASDAQ Average at Close of Offer Date.
Issuer Nation (Name): Nation where issuer headquarters is located (e.g. United States).
Issuer Nation (Code): Nation code where issuer is located (e.g. US).
Issuer Nation Region (Code): Nation region code where issuer is located (e.g. LA).
Issuer Nation Region (Name): Nation region where issuer is located (e.g. Latin America).
Negotiated or Competitive Bid Underwriting: SDC code indicating whether underwriting was negotiated or competitively bid (e.g. Neg).
Japanese Issues: Net Proceeds (Host): Proceeds of the issue after total cost is deducted. Applies only to Japanese New Issues database.
Net Interest Income ($ Mil): Interest income, less interest expense, for latest 12 month period for banks and savings and loan issuers.
Net Proceeds (less fees) - in this Mkt ($ Mil): The proceeds of the issue in this market, after the gross spread is deducted (see data item G), in millions of dollars.
Net Proceeds (less fees & expenses) - in this Mkt ($ Mil): The proceeds of the issue in this market, after the gross spread and expenses are deducted (see data items G and EXP), in millions of dollars.
MTNs:: Total Program Amount Less Residual Amount (US$ mil): Total current medium term note program amount less residual amount, stated in millions of US dollars. Residual amount is the amount not issued under previous program and incorporated into the current program. Applies only to MTN Programs database.
Primary Shares as % of Shs Outstanding Before Offer: Primary shares offered in all markets as a percentage of total shares outstanding in all markets before offer. [ ( TOT - TOTSECSH / OUT) * 100 ].
New Amount as % of Total Program Amount: Total program amount less residual amount, divided by the total program amount, multiplied by 100. Applies only to Medium Term Notes Program database.
Loan Interest Conversion: New Interest Rate (Code): SDC code for the new type of interest, on the tranche level, that the borrower may convert to.
Loan Interest Conversion: New Interest Rate (Description): Description of the new type of interest, on the tranche level, that the borrower may convert to.
Net Income After Taxes ($ Mil): Net income after taxes for latest 12 month period, in millions of US dollars. Includes net income from continuing operations, after minority interest, before preferred dividends and before extraordinary items.
Net Income After Taxes Before the Offering ($ Mil): Net income after taxes for latest 12 month period before the offering, in millions of US dollars. Includes net income from continuing operations, after minority interest, before preferred dividends and before extraordinary items.
Net Interest Cost (%): The effective interest rate from the view of the issuer, i.e. the real annual cost of the debt including underwriting and other fees. The calculated yield to maturity where the offer price is reduced by the gross spread.
NIS Rating: Nippon Investors Service rating (e.g. BBB+). Applies only to Japanese New Issues database.
NIS Rating Group: Nippon Investors Service rating group number (e.g. 600). Applies only to Japanese New Issues database.
Japanese Third Party Allotment:: Number of Allotted Companies: Number of companies participating in a third party allotment offering. Applies only to Japanese New Issues database.
Shares Held by 3% Holders. Applies only to UK New Issues database.
Japanese Issues: Number of Capitalized Shares Offered: Total number of capitalized stocks issued prior to this issue. Applies only to Japanese New Issues database.
Japanese Issues: Total Amount Non-IPO Offer (Host): Total amount raised from the sale of non-IPO shares. Includes Public Offerings, Rights Offerings, and Third Party Allotments. Applies only to Japanese New Issues database.
Japanese Issues: Total Number of Non-IPO Shares Offered: Total number of shares offered as part of a non-IPO offer. This includes third party allotments, public offers and rights issues. Applies only to Japanese New Issues database.
Japanese Non-IPO Issue:: Application Start Date: Date on which application for non-IPO secondary offer shares begins. Applies only to Non-IPO secondary offer.
Japanese Non-IPO Issue:: Application End Date: Date on which application for non-IPO secondary offer shares ends. Applies only to Non-IPO secondary offer.
Principal Amount in Currency of Issue - in this Mkt (Host Mil): The principal amount of the issue in this market in the issuer's local currency, in host currency millions. Applies only to non-US New Issues databases.
All Managers, exc. Book Manager (Codes on One Line): SDC codes of all managers of an issue excluding book managers(s), listed on one line (40 characters wide). Syndicated Loans: SDC codes of Agent and Co-Agent banks, excluding the book manager(s).
All Managers, exc. Mandated Arranger (Code): SDC codes of Arrangers (Tier1) and Co-Manager banks (Tier 2), excluding the mandated arranger(s) for European and Asian loans.
Japanese Rights Issue: Number of Shares Offered: Number of Rights Issue shares offered. Applies only to Japanese New Issues database.
Additional Notes (All CAPS): Contains information on simultaneous offerings, unusual terms, additional underwriters compensation, etc.
Shares Allocated to Non-Resident Indians (NRIs). Applies only to Indian New Issues database.
Non-Resident Indian (NRI) Shares as % of Global Shares Offered: Shares allocated to non-resident Indians as a percentage of total global shares offered. Applies only to Indian New Issues database.
Nuisance Call Flag (Y/N): Yes/No flag set to "Yes" where the issuer has the option to redeem the security if a pre-specified percentage of the underlying mortgages have been repaid. Applies only to Mortgage and Asset-Backed Debt issues. Usually described as a "Clean-Up Call".
Japanese Non-IPO Issue: Number of Shares Offered: Total number of shares offered. Applies only to Non-IPO secondary offer.
Japanese Non-IPO Issue: Number of Underwriters: Number of sydicate group members. Applies only to Non-IPO secondary offer.
Loan Repayment: Number of Periods: The number of dates upon which the borrower must make payments on the principal.
Number of Amendments Filed: Number of amendments filed after the original registration statement. Researched for all Issues in Registration filed since 01/01/96 and all US Public New Issues priced since 01/01/96.
Number of Managers, inc. International Co-Managers. See also NUMMGR, NUMBOOKS, NUMLEADS, NUMCOLEADS. Syndicated Loans: Number of Agents/Managers: Total number of managers on loan.
Number of Monitoring Days for Reset Conversion 1: The first reset conversion price is determined by the underlying stock price during the monitoring period. Applies only to the Japanese Convertible Debt database.
Number of Monitoring Days for Reset Conversion 2: The second reset conversion price is determined by the underlying stock price during the monitoring period. Applies only to the Japanese Convertible Debt database.
Number of Monitoring Days for Reset Conversion 3: The third reset conversion price is determined by the underlying stock price during the monitoring period. Applies only to the Japanese Convertible Debt database.
Japanese Issues:: Number of Non-IPO Secondary Shares Underwritten: Number of non-IPO Secondary offer shares underwritten. Applies only to Japanese New Issues database.
Number of Bookrunners: The number of managers that have assumed the responsibility of the bookrunner role. In this case the bookrunner functions are shared between the number of bookrunners.
Japanese Issues: Number of Primary Shares Underwritten: Number of IPO Primary offer shares underwritten. Applies only to Japanese New Issues database.
Japanese Issues: Number of Secondary Shares Underwritten: Number of IPO secondary offer shares underwritten. Applies only to Japanese New Issues database.
Number of Loans in Package: Total number of tranches within the loan package.
Number of Book Managers. See also NUMAMGR, NUMMGR, NUMLEADS, NUMCOLEADS.
In Loans Only: Number of Bookrunners by Unique Parents. In cases of consolidation where the subsidiary bank is still operating as a separate business entity on loan syndications, credit will be allocated to the ultimate parent firm. This data item shows the number of bookrunners with unique parent companies.
Number of Co-Managers. See also NUMAMGR, NUMMGR, NUMBOOKS, NUMLEADS.
Syndicated Loans: Number of Co-Agents: Total number of Co-Agents (Tier 2) in a loan.
NUMISSUED
Number of MTN Programs Being Issued. Applies only to Medium Term Note Programs and US Straight Debt databases.
MTNs: Number of Programs Being Issued: Number of MTN Programs Being Issued. Applies only to Medium Term Note Programs and US Straight Debt databases.
Number of Lead Managers. See also NUMAMGR, NUMMGR, NUMBOOKS, NUMCOLEADS. Syndicated Loans: Number of Tier 1 Agents in a loan.
Number of Mandated Arrangers on a loan. Mandated Arrangers are the lead agent banks named in a mandate letter for a particular loan. The Mandated Arranger title has been in use since January 2000. For the Americas, Mandated Arrangers are also the Administration, Syndication and Documentation Agents in the original funding group of the syndicate. In EMEA and Asia, Mandated Arrangers are those named lead agents in a mandate letter for a particular syndicate and may not be restricted to the Administration, Syndication or Documentation Agents.
Number of Managers, exc. International Co-Managers. See also NUMAMGR, NUMBOOKS, NUMLEADS, NUMCOLEADS. Syndicated Loans: Number of Agents and Co-Agents on loan.
Japanese Issues: Number of Public Offer Shares Underwritten: Number of Public Offer shares underwritten. Applies only to Japanese New Issues database.
Japanese Issues: Number of Rights Shares Underwritten
Number of Tranches within Package::The number of tranches within a package. A tranche is a piece, portion or slice of a deal or structured financing. This portion is one of several related securities that are offered at the same time but have different risks, rewards and/or maturities.
Net Worth Call Issue Flag (Y/N): Yes/No flag set to "Yes" where issuer must repurchase securities should its net worth fall below a defined level.
NYSE Stock Exchange Filing Fee ($): Listing fee paid, in dollars, to the New York Stock Exchange. Applies only to US New Issues databases.
Original Principal Amount ($ Mil): Principal amount of original issue. Applies only to Underwritten Calls Convertible Debt database.
Japanese Issues: Offer Method (Description): Offer type of this issue. Applies only to Japanese New Issues database.
11: Public Offering—Post-IPO offering of new shares.
12: IPO By Bid, Primary only—Initial public offering of new shares in which at least 50% of shares offered are priced by competitive bid among investors.
13: Third Party Allotment—Offering of new shares to relationship companies which are not existing shareholders. Third party offers are not underwritten.
14: IPO By Bid, Secondary only—Initial public offering of existing shares by shareholders in which at least 50% of the shares offered are priced by competitive bid among investors.
15: IPO By Bid, Primary and Secondary—Initial public offering made by the bid method which includes both primary and secondary shares.
16: Rights Issue—Offering of new shares to existing shareholders only.
17: IPO By Bookbuilding, Primary only—Initial public offering of new shares in which pricing is done by demand survey among investors. 18: IPO By Bookbuilding, Secondary only—Initial public offering of existing shares by shareholders in which pricing is done by demand survey of investors. 19: IPO By Bookbuilding, Primary and Secondary –Initial public offering of both new shares and existing shares in which pricing is done by demand survey among investors.
Indicates what method is being used to sell the securities to investors.
ACCELBOOKBUILT - A underwriting structure that combines elements of a bought deal and bookbuilding. In this structure, the pricing of the transaction takes place within a couple of days of the announcement.
AUCTION - System by which securities are bought and sold through brokers on the securities exchanges, as distinguished from the over the counter market, where trades are negotiated. Price is established by competitive bidding between brokers acting as agents for buyers and sellers.
BESTEFFORTS - Arrangement whereby investment bankers, acting as agents, agree to do their best to sell an issue to the public. A best efforts transaction is not considered firmly underwritten.
BLOCKTRADE - An underwriting structure in which the investment bankers purchase the shares from the issuer at a discount to the market price and re-offer the shares to investors. In this structure, the pricing of the transaction takes place within one business day.
CAPITAL - Money from a company's reserves is converted into capital, which is then distributed to shareholders as new shares (in proportion to present ownership holdings).
E*OFFERING - Deal offered online or via the Internet.
FIRMCOMMITMENT - Arrangement in which the investment bankers purchase securities from the issuer to be offered to the public. The investment bankers make their profit on the difference between the purchase price, determined through either competitive bidding or negotiation, and the public offering price.
INTERMEDRS - A placing of securities through financial intermediaries.
NEGOTIATEDSALE - Underwriting of new securities issue in which the spread between the purchase price paid to the issuer and the public offering price is negotiated rather than having competitive bidding by multiple potential underwriters.
OFFERSALE - The practice of issuing a security by public subscription. The offer is advertised widely, stipulating the terms of the issue and closing of the offer at a future date.
OFFSUBSCRP - An agreement between managers and borrowers. The managers agree to subscribe or procure subscribers for a primary market issue. The borrower agrees to issue such securities.
OPENOFFER - An invitation to existing holders of securities to purchase or subscribe for securities in proportion to their existing holdings. This subscription is not made by means of a renounceable letter.
PLACEMENT - Direct sale of securities to institutional investors (private placement transactions).
RIGHTS - Offering of common stock to existing shareholders who hold rights that entitle them to buy newly issued shares at a discount from the price at which shares will later be offered to the public.
SELLOFF - Selling securities or commodities under pressure to avoid further declines in prices. Sell off is also called ‘dumping’.
SPECIALWARRANTS - Special intermediary security that is used to offer shares to the public. It allows the issuer to receive a portion of the deal's proceeds while the agent qualifies the prospectus and arranges investors. Final payment of proceeds occurs when the final prospectus is filed and the special warrants are exchanged for the underlying security of the deal (Canadian specific).
TENDER - Offer to buy shares of a corporation, usually at a premium above the market price, for cash, securities, or both. The objective of issuing a tender offer is to take control of the target company.
VENDORPLCG - A marketing by or on behalf of vendors of securities. The securities have been allotted to them as consideration for an acquisition of assets or consideration for future business.
Offer Price in Pence. Applies only to UK New Issues database.
Offer Price (%):: Price per share or bond at which the security is offered to the public. For equity it is expressed in local currency units per share, while for debt it is expressed as a percentage of face value.
Japanese Issues: Offer Method (Code): Offer type of this issue. Applies only to Japanese New Issues database.
11: Public Offering—Post-IPO offering of new shares.
12: IPO By Bid, Primary only—Initial public offering of new shares in which at least 50% of shares offered are priced by competitive bid among investors.
13: Third Party Allotment—Offering of new shares to relationship companies which are not existing shareholders. Third party offers are not underwritten.
14: IPO By Bid, Secondary only—Initial public offering of existing shares by shareholders in which at least 50% of the shares offered are priced by competitive bid among investors.
15: IPO By Bid, Primary and Secondary—Initial public offering made by the bid method which includes both primary and secondary shares.
16: Rights Issue—Offering of new shares to existing shareholders only.
17: IPO By Bookbuilding, Primary only—Initial public offering of new shares in which pricing is done by demand survey among investors.
18: IPO By Bookbuilding, Secondary only—Initial public offering of existing shares by shareholders in which pricing is done by demand survey of investors.
19: IPO By Bookbuilding, Primary and Secondary –Initial public offering of both new shares and existing shares in which pricing is done by demand survey among investors.
Original Issue Date: Date of original issue. Applies only to Underwritten Calls database.
Loan Interest Conversion: Old Interest Rate (Code): SDC code for the original base rate (interest) that will be converted when the option is available.
Loan Interest Conversion: Old Interest Rate (Description) (e.g. LIBOR): The original, or old base rate when the option of interest conversion is indicated.
Optional Average Life in Years: Average life of a bond, in years, assuming the maximum number of bonds will be redeemed under the optional sinking fund schedule.
Shelf Open/Closed (Description): Current status of shelf registration (e.g. Open). Applies only to Shelf Registrations database.
Shelf Open/Closed (Code): SDC code of current status of shelf registration (e.g. O). Applies only to Shelf Registrations database.
Loan Drawdown: Optional Currency (Codes): SDC code for the currency in which the advances can be borrowed for the particular base rate.
Loan Drawdown: Optional Currency (Description): Description of the currency in which the advances can be borrowed for the particular base rate.
Original IPO Flag:: Yes/No flag set to "Yes" if the Issuer�s stock is not traded publicly in any market at the time of the offering.
To determine if the issuer’s stock is first time offered only in the market it is being offered into at the time of the offering, use the IPO Flag. For example if an issuer’s stock is already listed in London and it is being offered for the first time in the U.S., this deal will have “IPO Flag = Yes” and “Original IPO Flag = NO”
“Orig_IPO = Yes” is equivalent to” Issue Type = IPO”
Thomson Reuter’s Standard League Table “C05 Global Initial Public Offering” uses “Original IPO Flag = Y” or “Issue Type = IPO” as the screening criteria (not IPO Flag).
Japanese Issues: Originator Cusip: Cusip of Underlying Asset Holder.
Tranche Original Currency (Code): SDC code for the original currency of issue (e.g. US, SFR).
Japanese Issues: Originator Name: Name of Underlying Asset Holder.
Originator of the assets being securitized in an ABS or MBS transaction.
OSH
Original Preferred Shares Issued: Number of preferred shares of original issue. Applies only to Underwritten Calls Convertible Preferred Stock database.
Originator Cusip: Cusip of Underlying Asset Holder
Japanese Issues: Overseas SPC Cusip: Cusip for Overseas Special Purpose Company of Asset Backed Securities.
Shares Allocated to Non-Specified Entities. Applies only to Indian New Issues database.
Japanese Issues: Other Special Clause (Descr): Any special feature of this issuance which cannot be covered by other data items. For example, Limited Recourse, Subordinated Clause, Exchangeable into Equities, Extendible Maturity, etc..
Japanese Issues: Other Special Clause (Code): Any special feature of this issuance which cannot be covered by other data items. For example, Limited Recourse, Subordinated Clause, Exchangeable into Equities, Extendible Maturity, etc..
Other Stock Exchange Filing Fee ($): Listing fee paid, in dollars, to any stock exchange other than American, New York, NASDAQ and NASDAQ National Market. Applies only to US New Issues databases.
Shares Allocated to Unspecified Entities as % of Global Shs Offered. Applies only to Indian New Issues database.
Shares Outstanding Before Offer: Number of shares outstanding in all markets before offer. For non-Japanese issues, if shares outstanding before offer is not available in the prospectus, then this figure is taken from the most recent quarterly or annual report prior to the offer (sourced from the Worldscope database). For Japanese issues, this figure is taken from the prospectus. See CAPD or INCD for the date of the report.
Outstanding Amount ($ mil): The amount of the deal that has not been redeemed
Shares Outstanding After Offer from Prospectus: The number of shares outstanding after the offer as listed in the prospectus.
Shares Outstanding After Offer: Number of shares outstanding in all markets after offer. If Shares Outstanding After Offer from Prospectus (OUTSTANDINGPF_PROS) is available, then OUTPF will be equal to OUTSTANDINGPF_PROS. Otherwise, OUTPF is taken from the first quarterly or annual report available after the offer (sourced from the Worldscope database). See FIS for the date of the report.
Overallotment Exercise Date: The date on which the overallotment shares have been exercised in this market. Accounts for an increase in the number of shares exercised due to overall placement of shares. Overallotment: A green shoe clause in an underwriting agreement providing that, in the case of excess demand, the issuer will authorize additional shares/bonds to be sold through the existing syndicate. Applicable Database–All Common Stock and Convertible Preferred.
Amount of overallotment exercised in this market. Overallotment: A green shoe clause in an underwriting agreement providing that, in the case of excess demand, the issuer will authorize additional shares/bonds to be sold through the existing syndicate. Applicable Database – All Convertible Debt Databases.
Overallotment Amount Option - in this Mkt ($ Mil): Overallotment amount (a.k.a. green shoe) option in this market, in millions of dollars. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Amended Overallotment Amount Option - in this Mkt ($ Mil): Latest amended overallotment amount (a.k.a. green shoe) option filed in this market, in millions of dollars, if filing was amended. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Applies only to Issues in Registration database.
Final Overallotment Information Flag (Y/N): Yes/No flag set to "Yes" where an overallotment (a.k.a. green shoe) option has been exercised. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Overallotment Issue Flag (Y/N): Yes/No flag set to "Yes" where an overallotment option (a.k.a. green shoe) exists .green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Japanese Issues: Overseas SPC Name: Name of Overseas Special Purpose Company of Asset Backed Securities.
Loan Oversubscribed Flag (Y/N): Indicates if the deal obtains more commitments than requested due to positive response from the market while the deal was in syndication.
Over Subscription Flag (Y/N): A yes/no flag that is flagged to "yes" when the demand for the offer exceeds expected amounts (e.g.: if the underwriting book is filled four times over, the percentage is 400%).
Overallotment Shares Option - in this Market: Overallotment shares (a.k.a. green shoe) option in this market in thousands of host currency. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Overallotment Shares Sold - sum of all Mkts: Overallotment shares sold in all markets in thousands. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
AAmended Overallotment Shares Option - in this Mkt (Mil): Latest amended overallotment shares (a.k.a. green shoe) option filed in this market, in millions of shares, if filing was amended. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Applies only to Issues in Registration database.
Amended Overallotment Shares Option - in this Mkt (Thous): Latest amended overallotment shares (a.k.a. green shoe) option filed in this market, in thousands, if filing was amended. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Applies only to Issues in Registration database.
Overallotment Shares Option - in this Mkt: Overallotment shares (a.k.a. green shoe) option in this market. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Overallotment Shares Option - in this Mkt (Mil): Overallotment shares (a.k.a. green shoe) option in this market, in millions of shares. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Overallotment Amount Sold - sum of all Mkts ($ Mil): Overallotment amount (a.k.a. green shoe) sold in all markets, in millions of dollars. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Overallotment Amount Sold as % of Amount Offered - sum of all Mkts: Overallotment amount (a.k.a. green shoe) sold in all markets (see OVERAMTSLD), as a percentage of total amount offered in all markets (see TOTDOLAMT). A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Overallotment Shares Sold - sum of all Mkts: Overallotment shares (a.k.a. green shoe) sold in all markets . A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Overallotment Shares Sold - sum of all Mkts (Mil): Overallotment shares (a.k.a. green shoe) sold in all markets, in millions of shares. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Amended Primary Amount Filed This Mkts (US $mil): The Primary amount filed in this market at latest filing, in millions of dollars, if filing was amended.
Overallotment Shares Sold This Tranche: Overallotment shares sold in this tranche. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Japanese IPO Primary Offer: Application Start Date: Date on which application for IPO primary offer shares begins. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer: Application End Date: Date on which application for IPO primary offer shares ends. Applies only to Japanese New Issues database.
Japanese Issues: Par Value of Capitalized Shares Offered (Host): Share par value for capitalized offer shares (put directly into capital of the issuer). Applies only to Japanese New Issues database.
Pari Passu Issue Flag (Y/N): Yes/No flag set to “Yes” where debt securities are issued without partiality; used in the context of unsecured debt securities which are said to rank equally with each other, or with other unsecured debt in right of payment. Applies only to UK New Issues database.
Japanese Issues: Par Value of Primary Shares Offered (Host): Par value of primary offer shares (all types). See ‘Offer Method’ for a list of share types. Applies only to Japanese New Issues database.
Partly-Paid Issue Flag (Y/N): Yes/No flag set to “Yes” where the shares are partly-paid or contributing shares, i.e. shares on which only part of the capital amount and any premium due has been paid. The outstanding amounts are payable at a time chosen by the company issuing the shares. Applies only in non-US New Issues databases.
Participant Code (Cusip): The cusip of the participant within the MBS/ABS transaction. Cusip is the six digit company identifier.
Participant Role: Participant roles are the depositor, servicer or collateral manager. A depositor sells the mortgage loans to the issuing entity
A servicer is the organization which collects principal and interest payments from borrowers and manages their escrow accounts.
A collateral manager, is responsible for the assets pledged, in case of credit default.
Loan Participation Flag (Y/N): Indicates whether or not banks that are not on the deal can participate with the permission of the lead bank(s).
Par Value of Shares. Applies only in UK New Issues database.
Payment Date. Applies only to MTN Programs database.
Deals with Paying Agent (Y/N): Yes/No flag set to Y for deals with a named Paying Agent.
Payment Date: The date by which the executed order must be settled, either by the purchaser paying for the securities with cash or by the seller delivering the securities and receiving proceeds from their sale. Synonymous with Settlement Date.
Loan Interest Payment: Dates: Indicates when interest payments are due
Partly Paid Shares (Description): Description of whether the shares are partly-paid or contributing shares, i.e. shares on which only part of the capital amount and any premium due has been paid.
Japanese IPO Primary Offer: Legal Amount By Bookbuilding (Host): Legal amount is determined by the issuer's board of directors in advance of the offer for the purpose of documentation. The commercial law regards the value as issue amount. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer: Number of Shares Offered by Bookbuilding: Number of IPO primary shares priced by demand survey among investors. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer: Number of Bid Shares Offered: Number of IPO Primary shares that are priced by competitive bid. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer: Amount By Bid (Host): IPO Primary offer amount raised from shares that are priced by competitive bid. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer: Bid End Date: Date on which bid for IPO primary offer ends. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer: Bid Start Date: Date on which bid for IPO primary offer starts, notice of bid results is given by the exchange, and after bid price is determined. Applies only to Japanese New Issues database.
Price/Book Value After Offer: Price is the price per share offered to the public. Book value is common equity after the offer divided by shares outstanding after the offer.
Price/Book Value Before Offer: Price is the price per share offered to the public. Book value is common equity before the offer divided by shares outstanding before the offer.
Preferred Equity as % of Capitalization: Capitalization is total debt plus common equity, preferred equity and minority interests.
Preferred Equity as % of Capitalization, exc. STD: Capitalization, excluding short term debt, is the sum of long-term, subordinated and convertible debt plus common equity, preferred equity and minority interests.
Percent change from stock offer price to price on 01/31/93.
Percent change from stock offer price to price on 01/31/94.
Percent change from stock offer price to price on 01/31/95.
Percent Change Offer Price to Price on 01/31/96:: Percent change from stock offer price to price on 01/31/1996.
Percent change from stock offer price to price on 02/28/93.
Percent change from stock offer price to price on 02/28/94.
Percent change from stock offer price to price on 02/28/95.
Percent change from stock offer price to price on 02/28/96.
Percent change from stock offer price to price on 03/31/90.
Percent change from stock offer price to price on 03/31/93.
Percent change from stock offer price to price on 03/31/94.
Percent change from stock offer price to price on 03/31/95.
Percent change from stock offer price to price on 03/31/96.
Percent change from stock offer price to price on 04/30/93.
Percent change from stock offer price to price on 04/30/94.
Percent change from stock offer price to price on 04/30/95.
Percent change from stock offer price to price on 04/30/96.
Percent change from stock offer price to price on 05/31/93.
Percent change from stock offer price to price on 05/31/94.
Percent change from stock offer price to price on 05/31/95.
Percent change from stock offer price to price on 05/31/96.
Percent change from stock offer price to price on 06/30/90.
Percent change from stock offer price to price on 06/30/92.
Percent change from stock offer price to price on 06/30/93.
Percent change from stock offer price to price on 06/30/94.
Percent change from stock offer price to price on 06/30/95.
Percent change from stock offer price to price on 06/30/96.
Percent change from stock offer price to price on 07/31/93.
Percent change from stock offer price to price on 07/31/94.
Percent change from stock offer price to price on 07/31/95.
Percent change from stock offer price to price on 07/31/96.
Percent change from stock offer price to price on 08/31/92.
Percent change from stock offer price to price on 08/31/93.
Percent change from stock offer price to price on 08/31/94.
Percent change from stock offer price to price on 08/31/95.
Percent change from stock offer price to price on 08/31/96.
Percent change from stock offer price to price on 09/30/90.
Percent change from stock offer price to price on 09/30/91.
Percent change from stock offer price to price on 09/30/92.
Percent change from stock offer price to price on 09/30/93.
Percent change from stock offer price to price on 09/30/94.
Percent change from stock offer price to price on 09/30/95.
Percent change from stock offer price to price on 09/30/96.
Percent change from stock offer price to price on 10/31/92.
Percent change from stock offer price to price on 10/31/93.
Percent change from stock offer price to price on 10/31/94.
Percent change from stock offer price to price on 10/31/95.
Percent change from stock offer price to price on 11/30/92.
Percent change from stock offer price to price on 11/30/93.
Percent change from stock offer price to price on 11/30/94.
Percent change from stock offer price to price on 11/30/95.
Percent change from stock offer price to price on 12/31/89.
Percent change from stock offer price to price on 12/31/90.
Percent change from stock offer price to price on 12/31/91.
Percent change from stock offer price to price on 12/31/92.
Percent change from stock offer price to price on 12/31/93.
Percent change from stock offer price to price on 12/31/94.
Percent change from stock offer price to price on 12/31/95.
Percent Change Offer Price to Price on 1/31/05: Percent change from stock offer price to price on 1/31/05
Percent Change Offer Price to Price on 1/31/06: Percent change from stock offer price to price on 1/31/06
Percent Change Offer Price to Price on 2/28/05: Percent Change Offer Price to Price on 2/28/05
Percent Change Offer Price to Price on 2/28/06: Percent Change Offer Price to Price on 2/28/06
Percent Change Offer Price to Price on 2/29/00: Percent Change Offer Price to Price on 2/29/00
Percent Change Offer Price to Price on 2/29/01: Percent Change Offer Price to Price on 2/29/01
Percent Change Offer Price to Price on 2/29/01: Percent Change Offer Price to Price on 2/29/01
Percent Change Offer Price to Price on 3/31/00: Percent Change Offer Price to Price on 3/31/00
Percent Change Offer Price to Price on 3/31/01: Percent Change Offer Price to Price on 3/31/01
Percent Change Offer Price to Price on 3/31/04: Percent Change Offer Price to Price on 3/31/04
Percent Change Offer Price to Price on 3/31/05: Percent Change Offer Price to Price on 3/31/05
Percent Change Offer Price to Price on 3/31/06: Percent Change Offer Price to Price on 3/31/06
Percent Change Offer Price to Price on 4/30/00: Percent Change Offer Price to Price on 4/30/00
Percent Change Offer Price to Price on 4/30/01: Percent Change Offer Price to Price on 4/30/01
Percent Change Offer Price to Price on 4/30/04: Percent Change Offer Price to Price on 4/30/04
Percent Change Offer Price to Price on 4/30/05: Percent Change Offer Price to Price on 4/30/05
Percent Change Offer Price to Price on 4/30/06: Percent Change Offer Price to Price on 4/30/06
Percent Change Offer Price to Price on 5/31/04: Percent Change Offer Price to Price on 5/31/04
Percent Change Offer Price to Price on 5/31/05: Percent Change Offer Price to Price on 5/31/05
Percent Change Offer Price to Price on 6/30/04: Percent Change Offer Price to Price on 6/30/04
Percent Change Offer Price to Price on 6/30/05: Percent Change Offer Price to Price on 6/30/05
Percent Change Offer Price to Price on 7/31/00: Percent Change Offer Price to Price on 7/31/00
Percent Change Offer Price to Price on 7/31/04: Percent Change Offer Price to Price on 7/31/04
Percent Change Offer Price to Price on 7/31/05: Percent Change Offer Price to Price on 7/31/05
Percent Change Offer Price to Price on 8/31/04: Percent Change Offer Price to Price on 8/31/04
Percent Change Offer Price to Price on 8/31/05: Percent Change Offer Price to Price on 8/31/05
Percent Change Offer Price to Price on 9/30/00: Percent Change Offer Price to Price on 9/30/00
Percent Change Offer Price to Price on 9/30/04: Percent Change Offer Price to Price on 9/30/04
Percent Change Offer Price to Price on 9/30/05: Percent Change Offer Price to Price on 9/30/05
Percent Change Offer Price to Price on 10/31/04: Percent Change Offer Price to Price on 10/31/04
Percent Change Offer Price to Price on 10/31/05: Percent Change Offer Price to Price on 10/31/05
Percent Change Offer Price to Price on 11/30/04: Percent Change Offer Price to Price on 11/30/04
Percent Change Offer Price to Price on 11/30/05: Percent Change Offer Price to Price on 11/30/05
Percent Change Offer Price to Price on 12/31/04: Percent Change Offer Price to Price on 12/31/04
Percent Change Offer Price to Price on 12/31/05: Percent Change Offer Price to Price on 12/31/05
Percent change from stock offer price to price 180 days after Trade Date
Percent Change Offer Price to Price 1 Day After Trade Date: calculated as ((PR1DAY– USPR) / USPR) * 100
Percent Change Stock Price 1 Day Before Trade Date to Offer Price: calculated as ((PR1DB – USPR) / USPR) * 100. Applies only to secondary common stock issues; i.e. IPO=N.
Percent Change Yesterday to First Day Close: calculated as ((PRCUR – PRSDAY) / PRSDAY) * 100
Percent Change Offer Price to Price 1 Week After Trade Date: calculated as ((PR1WK– USPR) / USPR) * 100
Percent Change Offer Price to Price 2 Days After Trade Date: calculated as ((PR2DAYS– USPR) / USPR) * 100
Percent Change Stock Price 2 Weeks Before Trade Date to Offer Price: calculated as ((PR2WB – USPR) / USPR) * 100. Applies only to secondary common stock issues; i.e. IPO=N.
Percent Change Offer Price to Price 2 Weeks After Trade Date: calculated as ((PR2WK – USPR) / USPR) * 100
Percent Change Offer Price to Price 365 Days After Trade Date: calculated as ((PR365DAYS– USPR) / USPR) * 100
Percent Change Offer Price to Price 3 Days After Trade Date: calculated as ((PR3DAYS– USPR) / USPR) * 100
Percent Change Offer Price to Price 4 Days After Trade Date: calculated as ((PR4DAYS– USPR) / USPR) * 100
Percent Change Offer Price to Price 4 Weeks After Trade Date: calculated as ((PR4WK – USPR) / USPR) * 100
Percent Change Offer Price to Price 60 Days After Trade Date: calculated as ((PR60DAYS – USPR) / USPR) * 100
Percent Change Offer Price to Price 90 Days After Trade Date: calculated as ((PR90DAYS – USPR) / USPR) * 100 /span>
Percent of Capital Placed.pplies only to UK New Issues database.
Percent Change Offer Price to Closing Price Yesterday: calculated as ((PRCUR – USPR) / USPR) * 100. For companies that have been de-listed or acquired, this will be the percent change from stock offer price to the last available closing stock price.
Total Fee as % of Principal Amount. Applies only to UK New Issues database.
The ratio between the total number of shares eligible for sale and the total number of shares sold at the IPO.
Shares Eligible for Sale / Total Number of Shares sold at IPO (Note: This percentage has not been adjusted for subsequent shares eligible for sale due to lockup and/or restriction period expiration.)
Percent for Sale: Percentage of government holding for sale via offering.
The percentage of stock being offered by the government in the privatization.
Percent Change Offer Price to Closing Price at Offer/First Trade: calculated as ((PRSDAY – USPR) / USPR) *100. See First Trade Date (FIRSTRADEDATE) for the date of initial trading.
Japanese Issues: PricingDate: Date on which Offer Price is determined.
Japanese Third Party Allotment: Payment Date: Payment date of 3rd party allotment. Applies only to 3rd party allotment deals.
Price Earnings Ratio: [Offer Price (P) / EPS from first 12 month financial period after the offer (EPS)] * 100.
Loan Prepayment Penalty Flag (Y/N): Y/N flag is set to “Yes” when the borrower will incur a penalty for unscheduled early principal payment on the loan.
Price Earnings Ratio Pro Forma Offer: Offer Price (P) / Earnings per share after offer (EPSPF) ] * 100.
Loan Fees: Performance Linked (Code): SDC code for fees that are either all linked to margin, none that are linked to margin, or some that are linked to margins.
Loan Fees: Performance Linked (Description): Description of the fees that are either all linked to margin, none that are linked to margin, or some that are linked to margins.
Loan Pricing: Performance Linked (Code): SDC code for pricing that are either all linked to margin, none that are linked to margin, or some that are linked to margins.
Loan Pricing: Performance Linked (Description): Description for pricing that are either all linked to margin, none that are linked to margin, or some that are linked to margins (e.g. Float).
Perpetual Maturity Flag:Yes/No flag set to "Yes" where the issue has no sinking fund or mandatory conversion.
Preferred Equity ($ Mil): Total preferred equity outstanding at liquidation value, in millions of dollars.
Preferred Stock Agent. Applies only to Preferred Stock issues.
Preferred Shares Outstanding: Number of preferred shares outstanding at time of offer. Applies only to Underwritten Calls Convertible Preferred Stock database.
Purchase Fund Flag (Y/N):Yes/No flag set to "Yes" where the issue has a purchase fund provision whereby the issuer sets a defined amount aside for the repurchase ofthe debt for the number of years specified in the indenture. A purchase fund is similar to a US sinking fund with the exception that rather than redeeming thedebt, the issuer purchases its own securities on the open market.
Purchase Fund (Description): Text description of the purchase fund (if PFUND=Y). A purchase fund provision is where the issuer sets a defined amount aside for therepurchase of the debt for the number of years specified in the indenture. A purchase fund is similar to a US sinking fund with the exception that ratherthan redeeming the debt, the issuer purchases its own securities on the open market.
Issuer Phone Number: Phone number of issuer.
Pay-In-Kind (PIK) Flag (Y/N): Yes/No flag set to "Yes" where the bonds or preferred stock are pay-in-kind. Pay-in-kind means that the interest or dividend payments are paid in the form of additional securities rather than cash.
PIPES flag: Flag to identify Private Investments in Public Equities. These are private placement transactions and apply only to Private New Issues equity and equity-related databases.
Japanese IPO Primary Offer:Total Amount (Host): Total amount of IPO Primary offer in host currency. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer:Number of Underwriters: Number of securities companies in the syndicate underwriting an IPO Primary share offering. Applies only to Japanese New Issuesdatabase.
Japanese IPO Primary Offer:Bid Application Date: Date on which the issuer submits a Ministry of Finance application to offer IPO primary shares by bid. Applies only to Japanese New Issues database.
Plain Vanilla Private Placement Issue Flag (Y/N): Yes/No flag set to "Yes" where a private placement is defined as plain vanilla. Plain vanilla is defined as all private placements excluding the following: CDs, Deposit Notes, Acquisition Related, Lease Related, High Yield, MTNs, Mortgage- and Asset-Backed, Issues with Registration Rights, and ESOP Related issues. Applies only to Private Placements and Rule144A databases.
Japanese IPO Primary Offer: Number of Non-Bid Shares Offered: Number of IPO primary shares priced at the after bid price. Applies only to Japanese New Issues database.
Japanese IPO Primary Offer: Amount by Non-Bid: IPO Primary offer amount raised from shares that are offered at the after bid price. Applies only to Japanese New Issues database.
Beginning Date of Public Offering: Date on which public offering begins. Applies only to Japanese New Issues database.
Ending Date of Public Offering: Date on which public offering ends. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary: Most Popular Bid (Host): The most popular bidding price on IPO primary/secondary shares. Applies only to Japanese New Issues database.
Japanese IPO Primary & Secondary: Most Popular Successful Bid (Host): The most popular successful bidding price on IPO primary/secondary shares. Applies only to Japanese New Issues database.
Postponed Flag (Y/N): Yes/No flag set to “Yes” where issue in registration is currently postponed. Applies only to Issues in Registration database.
Poison Pill Call Issue Flag (Y/N): Yes/No flag set to "Yes" where either (a) call: issuer must repurchase securities in the event of a takeover threat; or (b) put: security holders have the right to put (force issuer to buy) the securities.
Comments text field that includes any information from the SEC registration that is relevant, but not necessarily included in other data items. Examples include shareholder meeting information, overallotment details.
Description of the securities being offered according to the SEC registration document.
Text description of risks involved in the offering. Text is directly from the SEC registration document and outlines the risks involved for the issuer and investors.
Text description of the use of proceeds. Text is directly from the SEC registration document and outlines the issuer’s intended use for the capital raised.
Stock Price on 01/31/93.
Stock Price on 01/31/94.
Stock Price on 01/31/95.
Stock Price on 01/31/96.
Stock Price on 02/28/93.
Stock Price on 02/28/94.
Stock Price on 02/28/95.
Stock Price on 02/28/96.
Stock Price on 03/31/93.
Stock Price on 03/31/94.
Stock Price on 03/31/95.
Stock Price on 03/31/96.
Stock Price on 04/30/93.
Stock Price on 04/30/94.
Stock Price on 04/30/95.
Stock Price on 04/30/96.
Stock Price on 05/31/93.
Stock Price on 05/31/94.
Stock Price on 05/31/95.
Stock Price on 05/31/96.
Stock Price on 6/30/92.
Stock Price on 06/30/93.
Stock Price on 06/30/94.
Stock Price on 06/30/95.
Stock Price on 06/30/96.
Stock Price on 07/31/93.
Stock Price on 07/31/94.
Stock Price on 07/31/95.
Stock Price on 07/31/96.
Stock Price on 08/31/92.
Stock Price on 08/31/93.
Stock Price on 08/31/94.
Stock Price on 08/31/95.
Stock Price on 08/31/96.
Stock Price on 09/30/92.
Stock Price on 09/30/93.
Stock Price on 09/30/94.
Stock Price on 09/30/95.
Stock Price on 09/30/96.
Stock Price on 10/31/92.
Stock Price on 10/31/93.
Stock Price on 10/31/94.
Stock Price on 10/31/95.
Stock Price on 11/30/92.
Stock Price on 11/30/93.
Stock Price on 11/30/94.
Stock Price on 11/30/95.
Stock Price on 12/31/92.
Stock Price on 12/31/93.
Stock Price on 12/31/94.
Stock Price on 12/31/95.
Stock Price on 12/31/99: 11/31/99 closing stock price (US$)
Stock Price on 01/31/2001: 01/31/2001 closing stock price (US$)
Stock Price on 01/31/2002: 01/31/2002 closing stock price (US$)
Stock Price on 01/31/2005: 01/31/2005 closing stock price (US$)
Stock Price on 01/31/2006: 01/31/2006 closing stock price (US$)
Stock Price on 02/28/2001: 02/28/2001 closing stock price (US$)
Stock Price on 02/28/2002: 02/28/2002 closing stock price (US$)
Stock Price on 02/28/2005: 02/28/2005 closing stock price (US$)
Stock Price on 02/28/2006: 02/28/2006 closing stock price (US$)
Stock Price on 03/31/2000: 03/31/2000 closing stock price (US$)
Stock Price on 03/31/2001: 03/31/2001 closing stock price (US$)
Stock Price on 03/31/2002: 03/31/2002 closing stock price (US$)
Stock Price on 03/31/2004: 03/31/2004 closing stock price (US$)
Stock Price on 03/31/2005: 03/31/2005 closing stock price (US$)
Stock Price on 03/31/2006: 03/31/2006 closing stock price (US$)
Stock Price on 04/30/2000: 04/30/2000 closing stock price (US$)
Stock Price on 04/30/2001: 04/30/2001 closing stock price (US$)
Stock Price on 04/30/2004: 04/30/2004 closing stock price (US$)
Stock Price on 04/30/2005: 04/30/2005 closing stock price (US$)
Stock Price on 04/30/2006: 04/30/2006 closing stock price (US$)
Stock Price on 05/31/2000: 05/31/2000 closing stock price (US$)
Stock Price on 05/31/2001: 05/31/2001 closing stock price (US$)
Stock Price on 05/31/2004: 05/31/2004 closing stock price (US$)
Stock Price on 05/31/2005: 05/31/2005 closing stock price (US$)
Stock Price on 06/30/2000: 06/30/2000 closing stock price (US$)
Stock Price on 06/30/2001: 06/30/2001 closing stock price (US$)
Stock Price on 06/30/2004: 06/30/2004 closing stock price (US$)
Stock Price on 06/30/2005: 06/30/2005 closing stock price (US$)
Stock Price on 07/31/2001: 07/31/2001 closing stock price (US$)
Stock Price on 07/31/2004: 07/31/2004 closing stock price (US$)
Stock Price on 07/31/2005: 07/31/2005 closing stock price (US$)
Stock Price on 08/31/2000: 08/31/2000 closing stock price (US$)
Stock Price on 08/31/2001: 08/31/2001 closing stock price (US$)
Stock Price on 08/31/2004: 08/31/2004 closing stock price (US$)
Stock Price on 08/31/2005: 08/31/2005 closing stock price (US$)
Stock Price on 09/30/2000: 09/30/2000 closing stock price (US$)
Stock Price on 09/30/2001: 09/30/2001 closing stock price (US$)
Stock Price on 09/30/2004: 09/30/2004 closing stock price (US$)
Stock Price on 09/30/2005: 09/30/2005 closing stock price (US$)
Stock Price on 10/31/2000: 10/31/2000 closing stock price (US$)
Stock Price on 10/31/2001: 10/31/2001 closing stock price (US$)
Stock Price on 10/31/2004: 10/31/2004 closing stock price (US$)
Stock Price on 10/31/2005: 10/31/2005 closing stock price (US$)
Stock Price on 11/30/2001: 11/30/2001 closing stock price (US$)
Stock Price on 11/30/2004: 11/30/2004 closing stock price (US$)
Stock Price on 11/30/2005: 11/30/2005 closing stock price (US$)
Stock Price on 12/30/2000: 12/30/2000 closing stock price (US$)
Stock Price on 12/30/2001: 12/30/2001 closing stock price (US$)
Stock Price on 12/30/2004: 12/30/2004 closing stock price (US$)
Stock Price on 12/30/2005: 12/30/2005 closing stock price (US$)
Stock Price 180 Days After Trade Date: closing stock price (US$) on primary exchange 180 days after Trade Date.
Stock Price 1 Day After Trade Date: closing stock price (US$) on primary exchange 1 business day after Trade Date.
Stock Price 1 Day Before Trade Date: closing stock price (US$) on primary exchange 1 business day before Trade Date. Applies only to secondary common stock issues; i.e. IPO=N.
Stock Price 1 Week After Trade Date: closing stock price (US$) on primary exchange 1 week after Trade Date.
Stock Price 2 Days After Trade Date: closing stock price (US$) on primary exchange 2 business days after Trade Date.
Stock Price 2 Weeks Before Trade Date: closing stock price (US$) on primary exchange 2 weeks before Trade Date. Applies only to secondary common stock issues; i.e. IPO=N.
Stock Price 2 Weeks After Trade Date: closing stock price (US$) on primary exchange 2 weeks after Trade Date.
Stock Price 365 Days After Trade Date: closing stock price (US$) on primary exchange 365 days after Trade Date.
Stock Price 3 Days After Trade Date: closing stock price (US$) on primary exchange 3 business days after Trade Date.
Stock Price 4 Days After Trade Date: closing stock price (US$) on primary exchange 4 business days after Trade Date.
Stock Price 4 Weeks After Trade Date: closing stock price on primary exchange 4 weeks after Trade Date.
Stock Price 60 Days After Trade Date: closing stock price (US$) on primary exchange 60 days after Trade Date.
Stock Price 90 Days After Trade Date: closing stock price (US$) on primary exchange 90 days after Trade Date.
Praecipium in Currency of Offer. Applies only to non-US New Issues databases.
Praecipium as % of Principal Amount. Applies only to non-US New Issues databases.
Praecipium as % of Gross Spread. Applies only to non-US New Issues databases.
Stock Price Quote Termination (Code): SDC code indicating which stocks are no longer trading.
Stock Price Yesterday: closing stock price (US$) on primary exchange for the previous business day. For companies who have been de-listed or acquired, this will be the closing stock price for the last day that the stock traded.
Percent Change of Stock Price Minus Percent Change of DJIA: The percent change of the common stock price from close at offer date to yesterday’s closing, minus the percent change in the DJIA during the same period.
Percentage Change of Stock Price Minus Percent Change of NASDAQ: The percent change of the common stock price from close at offer date to yesterday’s closing, minus the percent change in the NASDAQ during the same period.
Percentage Change of Stock Price Minus Percent Change of S&P 400: The percent change of the common stock price from close at offer date to yesterday’s closing, minus the percent change in the S&P 400 during the same period.
Percentage Change of Stock Price Minus Percent Change of S&P 500: The percent change of the common stock price from close at offer date to yesterday’s closing, minus the percent change in the S&P 500 during the same period.
Loan Prepayment Fee %: The penalty fee for unscheduled early principal payment on the loan. Displays the Prepayment Fee in a range (if variable).
Loan Fees: Prepayment Fee % Maximum: The maximum Prepayment Fee. If a range is reported the maximum Prepayment Fee is reported.
Loan Fees: Prepayment Fee % Minimum: The minimum Prepayment Fee. If a range is reported the minimum Prepayment Fee is reported.
Loan Prepayment Amount (Host Thous): The minimum amount the borrower can prepay.
Loan Prepayment Interest Rate (Description): Description of the type of interest rate the borrower may choose to prepay the loan.
Loan Prepayment Option Flag (Y/N): Y/N flag set to “Yes” when the borrower has the option to prepay the principal amount of the loan.
Loan Prepayment Multiples (Host Thous): The increment amount that the borrower must give as prepayment to the agent.
Loan Prepayment Days Notice: The number of days advance notice of prepayment of principal loan.
Primary Shares Filed - in this Mkt: Number of shares filed in this market at original filing from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders (see SECFIL).
Primary Shares Filed as % of Shs Filed - in this Mkt: Primary shares filed in this market at original filing (see PRFIL) as a percentage of total shares filed in this market (see SHFIL).
Primary Shares Offered as % of Shs Offered - in this Mkt: Primary shares offered in this market (see PRIMSH) as a percentage of the total shares offered in this market (see SH).
Stock Price at Open of Offer/First Trade: Opening stock price (US$) on the primary exchange for the first day that the stock traded (FIRSTRADEDATE). This data item is available for issues sold outside the US only.
Loan Pricing: Pricing (Description): Description for pricing that are either all linked to margin, none that are linked to margin, or some that are linked to margins. Displays the pricing and the rate in a set range.
Pricing Day of Reset Conversion 1: The first pricing day of the reset conversion price. Applies only to the Japanese Convertible Debt database.
Pricing Day of Reset Conversion 2: The second pricing day of the reset conversion price. Applies only to the Japanese Convertible Debt database.
Pricing Day of Reset Conversion 3: The third pricing day of the reset conversion price. Applies only to the Japanese Convertible Debt database.
1-to-many lookup indicating what method is being used to determine the price of the offered security.
Primary Amount Offered This Mkt (US $mil): Primary amount offered in this market based on most recent filing.
Amended Primary Amount Filed This Mkt (US $mil): The primary amount filed in this market at latest filing, in millions of U.S. dollars, if filing was amended.
Primary Shares Offered as % of Shs Offered - in this Mkt: Primary shares offered in this market (see PRIMSH) as a percentage of the total shares offered in this market (see SH).
Loan Pricing: Prime Rate Maximum Spread: The maximum Prime Rate spread within a set range (if variable) or where Prime Rate spread is available.
Loan Pricing: Prime Rate Minimum Spread: The minimum Prime Rate spread within a set range (if variable) or where Prime Rate spread is available.
Loan Pricing: Prime Rate Spread: The Prime Rate spread in a given range (if variable) or where Prime Rate spread is available.
Japanese Issues: Prime Spread: Spread against Long-term Prime Rate at bond issuance.
Primary Shares Offered - in this Mkt: Number of shares offered in this market from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders (see SECSH).
Primary Shares Offered as % of Shs Offered This Market: Primary shares offered in this market (see PRIMSH) as a percentage of the total shares offered in this market (see SH).
Issuer/Borrower Primary Nation Region (Code): SDC code for the region in which the Issuer/Borrower is located.
Principal Amount - in this Mkt ($): Principal amount of issue in this market, in dollars. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the principal amount of issue in all markets.
Principal Amount + Overallotment Sold this Mkt (Host mil): Principal amount of the issue plus overallotment amount (a.k.a green shoe) sold in this market (Host mil): i.e. number of shares plus overallotment shares sold in this market multiplied by the offer price. A green shoe clause is an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Principal Amount + Overallotment Sold this Mkt (Yen mil): Principal amount of the issue plus overallotment amount (a.k.a green shoe) sold in this market (Yen mil): i.e. number of shares plus overallotment shares sold in this market multiplied by the offer price. A green shoe clause is an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Financial Printer (Code): IFR SDC code of company that has printed offer document. Applies only to UK New Issues database.
Financial Printer (Name): Name of company that has printed offer document. Applies only to UK New Issues database.
Printing & Engraving Expenses ($). Applies only to US New Issues databases.
Private Placement Issue Flag (Y/N):Yes/No flag set to "Yes" where the issue is a private placement. In the US this means the sale of securities directly to an institutional investor, without having to be registered with the Securities and Exchange Commission. In the international markets this means the sale of securities that are not widely listed.
Privatization Issue Flag (Y/N). Yes/No flag set to “Yes” where the issue is a privatization. Applies only to UK New Issues database.
Percent change from last stock sale price to offer price. Applies only to secondary common stock issues; i.e. IPO=N.
Aftermarket Pricing Notes: Descriptive text noting any pricing irregularities in a company’s common stock. Applies only to US Common Stock issues.
Japanese Issues: Total Proceeds (Host): Total amount raised in host currency. Applies only to Japanese New Issues database.
Proceeds Amount - in this Mkt ($ Mil): Proceeds amount of issue in this market, in millions of dollars. On common stock issues proceeds amount equals principal amount (see AMT). On debt issues proceeds amount may or may not equal principal amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMTPRO to view the proceeds amount of issue in all markets. Syndicated Loans: Tranche amount in US dollars.
Proceeds Amount with Currency of Issue - in this Mkt (Host Mil): Proceeds amount of issue in this market with currency of issue, in host millions (e.g. 250 SFR). Syndicated Loans: The tranche amount in currency offered (in millions).
Pro Forma Capitalization (Description): Indicates if capitalization figures are pro forma acquisition, merger, divestiture or other significant event.
Pro Forma Capitalization (Code): SDC code indicating whether the capitalization figures have been adjusted for an acquisition, merger, divestiture or some other significant event.
Pro Forma Earnings (Description): Indicates if revenues and earnings figures are pro forma acquisition, merger, divestiture or other significant event.
Pro Forma Earnings (Code): SDC code indicating whether the revenues and earnings figures have been adjusted for an acquisition, merger, divestiture or some other significant event.
Proceeds amount ($, this Mkt): The tranche amount in US dollars.
Shares Allocated to Promoters of Company. Applies only to Indian New Issues database.
Promoters Shares as % of Global Shares Offered. Applies only to Indian New Issues database.
Proceeds Amount inc. Overallotment Option - in this Mkt ($ Mil): Proceeds amount of the issue in this market plus the overallotment amount (a.k.a. green shoe) option for this market; i.e. number of shares in this market plus the overallotment share option in this market multiplied by the offer price. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Proceeds Amount inc. Overallotment Sold - in this Mkt ($ Mil): Proceeds amount of the issue in this market plus the overallotment amount (a.k.a. green shoe) sold in this market; i.e. number of shares in this market plus the overallotment shares sold in this market multiplied by the offer price. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Property Addition Flag: Yes/No flag set to "Yes" where issue is secured by additions to property held by issuer.
Prospectus Received Flag (Y/N): Yes/No flag set to “Yes” where SDC has received a prospectus for a given issue.
Principal Paying Agent: The principal paying agent collects the principal payments from the issuer and distributes them to the bond holders.
Stock Price at Close of Offer/First Trade: closing stock price (US$) on the primary exchange for the first day that the stock traded (FIRSTRADEDATE)
Amended Primary Shares Filed - in this Mkt: Number of shares filed in this market at latest amended filing, from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders (see SECSHFL2), if filing was amended.
Amended Primary Shares Filed as % of Shs Filed - in this Mkt: Primary shares filed in this market at latest amended filing (see PRSHFIL2) as a percentage of total shares filed in this market at latest amended filing (see SHFIL2), if filing was amended.
Primary Shares Offered - in this Mkt (Mil): Number of shares offered in this market, in millions of shares, from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders (see SECSHMIL).
Pricing Talk Coupons (Listed Down the Page): Coupon rates that were discussed in pricing talk, listed down the page. Applies only to Japanese New Issues database.
Japanese Issues: Type of Primary Issue (Code): Type of shares offered in IPO Primary offering. (e.g. 112—Registered Par Value Common Stock). Applies only to Japanese New Issues database.
Issuer Public Status (Description): Issuer’s public status at time of offer (e.g. Private).
Issuer/Borrower Public Status (Code):: Thomson Reuters code indicating the public status of the issuer or borrower at the time of the transaction.
Japanese Public Offer: Total Amount (Host): Total amount raised from the sale of Public Offering shares. Applies only to Japanese New Issues database.
Issuer/Borrower Public Mid Code: Issuer/Borrower Public Mid status - a more defined mid-level public status for the issuer/borrower:
Public Public - A company that is 100% publicly traded or a majority of the common/ordinary shares are traded on a stock exchange and there is NO majority parent
Public Government - Any portion of the company trades, with the government holding a majority interest (50% or more)
Public Subsidiary - Any portion of the company trades, with the majority (50% or more) held by a parent company
Public Fund - A fund that trades on an exchange
Public Trust - A trust that trades on an exchange
Public Unlisted - For Australian companies only - a private company where the number of shareholders exceeds a certain limit such that legislation classifies them as public companies subject to public company disclosure
Private Private - A company that is private (shares not traded on a public exchange) (owned by an individual(s) or family) or has a parent of less than 50% where that parent is NOT a government
Private Government - A company whose shares are not publicly traded in which the government owns a stake of less than 50%
Private SPV - Any SPV that does not have a parent owning 50% or more, or where a parent can not be identified
Private Fund - Any fund that does not have a parent owning 50% or more and that does not trade
Private Trust - Any trust that does not have a parent owning 50% or more and that does not trade
Private LBO Acquisition Vehicle - Any company set up for the sole purpose of carrying out an LBO not traded on a public stock exchange or with a parent owning 50% or more. One shot acquisition vehicles.
Government Government - A entity that is 50% or more owned by the government and is not publicly traded
Government Branch - A government division, branch or operations that is being sold off
Government Asset - A government (tangible) asset that is being sold off
JV JV - A company that by legal definition is a Joint Venture (having 2 or more parents each owning a stake and working together on a joint project, company or effort)
JV Asset - A (tangible) asset that a joint venture is selling off
Individual Individual - A person/investor (same as current investor)
Mutual Mutual - Companies whose ownership and profits are distributed among members in proportion to the amount of business they do with the company (same as current mutual)
Subsidiary Subsidiary - An entity with a parent of 50% or more that is NOT publicly traded on a stock exchange and the parent is not a government
Subsidiary SPV - An SPV with a parent owning 50% or more
Subsidiary Fund - A fund with a parent owning 50% or more
Subsidiary Trust - A trust with a parent owning 50% or more
Subsidiary Branch - A branch/division/operations being sold off by a parent
Subsidiary Asset - A (tangible) asset being sold off by a parent that is not a JV or government
Japanese Public Offer: Number of Underwriters: Number of securities companies in the syndicate underwriting a public offering. Applies only to Japanese New Issues database.
Japanese Public Offer: Application End Date: Date on which application for public offering shares ends. Applies only to Japanese New Issues database.
Japanese Public Offer: Application Start Date: Date on which application for public offering shares begins. Applies only to Japanese New Issues database.
Japanese Public Offer: Payment Date: Payment due date for public offering shares. Applies only to Japanese New Issues database.
Japanese Public Offer:: Number of Shares Offered: Total number of shares offered in a public offering. Applies only to Japanese New Issues database.
Private Placement Purchaser Flag (Y/N): Yes/No flag set to "Yes" where the purchaser of a private placement is known.
Private Placement Purchaser: Name of institutional investor purchasing the private placement.
Put type (Description): Description of the particular type of put feature, if applicable (e.g. Limited Put). A "put" allows the holder to require that the issuer repurchase the security under certain conditions described in the issue. Applies only to debt issues.
Put Type (Code): SDC code indicating the particular type of put feature, if applicable (e.g. L). A "put" allows the holder to require that the issuer repurchase the security under certain conditions described in the issue.
Put Date: First date on which the holder has the right to put the security to the issuer, if applicable.
Put Frequency: Number of times per period that the holder's right to put the security to the issuer is exercisable, if applicable (e.g. Semiannual).
Put Price (%): Percentage of face value that the holder can demand upon exercise of his right to put the bond to the issuer, if applicable.
Put Year: First year in which the holder has the right to put the security to the issuer, if applicable
Preferred Stock Yield (%): Rate of return on preferred stock, calculated by dividing the annual dividends by the offer price. Applies only to Preferred Stock issues.
Principal Amount in Host Currency of Issue This Market (Mil): Principal amount of the issue sold in this market (Host mil).
Dates: Expected Offer Date: The expected offer date of the issue.
Ratings: Fitch Long Term Debt Rating: The rating that Fitch gives to Long Term Debt that is issued.
The rating system.
AAA
AA+,AA,AA-
A+,A,A-
BBB+,BBB,BBB-
BB+,BB,BB-
B+,B,B-
CCC+,CCC,CCC-
CC
C
DDD
DD
Last Quarter High Common Stock Price. Applies only to Underwritten Calls database.
JBRI Rating Number: Japanese Bond Research Institute rating number (e.g. 675). Applies only to Japanese New Issues database.
JCR Rating Number: Japan Credit Rating Agency rating number (e.g. 675). Applies only to Japanese New Issues database.
Last Quarter Low Common Stock Price. Applies only to Underwritten Calls database.
Mikuni Rating Number: Mikuni rating number (e.g. 675). Applies only to Japanese New Issues database.
Moodys Rating: Moodys rating of issue at time of offer.
NIS Rating Number: Nippon Investors Service rating number (e.g. 675). Applies only to Japanese New Issues database.
R & I Rating Number: Japan Rating & Investment Information rating number (e.g. 675) at the time of the issue. Applies only to the Japanese New Issues database.
Moodys Rating for Outstanding Senior Debt: Moodys rating of senior outstanding debt of issuer at time of offer.
S&P Rating for Outstanding Senior Debt: S&P rating of senior outstanding debt of issuer at time of offer.
S&P Rating: S&P rating of issue at time of offer.
The time period during which companies in registration are forbidden by the SEC to say anything not included in their prospectus. This begins the day a company files a registration statement and lasts until 25 days after the stock starts trading.
Proceeds Amount - sum of all Mkts ($ Mil): Total proceeds amount for the entire transaction, in millions of dollars. This figure represents all tranches of the transaction. For bond issues, this figure is calculated by accumulating the principal amount multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares multiplied by the offer price for each tranche within the transaction.. Syndicated Loans: Tranche amount in US dollars.
Domicile Nation: Rank Domicile Nation for all equity and syndicated loans transactions is defined as the Issuer/Borrower’s nation of headquarters. Bermuda and Cayman Islands Issuers/Borrowers are the exceptions. The Rank Domicile Nation for Bermuda and Cayman Islands Issuer/Borrower is defined as the Issuer/Borrower’s ultimate parent’s nation of headquarters.
Rank Domicile Nation for all equity-related transactions is defined as the guarantor’s nation of headquarters if guaranteed, the ultimate parent’s nation of headquarters if not guaranteed, otherwise, the issuer/borrower’s nation of headquarters.
Domicile Nation Region: Rank Domicile Region for all equity and syndicated loans transactions is defined as the Issuer/Borrower’s nation region of headquarters. Bermuda and Cayman Islands Issuer/Borrowers are the exceptions. The Rank Domicile Nation for Bermuda and Cayman Islands Issuer/Borrower is defined as the Issuer/Borrower’s ultimate parent’s nation region of headquarters.
Rank Domicile Nation for all equity-related transactions is defined as the guarantor’s nation region of headquarters if guaranteed, the ultimate parent’s nation region of headquarters if not guaranteed, otherwise, the issuer/borrower’s nation region of headquarters.
Rank Eligible Flag (Y/N): Yes/No flag set to "Y" where information on a transaction was submitted by the bookrunner within the applicable submission deadlines. The transactions are added to the database, but are excluded from the SDC standard New Issues rankings for the quarter in which they were submitted. Applies only to US public domestic, international equity, Global bonds, foreign bonds, Eurobond transactions and MTN takedowns in the US Public Non-Convertible and Convertible Debt & Preferred databases. Syndicated Loans: Yes/No flag set to “Yes” where information on a sydicated loan has been submitted to SDC within 10 business days of financial close.
Gross Spread - sum of all Mkts ($ Mil): Total manager's fee, expressed in millions of dollars. The fee is shared among lead managers, co-managers, and syndicate group and includes management fee (portion payable to lead manager), underwriting fee (portion payable to co-managers), and selling concession (portion payable to syndicate).
Principal Amount - sum of all Mkts ($ Mil): Principal amount of issue in all markets, in millions of dollars. On common stock issues principal amount equals proceeds amount (see TOTDOLAMTPRO). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item AMT to view the principal amount of issue in this market.
Call/Put Exclude Flag (Y/N): Yes/No flag set to "Y" where issue is callable or putable in less than one year. These issues are automatically excluded from SDC's standard New Issues rankings.
Proceeds Amount inc. Overallotment Sold - this Mkt (Host Mil): Proceeds amount of the issue in this market plus the overallotment amount (a.k.a. green shoe) sold in this market calculated in the host currency; i.e. the number of shares offered plus the overallotment sold in this market times the offer price in host currency. New accumulate option.
Issuer Nation Region (Code): Nation region code where issuer is located (e.g. LA).
Not Underwritten Issue Flag (Y/N): Yes/No flag set to "Y" where a transaction is not underwritten. These issues are automatically excluded from SDC's standard New Issues rankings.
Number of Global Coordinators: The total number of global coordinators participating in the transaction. When the issuer is offering shares in several markets across borders, one of the lead managers may be appointed to co-ordinate the entire offering, and is known as the global co-ordinator.
Number of Trustees: The number of individuals who holds or manages assets for the benefit of another.
Principal Amount inc. Overallotment Sold - in this Mkt ($ Mil): Principal amount of the issue in this market plus the overallotment amount (a.k.a. green shoe) sold in this market; i.e. number of shares in this market plus the overallotment shares sold in this market multiplied by the offer price. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Proceeds Amount inc. Overallotment Sold - in this Mkt ($ Mil): Proceeds amount of the issue in this market plus the overallotment amount (a.k.a. green shoe) sold in this market; i.e. number of shares in this market plus the overallotment shares sold in this market multiplied by the offer price. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Principal Amount inc. Overallotment Sold - sum of all Mkts ($ Mil): Total principal amount of the entire transaction plus overallotment amount (or green shoe) sold, in millions of dollars. This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction.
Proceeds Amount inc. Overallotment Sold - sum of all Mkts ($ Mil): Total proceeds amount for the entire transaction plus overallotment amount (or green shoe) sold, in millions of dollars. This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction.
Proceeds Amount + Overallotment Sold all Mkts (Host mil): Total proceeds in amount for the entire transaction plus overallotment amount (or green shoe) sold, in millions of dollars. This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction.
Principal Amount + Overallotment Sold all Mkts (Host mil): Principal amount of the issue plus overallotment amount (a.k.a green shoe) sold in all markets (Host mil): i.e. number of shares plus overallotment shares sold in all markets multiplied by the offer price. A green shoe clause is an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Principal Amount + Overallotment Sold all Mkts (Yen mil): Principal amount of the issue plus overallotment amount (a.k.a green shoe) sold in all markets (Yen mil): i.e. number of shares plus overallotment shares sold in all markets multiplied by the offer price. A green shoe clause is an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Proceeds Amount + Overallotment Sold all Mkts (Yen mil): Total proceeds amount for the entire transaction plus overallotment amount (or green shoe) sold, in millions of dollars. This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction.
Rights Issue Flag (Y/N): Yes/No flag set to "Y" where issue is a rights offering. A rights offering is one in which the issuer offers existing shareholders a security which represents the right to purchase shares of the offering at a specified price. Rights offerings are excluded from SDC's standard New Issues rankings.
Proceeds Amount inc. Overallotment Sold - sum of all Mkts (AU$ Mil): Total proceeds amount for the entire transaction plus overallotment amount (or green shoe) sold, in millions of dollars. This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction.
Global Proceeds: Total proceeds amount in all markets for the entire transaction. This figure represents all tranches of the transaction. For bond issues, this figure is calculated by accumulating the principal amount multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares multiplied by the offer price for each tranche within the transaction.
Issuer State Region (Code): State region code where issuer is located (e.g. NE).
Trustee’s Parent (Code): SDC Code for parent of trustee on issue.
Rating Agency Fees & Expenses ($). Applies only to US New Issues databases.
Japanese Issues: Registered Bond Number: ID number of Japanese Domestic Non-Convertible/Convertible Debt deals.
Reallowance Fee ($ per Share or Bond): Fee paid to secondary sellers of the securities, expressed in dollars per share or bond.
Red Chip Companies Flag: Retrieves deals where the Issuer or Borrower in a transaction is a red chip company. Red Chip companies are companies incorporated outside of mainland China and listed in the Hong Kong Stock Exchange. These entities are included in the Hang Seng China-Affiliated Corporations Index.
Any Red Chip Company Involvement Flag (Y/N): For Bonds and Loans, populated Y if the Issuer/Borrower or Immediate or Ultimate Parent of the Issuer/Borrower is a red chip company. For New Issues, populated Y if the Issuer/Borrower, Immediate or Ultimate Parent of the Issuer/Borrower, Selling Shareholder, or Immediate or Ultimate Parent of the Selling Shareholder is a red chip company. Red Chip companies are companies incorporated outside of mainland China and listed in the Hong Kong Stock Exchange. These entities are included in the Hang Seng China-Affiliated Corporations Index.
Redemption Date: End date of redemption period (see REDEMPRCPCT). Applies only to Underwritten Calls database.
Redemption Price (% or $): Price, expressed as a percentage of par value for debt or in dollars for preferred stock, at which the securities will be redeemed. Applies only to Underwritten Calls database.
Redemption Price as % of Principal/Liquidation: Redemption price (see REDEMPRCPCT) as a percentage of principal/liquidation. Applies only to Underwritten Calls database.
Redemption Price: Price at which the bonds are redeemed. Applies only to Japanese New Issues database.
Loan Mandatory Reduction: Reduction Schedule Amount (US $ mil). The amount a tranche must reduce its commitment in millions of US$ on a given date. To see the date in which the amount must be reduced by use REDUCTION_DATE.
Voluntary Loan Reduction Amount (Host Mil): The minimum amount the borrower has an option to permanently reduce the undrawn portion of the commitment.
Voluntary Loan Reduction Interest Rate (Code): SDC code for the type of interest rates the borrower may select to reduce the undrawn portion of the commitment.
Voluntary Loan Reduction Interest Rate (Description): Description of the type of interest rate the borrower may select to reduce the undrawn portion of the commitment.
Loan Mandatory Reduction: Reduction Schedule Date. The date in which the tranche must reduce its commitment amount. Use REDUCTION_AMT to see the amount, or REDUCTION_PCT to see the percentage.
Voluntary Loan Reduction Flag (Y/N): Y/N flag set to “Yes” when the borrower has the option to permanently reduce the undrawn portion of the commitment.
Reduction Increments (Host Thous): The incremental amount the borrower must pay the reduction amount in.
Reduction Days Notice: The number of days advance notice the borrower must give to the agent before the reduction.
Loan Mandatory Reduction: Reduction Schedule Percent. The percentage a tranche must reduce its commitment on a given date. To see the date in which the amount must be reduced by use REDUCTION_DATE.
Loan Fee: Reduction/Termination Fee %: The penalty fee for reduction/termination for principal amount of the loan. Displays the Reduction/Termination Fee in a range (if variable).
Loan Fees: Reduction/Termination Fee % Maximum: The maximum Reduction/Termination Fee. If a range is reported the maximum Reduction/Termination Fee is reported.
Loan Fees: Reduction/Termination Fee % Minimum: The minimum Reduction/Termination Fee. If a range is reported the minimum Reduction/Termination Fee is reported.
Registered Shares Flag (Y/N). Applies only to UK New Issues database.
Company House ID Number. Applies only to UK New Issues database.
Regulation S Issue Flag (Y/N): Yes/No flag set to “Yes” where issue is a regulation S issue. Regulation S is a Securities and Exchange Commission (SEC) rule that allows companies to sell stock to offshore investors at substantial discounts without registering the sales with the SEC or informing stockholders of the transaction. This rule provides a safe harbor that allows issuers not to register securities when they are sold offshore and held by foreign investors for at least 40 days. Applies only to International New Issues databases.
Japanese Issues: Registration Date: Date on which an IPO company’s shares start trading publicly in stock exchanges or over the counter market. Applies only to Japanese New Issues database.
Japanese Shelf Filings: Registered Shelf Number: Registered Shelf Number(RSN#) is the ID number of JPSH.
Loan Registrant Company’s Business Description: Text paragraph describing registrant’s primary line of business.
Loan Registrant Company’s 6-digit CUSIP: The registrant CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Loan Registrant Company’s Exchange Listing (Code): Code indicating primary stock exchange on which registrant's common stock trades (e.g. N).
Loan Registrant Company’s Name: Full name of registrant of the issue (30 characters wide).
Loan Registrant Company’s Name: Full name of registrant of the issue (77 characters wide).
Loan Registrant Company’s Nation (Code): SDC code that displays the nation of the registrant company. The Registrant being the company that registers the deal with the SEC Filing.
Loan Registrant Company’s Nation Region (Code): Nation region code where registrant is located (e.g. LA).
Loan Registrant Company’s Public Status (Code): SDC code for registrant's public status at time of offer (e.g. V).
Loan Registrant Company’s Primary SIC (Code): Registrant’s primary Standard Industrial Classification (SIC) code for the issuer. A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Loan Registrant Company’s State (Code): State code where the registrant is located.
Loan Registrant Company’s Ticker Symbol: Symbol for registrant's stock on its primary exchange at the time of issue.
Registration Status: SDC code that allows you to pick the registration. Rule 144a- Only sold to institutional investors. SEC Registered- transaction that is registered with the SEC. Rule 415/Shelf Filing-issued from a shelf.
Registrar (Code): IFR SDC code of registrar of issue. Apples only to UK New Issues database.
Registrar (Name): Name of registrar of issue. Applies only to UK New Issues database.
Registration Rights Issue Flag (Y/N): Yes/No Flag set to "Yes" where the holders have the right to demand that the issuer register the securities with the Securities and Exchange Commission under certain conditions.
1-to-many lookup detailing the regulation type(s) specifying how and to whom a security can be sold. Reg S, for example, restricts the sale of a security to only "Qualified Institutional Buyers" in the international marketplace. Rule 144A, for example, restricts the sale of secutities to "Qualified Institutional Buyers" in the United States.
REIT Type (Code): SDC code for the REIT type the issuer/borrower is described as.
REIT Segment (Code): SDC code for the REIT segment the issuer/borrower is described as.
REIT Segment (Desc): Description of the REIT segment the issuer/borrower is described as (e.g. Hotel).
REIT Type (Desc): Description for the REIT type the issuer/borrower is described as (e.g. Mortgage).
The date of the related transaction.
Loan-Related Deal Number: The SDC identification number that relates any deal in the database to the current deal being looked at.
Loan-Related Deal Type (Code): SDC code for the type of related deal whether it is a previous loan agreement, a merger deal, or a deal offered in the same marketplace.
Loan-Related M&A Deal Flag (Y/N): Y/N flag set to “Yes” when loan agreement is related to a merger deal.
REMIC Issue Flag (Y/N): Yes/No flag set to "Yes" where the issue is a Real Estate Mortgage Investment Conduit, a pass-through vehicle created to issue multi-class mortgage backed securities. Applies only to US Mortgage and Asset-Backed issues.
Loan Repayment: Amount Equal each Period Flag (Y/N): Y/N flag set to “Yes” when principal of payments are in equal amounts.
Loan Repayment: Clause (Code): SDC code which indicates mandatory repayment.
Loan Repayment: Clause (Description): Description of the conditions which may trigger a mandatory repayment (e.g. Asset Sales).
Loan Repayment: Frequency (Code): SDC code for repayment frequency.
Loan Repayment: Frequency (Description): Description of repayment frequency (e.g. Annually).
Loan Repayment: Schedule Amount ($ Mil): A portion of the loan principal that must be paid on a scheduled date.
Loan Repayment: Schedule Date: The date in which mandatory portions of the loan must be paid on.
Loan Repayment: End Date: Date of the last scheduled repayment
Loan Repayment: Schedule Percent: The % of the amount paid on scheduled dates.
Loan Repayment: Schedule Flag (Y/N): Y/N flag set to “Yes” when repayment is amoritized.
Loan Repayment: Start Date: The start date when payment day of loan begins.
Loan Repayment: Amount as % of Loan Amount. Displays the percentage that must be repaid on the set repayment date for a particular tranche.
Loan Repayment: Total Amount (Host Mil). Displays the repayment amount of the tranche for each scheduled repayment date in host million.
Loan Repayment: Type (Code): SDC code for repayment type.
Loan Repayment: Type (Description): Description of repayment type (e.g. Bullet). If repayment is a bullet type, then the remaining amount of the loan must be fully paid on maturity. If the repayment is amoritized, then a portion of the loan must be paid on scheduled days till maturity.
Reallowance Fee as % of Principal Amount: Fee paid to secondary sellers of the securities, expressed as a percentage of the principal amount offered in this market (see AMT).
Reallowance Fee as % of Selling Concession: Fee paid to secondary sellers of the securities, expressed as a percentage of the selling concession (see SC).
Date of Resolution: Date on which the bonds are launched. Applies only to Japanese Debt and Convertible Debt databases.
Japanese Convertibles: Reset Conversion Price Direction (Code): U/D (up or down) direction flag for Reset Conversion Price. Applied only to Japanese Domestic Convertible Debt.
Reset Frequency of Coupon (Code): SDC code identifying the frequency with which the coupon resets (e.g. W).
Reset Frequency of Coupon (Description): Description of the frequency with which the coupon resets (e.g. Weekly).
Residual Carry Forward from Previous Program ($ Mil): Amount not issued under previous program and incorporated into the current program, in millions of dollars. Applies only to MTN Programs database.
Residual as % of Total Program Amount: Amount not issued under previous program and incorporated into the current program as a percentage of the total current program. Applies only to MTN Programs database.
Shares Carried Forward from Previous Shelf: Number of shares in the current shelf registration that were carried forward from a previous shelf registration. Applies only to Shelf Registrations database.
Japanese Issues: Resolution Date: Date on which the issuer’s board of directors passes a resolution to offer shares. Applies only to Japanese Common Stock database.
Amended & Restated Loan Flag (Y/N): Y/N flag set to “Yes” when loan is an amended and restated loan from a previous agreement.
Total Revenues After Offering ($ Mil): Total revenues for the 12-month period after the offering, in millions of US dollars.
Total Revenues Before Offering (US$ mil): Total revenues for the latest 12-month period before the offering, in millions of US dollars.
Revolver Loan Flag (Y/N): Yes/No flag indicating whether tranche is a revolving credit tranche.
R & I Rating: Japan Rating & Investment Information rating (e.g. BBB+) at the time of the issue. Applies only to the Japanese New Issues database.
A yes/no flag that is set to yes when the privilege is granted to existing shareholders of a corporation to buy additional shares of a new issue of common stock at a discount before it is offered to the public.
R & I Rating Group: Japan Rating & Investment Information rating group number (e.g. 600) at the time of the issue. Applies only to the Japanese New Issues database.
Return on Assets ($ Mil): Net income after taxes / Assets.
Return on Common Equity ($ Mil): Net income after taxes / Common Equity after offer.
Round Investment Date: Date the company received financing from the management firm/fund.
Venture Capital Number of Investors per Round:: The total number of investors who invested funds in each round of a venture capital investment.
Total Round Amount, Full or Partial ($ Thous): The total dollars invested by all funds in a round of financing. This figure represents the total of the known investor amounts.
Japanese Rights Issue: Amount (Host): Total amount raised from the sale of Rights Issue shares. Applies only to Japanese New Issues database.
Japanese Rights Issue: Number of Underwriters: Number of securities companies in the syndicate underwriting a rights offering. Applies only to Japanese New Issues database.
Japanese Rights Issue: Application End Date: Date on which application for rights issue shares ends. Applies only to Japanese New Issues database.
Japanese Rights Issue: Application Start Date: Date on which application for rights issue shares begins. Applies only to Japanese New Issues database.
Japanese Rights Issue: Payment Date: Payment due date for rights issue shares. Applies only to Japanese New Issues database.
Rule 144A Eligible Private Placement Flag (Y/N): Yes/No flag set to "Yes" where the private placement was issued under rule 144A. This is an amendment to Rule 144 for Qualified Institutional Buyers (QIBs) which, upon qualification as a QIB, allows the holders to trade such securities prior to the holding period established by Rule 144.
Japanese IPO Secondary Offer: Application Start Date: Date on which application for IPO secondary offer shares begins. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Application End Date: Date on which application for IPO secondary offer shares ends. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Number of Bookbuilding Shares Offered: Number of IPO Secondary shares offered to investors for demand survey. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Amount by Bookbuilding (Host): Amount raised from IPO Secondary shares priced by demand survey among investors. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Number of Bid Shares Offered: Number of IPO Secondary shares which are offered for competitive bids. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Amount by Bid (Host): Amount raised from IPO Secondary shares priced by competitive bid. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Bid End Date: Date on which bid for IPO secondary offer ends. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Bid Start Date: Date on which bid for IPO secondary offer starts, notice of bid results is given to the exchange, and after bid price is determined. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Bid Application Date: Date on which the issuer submits a Ministry of Finance application to offer IPO secondary shares by bid. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer:: Price After Bid (Host): Price of IPO Secondary offer after bid, in host currency. Applies only to Japanese New Issues database.
Standby Fee as % of Commitment: Standby fee (see SBYFEE) as percentage of standby commitment (see COMMIT). [ SBYFEE / COMMIT ] * 100. Applies only to Underwritten Calls database.
Standby Fee ($): The standby fee is the minimum compensation the standby purchaser(s)/manager(s) will receive from the company regardless of the number of shares actually sold. Applies only to Underwritten Calls database.
Standby Fee per Share ($): The standby fee is the minimum compensation the standby purchaser(s)/manager(s) will receive from the company regardless of the number of shares actually sold. Standby fee per share = Standby Fee / Underlying Common Shares. Applies only to Underwritten Calls database.
Standby Period in Days: Number of days between standby purchase agreement and redemption date. Applies only to Underwritten Calls database.
Standby Price per Share ($): Price that standby purchaser(s)/manager(s) agree to offer to buy preferred shares or debentures, expressed in dollars per share or bond.
Selling Concession ($ per Share or Bond): Portion of the gross spread (see G) allocated to the selling group (lead, co-managers and syndicate members), expressed in dollars per share or bond; equal to the discount at which securities are allocated to the selling group for resale to the investing public minus the offer price.
Selling Concession in Currency of Offer: Portion of the gross spread (see G) allocated to the selling group (lead, co-managers and syndicate members), expressed in the currency of the issue; equal to the discount at which securities are allocated to the selling group for resale to the investing public minus the offer price.
Selling Concession as % of Principal Amount - in this Mkt: Portion of the gross spread (see G) allocated to the selling group (lead, co-managers and syndicate members), expressed as a percentage of the principal amount offered in this market (AMT); equal to the discount at which securities are allocated to the selling group for resale to the investing public minus the offer price.
Selling Concession as % of Gross Spread: Portion of the gross spread (see G) allocated to the selling group (lead, co-managers and syndicate members), expressed as a percentage of the gross spread; equal to the discount at which securities are allocated to the selling group for resale to the investing public minus the offer price.
General Loan Notes: Additional information on the deal (e.g. Option to increase commitment).
Secondary Shares Offered as % of Shs Offered - in this Mkt: Secondary shares offered in this market (see SECSH) as a percentage of the total shares offered in this market (see SH).
General Security Type (Code): IFR SDC code indication type of security being offered (e.g. E).
Secondary Shares Filed - in this Mkt: Number of shares filed in this market at original filing that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see PRFIL).
Secondary Shares Filed as % of Shs Filed - in this Mkt: Secondary shares filed in this market at original filing (see SECFIL) as a percentage of total shares filed in this market (see SHFIL).
Secondary Shares Filed as % of Shs Filed - in this Mkt: Secondary shares filed in this market at original filing (see SECSHFIL) as a percentage of total shares filed in this market (see SHFIL).
Secondary Shares Offered as % of Shs Offered This Market: Secondary shares offered in this market at original filing as a percentage of total shares offered in this market.
Secondary Shares Offered as % of Shs Offered This Market: Secondary shares offered in this market (see SECSH) as a percentage of the total shares offered in this market (see SH).
2nd Lien Loan Flag: Yes/No Flag set to yes when the facility is a second lien facility. Lenders on second lien facilities have the rights to any collateral that is left after first lien lenders have recovered its losses in the event of default.
Secondary Shares Offered as % of Shs Offered This Market: Domestic secondary shares offered (see SECSH) as a percentage of the total domestic shares offered (see SH).
Secondary Shares as % of Shs Outstanding Before Offer - sum of all Mkts: Secondary shares in all markets offered as a percentage of shares outstanding in all markets before offer. [ ( TOT - TOTPRIMSH) / OUT ] * 100.
Secondary Shares as % of Shs Outstanding After Offer - sum of all Mkts: Secondary shares offered in all markets as a percentage of total shares outstanding in all markets after offer. [ (TOT - TOTSECSH) / OUTPF ] * 100.
SEC Registration Fee ($): Filing fees paid, in dollars, by the issuer to the Securities and Exchange Commission. Applies only to US New Issues databases.
Secondary Shares Offered - in this Mkt: Number of shares offered in this market that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see PRIMSH).
Secondary Amount Offered This Mkt (US $mil): Secondary amount offered for this market based on most recent filing (US $mil).
Secondary Amount Filed This Mkt (US $mil): Secondary amount filed for this market based on most recent filing (US $mil).
Amended Secondary Amount Filed This Mkts (US $mil): The secondary amount filed in this market at latest filing, in millions of dollars, if filing was amended.
Secondary Shares Filed - in this Mkt: Number of shares filed in this market that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see PRFIL).
Amended Secondary Shares Filed as % of Shs Filed - in this Mkt: Secondary shares filed in this market at latest amended filing (see SECSHFL2) as a percentage of total shares filed in this market at latest amended filing (see SHFIL2), if filing was amended.
Amended Secondary Shares Filed - in this Mkt: Number of shares filed in this market at latest amended filing that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see PRSHFIL2), if filing was amended.
Secondary Shares Offered - in this Mkt (Mil): Number of shares offered in this market, in millions of shares, that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see PRSHMIL).
Secondary Shares Offered this Market (thous): The number of secondary shares filed this market by the selling shareholders; includes Strategic Investor allocation and excludes Employee offering.
Security Type (Name): Short description of type of security being offered (e.g. Subord. Notes).
Security Type (Code): SDC code for the type of security being offered (e.g. 574).
Japanese Issues: Security Type (Descr): Type of Security.
Japanese Issues: Security Type (Code): Codes for Type of Security. (e.g., 11:Sraight Bonds, 12: Convertible Bonds, 13: Bonds with Warrants)
Security Type (Long Name): Full description of type of security being offered (e.g. Subordinated Notes).
Issuer/Borrower Sedol: An identification code, consisting of seven alphanumeric characters, that is assigned to all securities trading on the London Stock Exchange and on other smaller exchanges in the U.K.
Self-Funding Issue Flag (Y/N) (Pvt Placements): Yes/No indicator set to "Y" if the transaction violates the self-funding eligibility criteria which require a self-funded transaction to have 2 or more managers unrelated to the issuer in order to be eligible for league table credit. Excluded from SDC's standard New Issues rankings.
Self Funded Flag (Y/N):: Set to Y if the transaction meets the self-funding eligibility criteria which requires a self-funded transaction to have 2 or more managers unrelated to the issuer in order to be eligible for standard league table credit.
Self Funded Ineligible Flag (Y/N): Yes/No indicator set to "Y" if the transaction violates the self-funding eligibility criteria which requires a self-funded transaction to have 2 or more managers/ underwriters unrelated to the issuer in order to be eligible for standard league table credit. Excluded from SDC's standard New Issues rankings.
A flag indicating that the selling shareholder has been disclosed for the offering.
1-to-many field containing the 6 digit cusip specific to the institutions that tender bids to purchase the privatised entity (or stake in it). This bidding can be done through a number of different systems, the most frequent being an auction.
1-to-many field containing the 6 digit cusip of the selling shareholder(s) or company(s). This field is dependent upon Share Type = "Secondary" or "Primary and Secondary."
Selling Shareholder CUSIP: 1-to-many field containing the 6 digit cusip of the selling shareholder(s) or company(s). This field is dependent upon Share Type = "Secondary" or "Primary and Secondary." The CUSIP of the selling shareholder. The Committee on Uniform Security Identification Procedures, established under the auspices of the American Bankers Association to develop a uniform method of identifying securities CUSIP numbers are unique nine-digit numbers assigned to each series of securities.
Selling Shareholder Shares: The actual number of shares sold by the selling shareholder(s) or company (s). This field is dependent upon Share Type = "Secondary" or "Primary and Secondary".
Selling Shareholder Eligible Flag: A flag indicating that the selling shareholder has been disclosed for the offering.
Senior Debt Loan Flag (Y/N): Y/N flag set to “Yes” when loan is a senior debt.
Moodys Rating for Outstanding Senior Debt: Moodys rating of outstanding senior debt of issuer at time of program. Applies only to MTN Programs database.
S&P Rating for Outstanding Senior Debt: S&P rating of outstanding senior debt of issuer at time of program. Applies only to MTN Programs database.
Senior/Subordinated Debt Indicator: Text field describing the liquidation status of the issue (i.e.. Senior or Subord). Applies only to debt issues.
Warrants Sold Separately Flag (Y/N): Yes/No flag set to "Yes" where warrants are sold separately from issue. Applies only to non-US New Issues databases.
Serial Issue Flag (Y/N): Yes/No flag set to "Yes" where the issue is a serial issue. A serial issue is one where the bonds mature on various dates. See MAT for range, FMAT for final maturity, coupon ranges can be found in the NOTES field. Applies only to debt issues.
Series Identification: The number of the issue in the succession of offerings done by a particular issuer. For example, Ginnie Mae usually issues mortgages in a series starting with the year/series number, i.e. 2006-2
The date by which the executed order must be settled, either by the purchaser paying for the securities with cash or by the seller delivering the securities and receiving proceeds from their sale. Synonymous with Payment Date.
A unique code identifying each security.
1-to-many lookup detailing the institution responsible for providing the security's unique code (e.g. 9-Digit-Cusip).
Shares Offered - in this Mkt: Number of shares or ADRs offered in the domestic marketplace of issue (for global shares offered see TOT); for unit offerings the number denoted here is in shares, not units; see also ADRCONV or the NOTES field for additional ADR conversion or units details.
Promoters Shares as % of Global Shares Offered: Shares allocated to the promoting companies as a percentage of total global shares offered. Applies only to Indian New Issues database.
Shares Allocated to Shareholders of Promoting Companies: Number of shares allocated to shareholders of promoting companies. Applies only to Indian New Issues database.
The actual number of shares sold by the selling shareholder(s) or company(s). This field is dependent upon Share Type = "Secondary" or "Primary and Secondary."
Shares outstanding from prospectus after the offering: The number of shares of common stock currently issued and outstanding. This is the number of shares issued less the shares held in treasury. (Note: Shares outstanding includes all classes of common stock.) This is researched directly from the prospectus.
Shareholders Undisclosed Flag (Y/N): Yes/No indicator set to “Y” when the selling shareholders are not disclosed on a block trade.
Shares Offered Weighting: The number of new shares that a shareholder receives for each allotment of shares owned in a rights offering. For example, in a 3 for 8 rights offer this number would be 3.
Shares Sought Weighting: The number of shares a shareholder must own in order to receive the allotment of new shares in a rights offering. For example, in a 3 for 8 rights offer this number would be 8.
Shares Underwritten. Number of shares underwritten. Applies only to UK New Issues database.
Percent Change from Shares Filed to Shs Offered - in this Mkt: Percentage change from shares filed in this market at original filing to shares offered in this market.
Shelf Type indicates the type of shelf. Ex. Japan, Universal, Debt etc.
- Japan Shelf Debt
- Latin America Shelf Common
- Latin America Shelf Preferred
- Shelf Common
- Shelf Debt
- Shelf Preferred
- Universal Shelf
Rule 415 Shelf Registration Issue Flag (Y/N): Yes/No flag set to "Yes" where issue was taken off a shelf. A shelf registration allows a company to comply with registration requirements up to two years prior to the offer, thus issuers have the flexibility to go to market (take ‘pieces’ off the shelf and issue them) as conditions become favorable.
Shares Filed - in this Mkt: Number of shares filed in this market at original filing.
Amended Shares Filed - in this Mkt: Number of shares filed in this market at latest amended filing, if filing was amended.
Share Type Filed (Code): SDC code indicating whether shares filed at original filing are primary shares, secondary shares or a combination of both (i.e. P, S or C). Applies only to Issues in Registration databases.
Amended Share Type Filed (Code): SDC code indicating whether shares filed at latest amended filing are primary shares, secondary shares or a combination of both, if filing was amended (i.e. P, S or C). Applies only to Issues in Registration databases.
Amended Share Type Filed (Description): Text field indicating whether shares filed at latest amended filing are primary shares, secondary shares or a combination of both, if filing was amended (i.e. Primary, Second or Combined). Applies only to Issues in Registration databases.
Share Type Filed (Description): Text field indicating whether shares filed at original filing are primary shares, secondary shares or a combination of both (i.e. Primary, Second or Combined). Applies only to Issues in Registration databases.
Shares Offered - in this Mkt (Mil): Number of shares or ADRs offered in this market, in millions of shares; for unit offerings the number denoted here is in shares, not units; see also ADRCONV or the NOTES field for additional ADR conversion or units details.
Short Term Loan Flag (Y/N): Y/N flag set to “Yes” when loan is equal or less than one year.
Shares Offered as % of Shares Outstanding Before Offer All Markets: Shares offered in all markets as a percentage of total shares outstanding in all markets before offer. [ TOT / OUT ] * 100.
Shares Offered as % of Shares Outstanding After Offer All Markets: Shares offered in all markets as a percentage of total shares outstanding in all markets after offer. [ TOT / OUTPF ] * 100.
Shares Remaining on Shelf: The number of shares currently remaining on the shelf registration. Applies only to Shelf Registrations database.
Japanese Issues: Number of Underwritten Shares Offered: Total number of shares underwritten by syndicate group of securities companies. Applies only to Japanese IPO, Rights, and Public Offerings.
Share Type Offered (Description): Text field indicating whether shares offered are primary shares (the shares are all being sold by the company), secondary shares (the shares are all being sold be the selling shareholders), or a combination of both (i.e. Primary, Secondary, or Combined).
Share Type Offered (Code): TFSD code indicating whether shares offered are primary shares (the shares are all being sold by the company), secondary shares (the shares are all being sold by the selling shareholders), or a combination of both (the company is selling some of the shares and the selling shareholders are selling some of the shares). [P, S, or C]
Issuer all SIC (Codes on One Line): Standard Industrial Classification (SIC) codes for the issuer. A separate SIC code is assigned to each line of business in which a company is involved. The first SIC code listed is the primary SIC code, which indicates the primary line of business for the issuer based on revenues. Up to ten SIC codes will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer Primary SIC (Description): Primary Standard Industrial Classification (SIC) description for the issuer (e.g. Life Insurance). A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer Primary SIC (Code): Primary Standard Industrial Classification (SIC) code for the issuer. A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Loan Date: Signing Date: The date when the loan agreement becomes legal and final.
Simultaneous Offering Flag (Y/N): Yes/No Flag set to "Yes" where the issuer is either doing an additional transaction or offering the same security into an additional marketplace on the same date.
Simultaneous Offer CUSIP: CUSIP of the Company issuing additional securities in a simultaneous offer.
Global Simultaneous Offering Indicator: Yes/No flag set to "Yes" when the issue is being offered in more than one marketplace at the same time. See NOTES for details on global offerings.
Simultaneous US Offering Flag (Y/N): Yes/No flag set to "Yes" where the issuer is offering any type of security in the US marketplace on the same date that they are offering a security in any other marketplace.
Sinking Fund End Date:Date on which the last payment will be made by the issuer to the sinking fund, a custodial account which is used to repay the debt.
Sinking Fund End Year (CCYY): Year in which the last payment will be made by the issuer to the sinking fund, a custodial account which is used to repay the debt.
Sinking Fund Payment Frequency (Description): Text description indicating the frequency of payments made by the issuer to the sinking fund, a custodial account which is used to repay the debt (e.g. Annual).
Sinking Fund Payment Frequency (Code): SDC code indicating the frequency of payments made by the issuer to the sinking fund, a custodial account which is used to repay the debt (e.g. A).
Sinking Fund Payment Increase Option (Description): Text description indicating the type of option the issuer has to increase the payments made to the sinking fund, a custodial account which is used to repay the debt (e.g. Double).
Sinking Fund Payment Increase Option (Code): SDC code indicating the type of option the issuer has to increase the payments made to the sinking fund, a custodial account which is used to repay the debt (e.g. D).
Sinking Fund Percent Retired per Year: Percentage of issue amount that would be retired by the average annual sinking fund payment, a custodial account which is used to repay the debt.
Sinking Fund Start Date: Date on which the first payment will be made by the issuer to the sinking fund, a custodial account which is used to repay the debt.
Sinking Fund Start Year (CCYY): Year in which the first payment will be made by the issuer to the sinking fund, a custodial account which is used to repay the debt.
Sinking Fund Total Percent to be Retired: Total percentage of the issue amount that will be retired as a result of the payments made to the sinking fund, a custodial account which is used to repay the debt.
Sinking Fund Variable Payments Indicator (F/V/I): SDC code indicating the type of sinking fund, when the payments made to the sinking fund are not uniform; examples of non-uniform sinking fund payments include Variable Payments (e.g. V) and Funnels (e.g. F).
Japanese IPO Secondary Offer: Total Amount (Host): Total amount of IPO Secondary offer in host currency. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Number of Underwriters: Number of securities companies in the syndicate underwriting an IPO Primary share offering. Applies only to Japanese New Issues database.
Net Income as Reported for Mutual S&Ls ($ Mil): Net income after taxes as reported for mutual S&Ls converting to stock form, in millions of dollars. Net income after taxes pro forma the conversion is reported in NIAT above.
Shares Outstanding after Mutual to Stock Conversion.
Revenues as Reported for Mutual S&Ls ($ Mil): Revenues as reported for mutual S&Ls converting to stock form, in millions of dollars. Revenues pro forma the conversion are reported in REV above.
Savings & Loan Subscription Shares: Shares outstanding after the mutual to stock conversion, minus shares offered.
Japanese IPO Secondary Offer: Number of Non-Bid Shares Offered: Number of IPO Secondary shares which are offered at the after bid price. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Amount Non-Bid (Host): Amount raised from IPO Secondary shares offered at the after bid price. Applies only to Japanese New Issues database.
Sole-Led-MTN Flag (Y/N): Yes/No indicator set to "Y" if the transaction is a Sole-Led MTN takedown under $50mm. Excluded from SDC's standard New Issues rankings.
The date of the publication or source used by the TFSD analyst. This field is required on all equity deals reporting a Source Type.
1-to-many lookup of source information (e.g. the publication from which TFSD analysts source deal information). The majority of equity deals will have multiple source entries. This field is required on all equity deals regardless of Transaction Status.
Source of Loan Information (Description): The description of the sources used to obtain information about the loan.
S&P Rating: The issue’s rating from the Standard and Poors agency at time of offering. Ratings range from AAA, the highest, to D, the least credit worthy.
S&P 500 Average 1 Day After Offer.
S&P 500 Average 1 Week After Offer .
S&P 500 Average 2 Days After Offer.
S&P 500 Average 2 Weeks After Offer.
S&P 500 Average 2 Weeks Before Offer.
S&P 500 Average 3 Days After Offer.
S&P 400 Average 180 Days After Offer.
S&P 400 Average 1 Day After Offer.
S&P 400 Average 1 Week After Offer.
S&P 400 Average 2 Days After Offer.
S&P 400 Average 2 Weeks Before Offer.
S&P 400 Average 2 Weeks After Offer.
S&P 400 Average 365 Days After Offer.
S&P 400 Average 3 Days After Offer.
S&P 400 Average 4 Days After Offer.
S&P 400 Average 4 Weeks After Offer.
S&P 400 Average 60 Days After Offer.
S&P 400 Average 90 Days After Offer.
S&P 400 Average Yesterday.
Percent Change of S&P 400 Average from offer to 180 Days After Offer.
Percent Change of S&P 400 Average from offer to 1 Day After Offer.
Percent Change of S&P 400 Average from offer to 1 Week After Offer.
Percent Change of S&P 400 Average from offer to 2 Days After Offer.
Percent Change of S&P 400 Average from offer to 2 Weeks before Offer.
Percent Change of S&P 400 Average from offer to 2 Weeks After Offer.
Percent Change of S&P 400 Average from offer to 365 Days After Offer.
Percent Change of S&P 400 Average from offer to 3 Days After Offer.
Percent Change of S&P 400 Average from offer to 4 Days After Offer.
Percent Change of S&P 400 Average from offer to 4 Weeks After Offer.
Percent Change of S&P 400 Average from offer to 60 Days After Offer.
Percent Change of S&P 400 Average from offer to 90 Days After Offer.
Percent Change from Stock Offer Price to S&P 400 Average Yesterday.
S&P 400 Average at close of offer date.
S&P 500 Average 4 Days After Offer.
S&P 500 Average 4 Weeks After Offer.
Stock Price Premium on Special Call Option (%): For issues that have a special call option, if the premium exceeds the special call, the issuer can call the debt. Applies only to convertible debt and convertible preferred stock issues.
S&P 500 Average Yesterday.
Japanese Issues: JGB Spread Details: Details of LIBOR Spread, JGB Number, and JGB Spread.
Annual Intended Common Stock Dividend: If the company has not paid dividends in the past, but intends to start paying dividends, this item contains the annual intended dividend as reported in the prospectus.
Special Warrants Flag (Y/N): Yes/No flag set to “Yes” where the issue includes special warrants. Applies only to common stock issues in the Canadian New Issues database.
S&P Event Risk Rating.
S&P Group Rating.
Spinoff Issue Flag (Y/N): Yes/No flag set to “Yes” where the issue is a spinoff. A spinoff in the New Issues database is the initial distribution of shares (IPO) by a company representing ownership in a division or subsidiary of the company that will now trade separately from its parent. All spinoffs in the New Issues database are offered to the public and the parent must own at least 50% of spinoff company prior to the issue.
Spinoff Company: Parent's Business (Description): Short description of business in which spunoff company’s parent is engaged.
Spinoff Company: Parent's City: City where spunoff company’s parent is located.
Spinoff Company: Parent's Exchange Listing (Description): Primary common stock exchange listing of spunoff company's parent (e.g. New York).
Spinoff Company: Parent's Exchange Listing (Code): Primary common stock exchange listing of spunoff company's parent (e.g. N).
Spinoff Company: Parent's Name: Name of spunoff company's parent.
Spinoff Company: Parent's Industry (Code): SDC industry code of spunoff company's parent (e.g. RT).
Spinoff Company: Parent's Industry (Description): Industry of spunoff company's parent (e.g. Retail).
Spinoff Company: Parent's Nation (Code): Nation code where spunoff company’s parent is located (e.g. US).
Spinoff Company: Parent's Nation (Name): Nation where spunoff company’s parent is located (e.g. United States).
Spinoff Company: Parent's Primary SIC (Code): Primary SIC code of spunoff company's parent.
Spinoff Company: Parent's State (Name): State where spunoff company’s parent is located (e.g. New York).
Spinoff Company: Parent's State (Code): State code where spunoff company’s parent is located (e.g. NY).
Spinoff Company: Parent's Ticker Symbol: Common stock ticker symbol of spunoff company's parent.
Spinoff Company: Percent Owned by Parent After Spinoff: Percentage of issuer/subsidiary owned by the parent after spinoff issue.
Spinoff Company: Percent Owned by Parent Before Spinoff: Percentage of issuer/subsidiary owned by the parent before spinoff issue.
Spinoff Company: Parent’s Business Description (One Line)
The city location of the parent company of a Spinoff child.
Spinoff Company: Parent's 6-digit CUSIP: 6-digit CUSIP of spunoff company’s parent.
Spinoff Company: Percent Being Spunoff by Parent: Percent of issuer/subsidiary that is being spunoff by the parent in a spinoff issue.
The exchange code of a parent company in a child's spinoff deal
The name of the parent of a Spunoff child
The sic code of the parent of a spunoff child
The state location (code) of the parent of a spunoff child.
The ticker symbol of the parent of a spunoff child
Spinoff Company: Parent's Nation (Code): Nation code where spunoff company’s parent is located (e.g. US).
Split Rated Issue Flag (Y/N): Yes/No flag set to "Yes" where Moodys and S&P has rated the same bond issue differently. For example, Moodys rates an issue AAA and S&P rates that same issue Aa.
Split Rated by Rating Group Issue Flag (Y/N): Yes/No flag set to "Yes" where Moodys and S&P has rated the same bond issue in different groups. For example, Moodys rates an issue AAA (in the ‘A’ group) and S&P rates that same issue BBB+ (in the ‘B’ group).
Split Junk Flag (Y/N): Yes/No flag set to set to “Yes” if one rating agency (S&P or Moodys) rates a bond as investment grade and the other agency (S&P or Moodys) rates the same bond as high yield (junk).
Ratings (Loans): Split High Yield Rated Flag (Y/N). Split-rated loans are defined as loans of borrowers with either combination of the following senior unsecured debt ratings:
(1) Borrowers rated Baa3 and higher by Moody’s Investor Service and rated BB+ and lower by Standard and Poor’s.
(2) Borrowers rated BBB- and higher by Standard and Poor’s and rated Ba1 and lower by Moody’s Investor Service.
Loan Performance Grid: S&P Rating Maximum: The most the margin will be for S&P Rating in a given range (if variable) or where S&P Rating is available.
Loan Performance Grid: S&P Rating Minimum: The least the margin will be for S&P Rating in a given range (if variable) or where S&P Rating is available.
Sponsor Flag (Y/N): A yes/no flag identifying those deals in which the Borrower is owned by a private equity company.
Percentage Change of S&P 500 Average from offer to 1 Day After Offer.
Percentage Change of S&P 500 Average from offer to 1 Week After Offer.
Percentage Change of S&P 500 Average from offer to 2 Days After Offer.
Percentage Change of S&P 500 Average from offer to 2 weeks Before Offer.
Percentage Change of S&P 500 Average from offer to 2 Weeks After Offer.
Percentage Change of S&P 500 Average from offer to 3 Days After Offer.
Percentage Change of S&P 500 Average from offer to 4 Days After Offer.
Percentage Change of S&P 500 Average from offer to 4 Weeks After Offer.
Percentage Change from Stock Offer Price to S&P 500 Average Yesterday.
Percentage Change of S&P 500 Average on Same Day of Offer.
Benchmark Treasury: Description of treasury note (coupon and maturity) that issue was priced off of (e.g. 9.25-12/15/98).
S&P 500 Average at Close of Offer.
Source of Loan Information (Code): SDC code for the sources used to obtain information about the loan.
Selling Shareholder is a Financial Sponsor (Y/N):: A flag indicating that the selling shareholder is a financial sponsor
Issuer State (Name): State where the issuer is located.
Status of Loan (Code): SDC code for the current status of the loan agreement.
Status of the Offer (Description) (e.g. Pending). Applies only to UK New Issues database.
Status of the Offer (Code) (e.g. P). Applies only to UK New Issues database.
Status of Loan (Description): Description of the current status of the loan agreement.
Rumored-when there is talk in the press that a company is looking to raise money through a bank loan. No bank is mandated to raise the deal
Announced- the company or lead bank(s) announce publicly that is looking to raise money through a bank loan or the story is confirmed
Mandated-the company appoints a lead bank(s)/bookrunner to arrange a bank loan
In Process/In Syndication-the lead bank is in the process of structuring the loan and arrange a group of banks to provide the funds
Financial Close- funds are available to borrower, all three tiers of syndication not yet completed
Closed/Signed-all three tiers of syndication complete, loan is done
Withdrawn/Terminated-plans to arrange the loan have ended
Issuer State (Code): State code where the issuer is located.
Short Term Debt ($ Mil): Total debt due in less than one year, including current portion of long term debt, short term bank borrowings, commercial paper, sinking fund requirements (for banks, includes deposits and federal funds purchased).
Ratings: Fitch Short Term Corporate Debt Rating: Fitch's short term corporate debt rating of the company at the time of closing. Displays deal with specific ratings that are being searched on.
Ratings: Moody’s Short Term Corporate Debt Rating: Moody’s short term debt rating of the company at the time of closing. Displays what ratings are available.
Ratings: Moody’s Short Term Corporate Debt Rating: Moody’s short term debt rating of the company at the time of closing. Displays deal with specific ratings that are being searched on.
Ratings: S&P Short Term Corporate Debt Rating: Standard & Poor’s short term debt rating of the company at the time of closing. Displays what ratings are available.
Ratings: S&P Short Term Corporate Debt Rating: Standard & Poor’s short term debt rating of the company at the time of closing. Displays deal with specific ratings that are being searched on.
Short Term Debt as % of Capitalization: Total debt due in less than one year, including current portion of long term debt, short term bank borrowings, commercial paper, sinking fund requirements (for banks, includes deposits and federal funds purchased), as a percent of capitalization. Capitalization is total debt (short-term, long-term, subordinated and convertible) plus common equity, preferred equity and minority interests.
Pricing Talk Issue Price Step Size: Percentage by which the issue price is incremented in the pricing talk (see IPRHIGH and IPLOW). Applies only to Japanese New Issues database.
Sterling Exchange Rate: Exchange rate used to convert US dollar-denominated data items from British Pounds Sterling to US Dollars. Apples only to UK New Issues database.
Proceeds Amount Inc. Over Sold-in this Market (STG mil): Proceeds amount of the issue in this market plus Over Sold in this Market for this market.
Issuer State of Incorporation (Name): State where the issuer was incorporated at the time of the offering (e.g. Delaware).
Issuer State of Incorporation (Code): State code where the issuer was incorporated at the time of the offering (e.g. Delaware).
Stock Type (Description): Description of the type of stock underlying a convertible issue or an issue with attached warrants (i.e., Par Value common Stock). Applies only to Japanese New Issues database.
Stock Type (Code): SDC code indicating the type of stock underlying a convertible issue or an issue with attached warrants (i.e., 102). Applies only to Japanese New Issues database.
Japanese Issues: Registered Stock Number: ID number of JPC deal information.
Japanese Issues: Stock Type (Code): Type of stock. (e.g. Common Stock with Par Value)
Strategic Investor Flag (Y/N): Yes/No indicator set to “Y” when all of the shares offered in this market are sold to strategic investors that have been pre-designated in the prospectus.
Issuer/Borrower Street Address: The street address of the issuer/borrower where available.
Issuer Street Address (Line 1).
Issuer Street Address (Line 2).
Strike Price (Host Currency): For bonds with attached warrants, the price at which the warrant is exercisable. For convertible issues, the price at which the bonds are convertible into stock. Both are indicated in host currency.
Strike Price (US$): For bonds with attached warrants, the price at which the warrant is exercisable. For convertible issues, the price at which the bonds are convertible into stock. Both are indicated in US dollars.
Subordinated Debt ($ Mil): Total subordinated debt due in more than one year.
Loan Sub-Facility Amount ($ Mil): The maximum loan sub-facility amount available for a particular tranche of the loan.
Loan Sub-Facility Amount (Host Mil): The maximum loan sub-facility amount available for a particular tranche of the loan in the target market currency.
Subordinated Debt as % of Capitalization: Total subordinated debt due in more than one year, as a percent of capitalization. Capitalization is total debt (short-term, long-term, subordinated and convertible) plus common equity, preferred equity and minority interests.
Subordinated Debt as % of Capitalization, exc. STD: Total subordinated debt due in more than one year, as a percent of capitalization excluding short term debt. Capitalization, excluding short term debt, is the sum of long-term, subordinated and convertible debt plus common equity, preferred equity and minority interests.
Loan Sub-Facility Minimum Denominations (Host Thous): The minimum amount for the sub-facility advance.
Loan Sub-Facility Increments (Host Thous): The multiple amounts that can be drawn for the sub-facility.
Loan Sub-Facility Type (Code): SDC code for sub-facility option types in a particular tranche in the loan agreement.
Loan Sub-Facility Type (Description): Description of sub-facility option types in a particular tranche in the loan agreement.
Moodys Rating for Outstanding Subordinated Debt. Applies only to MTN Programs database.
Subscription Level: Percentage of actual bids compared to expected bids prior to the issue (e.g. if the underwriting book is filled four times over, the percentage is 400%)
S&P Rating for Outstanding Subordinated Debt. Applies only to MTN Programs database.
Sub Underwriting Fee. Applies only to UK New Issues database.
Japanese IPO Primary & Secondary: No. Successful Bid Shares Offered: Number of shares successfully bid.
Issuer/Borrower Supranational Flag (Y/N)
Sovereign Wealth Fund Involvement Flag (Y/N): For Bonds and Loans, populated Y if the Issuer/Borrower or Immediate, Intermediate, or Ultimate Parent of the Issuer/Borrower is a sovereign wealth fund. For New Issues, populated Y if the Issuer/Borrower, Immediate, Intermediate, or Ultimate Parent of the Issuer/Borrower, Selling Shareholder, or Immediate, Intermediate, or Ultimate Parent of the Selling Shareholder is a sovereign wealth fund. A sovereign wealth fund is a government controlled investment fund that is funded from foreign reserves or commodities and participates in foreign investment activity with a long-term investment horizon.
Loan Syndication Agent (Codes): SDC code for the manager with the Syndication Agent role displayed across the page.
Loan Syndication Agent (Name Listed Down the Page): All Syndication Agent(s) name(s) will be shown listed in a column down the page.
Loan Syndicate Type (Code): SDC code indicating type of syndication of deal (e.g. Syndicated, Bilateral, Club Syndicate).
Syndicated Issue Flag (Y/N): Yes/No flag set to "Yes" where issue is syndicated, i.e. a group of investment banks purchases shares from the issuer for resale to investors; also called an underwriting group. This is different from a Selling Group in that the members of the syndicate group actually purchase the shares and underwrite the risk of shares selling below the offer price.
Loan Syndicate Type (Description): Type of syndication of deal (e.g. Syndicated, Bilateral, Club Syndicate).
Syndicate Type (Code): Select type which describes the syndicate (e.g. Sole-Managed).
Tap Portion Issue Flag (Y/N):Yes/No flag set to "Yes" if issue has a tap portion. A ‘tap’ is similar to a shelf offering (takedown).
Principal Amount of Tap Issue - in this Mkt ($ Mil): Principal amount of offer in this market, in millions of dollars, including tap portion, if applicable. A 'tap' is similar to a shelf offering (takedown).
Proceeds Amount of Tap Issue - in this Mkt ($ Mil): Poceeds amount of offer in this market, in millions of dollars, including tap portion, if applicable. A 'tap' is similar to a shelf offering (takedown).
Loan Target Market (Code): Country code of Target market for non-Asian and non- Latin American borrowers the region where the loan is executed and/or distributed. The target market for Asian and Latin American borrowers will be defined as the domicile nation of the borrower.
Loan Target Market (Description) (e.g. United States): Full Country name of Target market for non-Asian and non-Latin American borrowers the region where the loan is executed and/or distributed. The target market for Asian and Latin American borrowers will be defined as the domicile nation of the borrower.
Target Market: Indicating the specific geographic location where the security is being offered.
Loan Pricing: Treasury Bill Maximum Spread: The maximum Treasury Bill Rate spread within a set range (if variable) or where Treasury Bill spread is available.
Loan Pricing: Treasury Bill Minimum Spread: The minimum Treasury Bill Rate spread within a set range (if variable) or where Treasury Bill Rate spread is available.
Loan Pricing: Treasury Bill Spread: The Treasury Bill Rate spread in a given range (if variable) or where Treasury Bill Rate spread is available.
Total Capitalization ($ Mil):Short term debt plus senior long term debt plus subordinated long term debt plus preferred equity plus minority interest plus common equity of issuer, in millions of dollars.
Total Capitalization, exc. STD: Senior long term debt plus subordinated long term debt plus preferred equity plus minority interest plus common equity of issuer, in millions of dollars.
Total Cost for Chief Commission Bank (Host Currency) (see CCB). Applies only to UK New Issues database
Total Cost for Chief Commission Bank (US$) (see CCB). Applies only to UK New Issues database.
Total Cost for Chief Commission Bank (US$ Mil) (see CCB). Applies only to UK New Issues database.
Total Cost for Chief Commission Bank (Host Mil) (see CCB). Applies only to UK New Issues database.
TCM Asia Flag: A flag that extracts transactions covered in Asian G3 and AsiaPac local currency rankings
Standby Tender Price (%): Price that standby purchaser(s)/manager(s) agree to offer to buy the shares or debt at, as a percentage of liquidation value/principal.
Term Loan Flag (Y/N): Y/N flag set to “Yes” when deal is a term loan.
Takeup Fee Per Share ($): Amount per share of common stock paid to the standby purchaser(s)/manager(s) on all shares of common stock actually purchased from the company by the standby purchaser(s)/manager(s) and on all shares of common stock acquired upon conversion of debentures/preferred stock or received by the standby purchaser(s)/manager(s), provided said number of shares of common stock exceed a stipulated percentage of the aggregate number of shares of common stock issuable upon conversion of debenture/preferred stock. Applies only to Underwritten Calls database.
Takeup Fee as % of Last Common Price: The takeup fee (see TFEE), as a percentage of the last common stock price (see LCOMPR).
Takeup Fee Varies Flag (Y/N): Yes/No flag set to "Yes" where takeup fee is not fixed at the time of the call. Applies only to Underwritten Calls database.
Issuer/Borrower Macro Industry (Code): Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Macro Industry (Description): Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Mid Industry (Code): Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Issuer/Borrower Mid Industry (Description): Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
TFSD Package Identifier: SDC’s unique identifier for the type of security package. Syndicated Loans: Loan/Facility package id. The same as FACILITY_ID.
Issuer/Borrower Macro Industry (Code): Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Mid Industry (Code): Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Theoretical Discount: The theoretical discount is the percent by with the offer price is less than the theoretical ex-rights price (TERP). This data item only applies to rights issues in the UK New Issues database.
Theoretical Ex-Rights Price (TERP)(Host Currency): The TERP is the new price of the stock, ignoring all other factors, that would be implied by the offer price, the last stock price, and the weighting of the issue. This item is expressed in host currency and only applies to rights issues in the UK New Issues database.
Theoretical Ex-Rights Price (TERP) in Pence: The TERP is the new price of the stock, ignoring all other factors, that would be implied by the offer price, the last stock price, and the weighting of the issue. This item only applies to rights issues in the UK New Issues database.
Issuer/Borrower Ultimate Parent Macro Industry (Code): Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Ultimate Parent Macro Industry (Description): Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories.
Issuer/Borrower Ultimate Parent Mid Industry (Code): Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Issuer/Borrower Ultimate Parent Mid Industry (Description): Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories.
Issuer Ticker Symbol at Offering: Symbol for issuer's stock on its primary exchange at the time of issue.
Issuer/Borrower M&A Industry (Description): Description of the target industry sector (e.g. Engineering Serivces).
Issuer/Borrower M&A Industry (Code): SCD code for the target industry sector.
Tombstone Issue Flag (Y/N): Yes/No flag set to "Yes" where the source of the private placement was a tombstone published in a major publication. Applies only to Private Placements and Rule144A databases.
Tombstone Date: Date of published advertisement of private placement transaction terms. Applies only to Private Placements and Rule144A databases.
Tombstone Source: The name of the publication in which the private placement tombstone was noted. Applies only to Private Placements and Rule144A databases.
Shares Offered - sum of all this Mkts: Number of shares or ADRs offered in all markets (for shares offered in this market see SH); for unit offerings the number denoted here is in shares, not units; see also ADRCONV or the NOTES field for additional ADR conversion or units details.
Secondary Amount Offered All Mkts (US $mil): Secondary amount offered for all markets based on most recent filing (US $mil).
Japanese IPO Primary Offer: Total Number of Shares Offered: Total number of IPO primary shares. Applies only to Japanese New Issues database.
Japanese IPO Secondary Offer: Total Number of Shares Offered: Total number of IPO secondary shares. Applies only to Japanese New Issues database.
Total Employee Offering: The total offering of the issuing of rights, to existing shareholders of a security, to buy a proportional number of additional securities at a given price (usually at a discount) within a fixed period.
Japanese Issues: Total Fee Paid to This Underwriter (Host): Total fee amount paid to this underwriter.
Total Long Term Debt ($ Mil): Senior debt plus subordinated debt of issuer, in millions of dollars.
Total Capital Authorized Before Offer. Applies only to UK New Issues database.
Total Capital Authorized After Offer. Applies only to UK New Issues database.
Total Debt ($ Mil): Short term debt plus senior debt plus subordinated debt of issuer, in millions of dollars.
Principal Amount - sum of all Mkts ($ Mil): Total principal amount of the entire transaction, in millions of dollars. This figure represents all tranches of the transaction. For bond issues, this figure is calculated by accumulating the principal amount for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares multiplied by the offer price for each tranche within the transaction. For common stock issues, principal amount equals proceeds amount (see R_TOTDOLAMTPRO). For debt issues, principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value.
Amount Filed using Mid File Price All Markets (US $mil): The global amount filed at original filing, in millions of dollars, using the mid file price. On common stock issues, this data item = original global shares filed (TOTSHSFILED) X original mid file price (MFILE).
Amount Filed using High File Price - sum of all Mkts ($ Mil): The amount filed in all markets at original filing, in millions of dollars, using the high file price. On common stock issues, this data item = original shares filed in all markets (TOTSHSFILED) X original high file price (HFILE).
Total Equity ($ Mil): Preferred equity plus minority interest plus common equity of issuer, in millions of dollars.
Amount Filed - sum of all Mkts ($ Mil): The amount filed in all markets at the original filing, in millions of dollars. On common stock issues, this data item = Original Shares Filed for All markets (TOTSHSFILED) X Original Mid File Price (MFILE).
This data item first looks at shares filed provided in the original filing and multiplies it by the mid-file price reported. If either of these two items is not disclosed, then it would look at the actual Amount Filed for All Markets report in the original filing. If neither is available, then this data item will be blank.
Amended Amount Filed - sum of all Mkts ($ Mil): The amount filed in all markets at the latest filing, in millions of dollars, if filing was amended. On common stock issues, this data item = Latest Shares Filed in All Markets (TOTSHFIL2) X Latest Mid File Price (MFILE2).
Percentage Change from Original to Amended File Amount - sum of all Mkts: Percent change from original amount filed in all markets to amended amount filed in all markets, if filing was amended.
Gross Spread - in this Mkt ($): Total manager's fee, expressed in dollars. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC).
Gross Spread - in this Mkt (Host Mil): Total manager's fee, expressed in host currency millions. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC).
Fees: Total Global Gross Spread (US$ mil): Gross Spread - in this Market (US$ mil): Total manager's fee, expressed in millions of Dollars. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC).
Gross Spread - in this Mkt ($ Mil): Total manager's fee, expressed in millions of dollars. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC).
Total Investment Received by Company to-date ($ Thous): The sum of all rounds of financing a company has received throughout its lifetime
Percent of Shares Offered Internationally: Percent of shares offered in all markets that are offered outside the issuer's domestic market.
Total Capital Issued Before Offer. Applies only to UK New Issues database.
Total Capital Issued After Offer. Applies only to UK New Issues database.
Management Fee ($): Portion of the gross spread (see G) that is paid to the lead manager(s), expressed in dollars.
Management Fee ($ Mil): Portion of the gross spread (see G) that is paid to the lead manager(s), expressed in millions of dollars.
Management Fee (Host Mil): Portion of the gross spread (see G) that is paid to the lead manager(s), expressed in host currency millions.
Shares Offered to Non-Public Indian Entities: Total shares offered to specified non-public entities (promoters plus unit trusts plus mutual funds plus non-resident Indians plus employees plus FII plus shareholders plus other). Applies only to Indian New Issues database.
Shares Offered to Non-Public Indian Entities as % of Global Shares Offered: Total number of shares allocated to specified non-public entities as a percentage of total shares offered. Applies only to Indian New Issues database.
Ordinary Shares Offered - sum of all Mkts: Number of ordinary shares offered in all markets, if issue is an American Depository Receipt or Share (ADR or ADS). Ordinary shares offered in all markets are calculated by multiplying the number of ADR/ADS shares offered in all markets by the ADR/ADS conversion ratio.
Overallotment Amount Option - sum of all Mkts ($ Mil): Overallotment amount (a.k.a. green shoe) option in all markets, in millions of dollars. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Amended Overallotment Amount Option - sum of all Mkts ($ Mil): Latest amended overallotment amount (a.k.a. green shoe) option filed in all markets, in millions of dollars, if filing was amended. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Applies only to Issues in Registration database.
Overallotment Shares Option - sum of all Mkts: Total overallotment shares (a.k.a. green shoe) option in all markets. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Amended Overallotment Shares Option - All Markets: Latest amended overallotment shares (a.k.a. green shoe) option filed in all markets, if filing was amended. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Primary Shares Filed - sum of all Mkts: Number of shares filed in all markets at original filing, from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders (see TOTSECFIL).
Primary Shares Filed as % of Shs Filed - sum of all Mkts: Primary shares filed in all markets at original filing (see TOTPRFIL) as a percentage of total shares filed in all markets (see TOTSHSFILED).
Primary Amount Offered all Mkts (US $mil): Primary amount offered in all markets based on most recent filing.
Primary Amount Filed all Mkts (US $mil): Primary amount filed for all markets based on most recent filing. (US $mil)
Amended Primary Amount Filed All Mkts (US $mil):: Amended Primary Amount Filed All Mkts (US $mil): The primary amount filed in all markets at latest filing, in millions of U.S. dollars, if filing was amended.
Primary Shares Offered as % of Shs Offered - sum of all Mkts: Primary shares offered in all markets (see TOTPRIMSH) as a percentage of the total shares offered in all markets (see TOT).
Primary Shares Offered - sum of all Mkts: Number of shares offered in all markets, from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders (see TOTSECSH).
Primary Shares Offered - sum of all Mkts (Mil): Number of shares offered in all markets, in millions of shares, from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders (see TOTSECSH).
Primary Shares Offered as % of Shs Offered All Markets:: Primary shares offered in all markets (see PRIMSH) as a percentage of the total shares offered in all markets (see SH).
Principal Amount with Currency of Issue - sum of all Mkts (Host Mil): Principal amount of issue for all markets with currency of issue, in host millions (e.g. 250 SFR).
Total Amount on Prospectus - sum of all Mkts ($ Mil): Total offering amount as stated in prospectus, in millions of dollars; for a simultaneous offering identified on one prospectus this item represents the sum of all tranches in that offering.
Amount Total on Prospectus All Markets ($ mil): Total offering amount as stated in prospectus, in millions of dollars; for a simultaneous offering identified on one prospectus this item represents the sum of all tranches in that offering.
Amended Primary Shares Filed - sum of all Mkts: Number of shares filed in all markets at latest amended filing, from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders (see TOTSECSHFIL2), if filing was amended.
Secondary Shares Offered as % of Shs Offered - sum of all Mkts: Secondary shares offered in all markets (see TOTSECSH) as a percentage of the total shares offered in all markets (see TOT).
Reallowance Fee ($): Fee paid to secondary sellers of the securities, expressed in dollars.
Redemption Price plus Accrued Dividend/Interest (%): Redemption price plus dividends or interest as of redemption date divided by the principal amount or liquidation value being redeemed.
Reallowance Fee ($ Mil): Fee paid to secondary sellers of the securities, expressed in millions of dollars.
Selling Concession in Currency of Offer (Host Mil): Portion of the gross spread (see G) allocated to the selling group (lead, co-managers and syndicate members), expressed in host currency millions; equal to the discount at which securities are allocated to the selling group for resale to the investing public minus the offer price.
Selling Concession ($ Mil): Portion of the gross spread (see G) allocated to the selling group (lead, co-managers and syndicate members), expressed in millions of dollars; equal to the discount at which securities are allocated to the selling group for resale to the investing public minus the offer price.
Secondary Shares Offered as % of Shs Offered - sum of all Mkts: Secondary shares offered in all markets (see TOTSECSH) as a percentage of the total shares offered in all markets (see TOT).
Secondary Shares Filed - sum of all Mkts: Number of shares filed in all markets that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see TOTPRFIL).
Secondary Shares Filed as % of Shs Filed - sum of all Mkts: Secondary shares filed in all markets at original filing (see TOTSECFIL) as a percentage of total shares filed in all markets (see TOTSHSFILED).
Secondary Shares Offered as % of Shs Offered All Market: Global secondary shares offered (see SECSH) as a percentage of the total global shares offered (see SH).
Secondary Shares Offered - sum of all Mkts:Number of shares offered in all markets that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see TOTPRIMSH).
Secondary Amount Filed All Mkts (US $mil): Secondary amount filed for all markets based on most recent filing (US $mil).
Amended Secondary Amount Filed All Mkts (US $mil): Sum of all Mkts - Secondary amount filed based on most recent filing (US mil).
Amended Secondary Shares Filed - sum of all Mkts: Number of shares filed in all markets at latest amended filing that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see TOTPRSHFIL2), if filing was amended.
Amended Secondary Shares Filed as % of Shs Filed - sum of all Mkts: Secondary shares filed in all markets at latest amended filing (see TOTSECSHFL2) as a percentage of total shares filed in all markets at latest amended filing (see TOTSHFIL2), if filing was amended.
Secondary Shares Offered - sum of all Mkts (Mil): Number of shares offered in all markets, in millions of shares, that are being sold by current shareholders, i.e. from which the net proceeds will not go to the issuer (see TOTPRIMSHMIL).
Selling Concession ($): Portion of the gross spread (see G) allocated to the selling group (lead, co-managers and syndicate members), expressed in dollars; equal to the discount at which securities are allocated to the selling group for resale to the investing public minus the offer price.
Total Number of Shares by Book Manager: Total number of shares in a multi-tranche offering for which the book manager is responsible. If a manager is the book manager on more than one tranche, this item reflects the total number of shares on each of those tranches for which book manager is responsible.
Amended Shares Filed All Markets: Total number of shares filed in all markets at the most recent amendment.
Shares Filed All Markets: Total number of shares filed in all markets at the original filing.
Shares Offered All Markets (mil):: Number of shares or ADRs offered in all markets (for in this market offered see SH), in millions of shares; for unit offerings the number denoted here is in shares, not units; see also ADRCONV or the NOTES field for additional ADR conversion or units details.
Total Shares Oversold: Total number of shares offered in all markets plus the number of overallotment shares exercised. Valid for common, Euro common, preferred, convertible preferred and Euro Preferred.
Amount Filed using Mid File Price All Markets (US $mil): The amount filed in all markets at original filing, in millions of dollars, using the mid file price. On common stock issues, this data item = original shares filed in all markets (TOTSHSFILED) X original mid file price (MFILE).
Underwriting Fee (Host Mil): Portion of underwriting fee, expressed in host currency millions, to be paid to the lead and co-managers who were part of the purchasing group.
Underwriting Fee ($): Portion of underwriting fee, expressed in dollars, to be paid to the lead and co-managers who were part of the purchasing group.
Underwriting Fee (R Mil): Portion of underwriting fee, expressed in millions of dollars, to be paid to the lead and co-managers who were part of the purchasing group.
Total Amount Raised by Warrant (Host Currency): For bonds with attached warrants, the total principal amount, expressed in host currency, raised by the issuance of the attached warrants. Applies only to Japanese New Issues database.
Total Amount Raised by Warrant (US$): For bonds with attached warrants, the total principal amount, expressed in US dollars, raised by the issuance of the attached warrants. Applies only to Japanese New Issues database.
Tracking Stock: Yes/No flag set to "Yes" where the issue is a tracking stock. A parent company will issue a new series of common stock (a.k.a. letter stock) that is intended to recognize the underlying value of one of its business units. The tracking stock reflects the performance of that particular corporate segment. Tracking stocks got their name because they follow, or track, the underlying value, or earnings potential, of a subsidiary. In essence, they act as a mechanism that allows the parent company to retain control over its subsidiary while at the same time allowing Wall Street to place its bets (and put a price tag) on the division as a separate entity.
Trade Date: Date on which the security first trades.
Japanese Shelf Filings: Amount of Deal Issued Off of Shelf (US $ mil): Total amount in US$ million of issuance from the shelf.
Japanese Shelf Filings: Amount of Deal Issued Off of Shelf (host,mil): Total amount in JPY million of issuance from the shelf.
Japanese Shelf Filings: Type of Deal Issued Off of Shelf: Security type of deal.
Loan Tranche ID (e.g. A, B): Identifies and labels each tranche based on letter designation (ie. There are four tranches in a loan package--this function will identify each tranche as A,B,C,D).
Japanese Shelf Filings: Issue Date of Deal Issued Off of Shelf: Issue date of securities out of shelf. In JPD/JPCD term, Resolution Date of Issue.
Japanese Shelf Filings: SDC Log Number of Deal Issued Off of Shelf: SDC Log Number of Deal issued off the shelf. SDC Log Number is the ID number of the Deals on the SDC.
Japanese Shelf Filings: Registered Bond Number of Deal: Registered Bond Number(RBN#) of security issued from the shelf. RBN# is the ID number of JPD/JPCD.
Number of tranches into which a mortgage or an asset-backed issue is split. SDC categorizes each tranche of a mortgage or asset-backed issue as a separate deal within the Mortgage & Asset-Backed New Issues database.
Loan Number within Loan Package (e.g.2): Identifies and labels each tranche by numeric designation (e.g. If there are 3 tranches in a loan package, then it will label the first tranche as 1 and the second tranche as 2, etc).
Loan type (Description) (e.g. Rev Credit): SDC code for tranche type (i.e. Revolving Credit Facility, Term Loan or Bridge Loan, etc.)
Loan Type (Code): SDC code for tranche type.
Loan Type (Full Description) (e.g. Revolving Credit): Describes the tranche type (i.e. Revolving Credit Facility).
Transaction Type: Similar to security type. Itemizes the major characteristics of the issue. Data item is useful for searching all debentures. Rather than having to choose all security types within security type that have debenture in the security type, this can be used to choose an overall security type.
Transaction Status: Current state that offering is in. Values include rumored, pending and postponed. Note: Any transaction in a priced database has a value of live. Other status codes are reserved for “future” databases.
These fields summarize the type of security being offered. Transaction type is a more comprehensive description than ‘Transaction Category’ and ‘Security Type’.
Transfer & Registrar Agent Fees ($). Applies only to US New Issues databases.
Transaction Status: Indicates the status of an offering (e.g. Live, announced).
Trustees (Codes): SDC codes of trustees of issue.
Trustees (Codes Listed Down the Page): SDC codes of trustees of issue, with codes listed down the page one per line.
Deals with Trustee (Y/N): Yes/No flag set to Y for deals with a named Trustee.
Trustee Fees & Expenses ($). Applies only to US New Issues databases.
Trustees (Name): Names of trustees of issues.
Japanese Issues: Tokyo Stock Exchange Ticker: 4 digit code assigned by Securities Identification Code Conference. For those who do not bear the official codes, 7-digit codes are assigned. Applies only to Japanese New Issues database.
Japanese Issues: Type of Capitalized Issue (Code): Type of capitalized shares (code).
Japanese Issues: Type of Capitalized Issue (Description): Type of capitalized shares.
Japanese Issues: Type of Primary Issue (Description): Type of primary offer shares.
Deals with Underwriter Counsel (Y/N): Yes/No flag set to Y for deals with a named Underwriter Counsel.
Unit Investment Trust Flag (Y/N): A yes/no flag that is used to indicate a registered trust in which a fixed portfolio of income-producing securities are purchased and held to maturity. Investors receive an undivided interest of the portfolio's principal as well as income proportionate to the amount they invested.
Status of Issue (Code). Applies only to UK New Issues database.
Underlying Security Type (Code): The code for the type of security that the convertible/exchangeable will become once reaching maturity or due to the exercise of an option.
Underlying Security Type (Description): The description of the type of security that the convertible/exchangeable will become once reaching maturity or due to the exercise of an option.
Underwritten Issue Flag (Y/N): Yes/No flag set to “Yes” where the common stock issue is firmly underwritten. Applies only to common stock issues in the Australian and Indian New Issues databases.
Underlying Stock Exchange (Description): For convertible issues or bonds with attached warrants, the stock exchange description (i.e., Tokyo) on which the underlying stock trades. Applies only to Japanese New Issues database.
Underlying Stock Exchange (Code): For convertible issues or bonds with attached warrants, the stock exchange code (i.e., TY) on which the underlying stock trades. Applies only to Japanese New Issues database.
Underwriter's Non-Accountable Expense Allowance Fee.
Underwriting Fee ($ per Share or Bond): Portion of underwriting fee, expressed in dollars per share or bond, to be paid to the lead and co-managers who were part of the purchasing group.
Underwriting Fee in Currency of Offer: Portion of underwriting fee to be paid to the lead and co-managers who were part of the purchasing group, expressed in the currency of the issue.
Underwriting Fee as % of Principal Amount: Portion of underwriting fee to be paid to the lead and co-managers who were part of the purchasing group, expressed as a percentage of principal amount.
Underwriting Fee as % of Gross Spread: Portion of underwriting fee to be paid to the lead and co-managers who were part of the purchasing group, expressed as a percentage of gross spread.
Japanese Issues: Underwriting Type (Description): Type of underwriting such as Straight Underwriting, Stand-by Underwriting, and 3rd Party Allotment.
Japanese Issues: Underwriting Type (Code): Type of underwriting such as Straight Underwriting, Stand-by Underwriting, and 3rd Party Allotment.
Shares Allocated to Unit Trusts: Shares allocated to unit trusts. Applies only to Indian New Issues database.
Unit Issue: Unit Type (Code): SDC code indicating the types of securities the unit issue is composed of.
Unit Issue: Unit Composition: Short text description of the types of securities the unit issue is composed of.
Unit Issue: Number of Units: Number of units that that unit issue is composed of.
Unit Issue: Unit Notes (All CAPS): Text description of unusual features of the unit issue.
Unit Issue: Price per Unit: Offer price for each unit in the unit issue.
Unit Issue Flag (Y/N): Yes/No flag set to "Yes" where the offering is for units. A unit represents a combination of securities, such as common stock and warrants.
Unit Trust Shares as % of Global Shares Offered: Shares allocated to unit trusts as a percentage of total global shares offered. Applies only to Indian New Issues database.
Universal Shelf Registration Flag (Y/N): Yes/No flag set to “Yes” where the shelf registration is a universal filing. A universal shelf registration allows the issuer to pre-register securities up to two years in advance of an offering but, in the case of a universal filing, the registration can cover more than one type of security (i.e. common, preferred, debt). Applies only to Shelf Registrations database.
Ratio of the number of days that it would take for the company to fully absorb their shares eligible for sale based on the company's average daily trading volume. (Shares eligible for sale/average daily trading volume)
Use of Proceeds (Description Listed Down the Page):Purpose for which the funds received from the offering will be used (e.g. General Corporate Purposes), listed down the page.
Use of Proceeds Notes: Goes into full detail of what the purpose of the loan is for.
Use of Proceeds (Code): SDC code indicating the purpose for which funds received from the offering will be used (e.g. 10 or Commercial Paper Backstop). This data item is also used to find specific syndicated loans, i.e. Debtor-in-Possession and Leveraged Buyout.
Primary Use of Proceeds (Description Listed Down the Page): Purpose for which the largest portion of the proceeds from the offering will be used (e.g. General Corporate Purposes, Commercial Paper Backstop), listed down the page. This data item is also used to find specific syndicated loans, i.e. Debtor-in-Possession and Leveraged Buyout.
Primary Use of Proceeds (Code): SDC code indicating the purpose for which the largest portion of the proceeds from the offering will be used (e.g. 10).
Use of Proceeds (Description): Purpose for which the largest portion of the proceeds from the offering will be used (e.g. General Corporate Purposes) (30 characters wide).
Issuer Ultimate Parent’s Business (Description): Short text describing issuer ultimate parent’s primary line of business (30 characters wide).
Issuer Ultimate Parent’s 6-digit CUSIP: The CUSIP is a six character, unique identifier for every company. Every U.S. company with publicly traded securities is listed in the Standard & Poors CUSIP directory and has a CUSIP assigned to it. When companies are sorted by their CUSIPs, the listing will be approximately alphabetical. In cases where a CUSIP has not been assigned, SDC will estimate one according to the rules specified by S&P.
Date Deal was Last Updated by SDC.
Japanese Issues: Parent of Chief Commission Bank (Code): SDC code for the the parent of chief commission bank. A chief commission bank is an institution required to protect the interests of investors in the event an issuer defaults on the interest and principal of the bond.
Issuer Ultimate Parent’s Exchange Listing: Short description of primary stock exchange where issuer's ultimate parent's common stock is listed.
The URL (Internet address) of the Issuer/Borrower's Ultimate Parent
Issuer/Borrower Ultimate Parent NAIC (Code): A list of all North American Industry Classification System (NAICS) codes assigned to the ultimate parent of a company.
Issuer/Borrower Ultimate Parent NAICS Description:: A description of the North American Industry Classification System (NAICS) code assigned to the ultimate parent of issuer/borrower.
Issuer/Borrower Ultimate Parent Primary NAIC (Code): Primary North American Industry Classification System (NAICS) code assigned to the ultimate parent of a company.
Issuer/Borrower Ultimate Parent Primary NAIC Description: A description of the main North American Industry Classification System (NAICS) code assigned to the ultimate parent of a company.
Issuer/Borrower Ultimate Parent Primary NAIC Industry (Code): Primary North American Industry Classification System (NAICS) industry code associated with primary NAICS code of the ultimate parent of a company.
Issuer/Borrower Ultimate Parent Primary NAIC Industry Description: Primary North American Industry Classification System (NAICS) industry description associated with primary NAICS code of the ultimate parent of a company.
Issuer/Borrower Ultimate Parent NAIC (Code): A list of all North American Industry Classification System (NAICS) codes assigned to the ultimate parent of a company.
Issuer/Borrower Ultimate Primary NAIC Description: A description of all North American Industry Classification System (NAICS) codes assigned to the ultimate parent of a company.
Issuer Ultimate Parent’s Name: Name of issuer’s ultimate parent.
Issuer Ultimate Parent’s Nation (Name): Nation where issuer’s ultimate parent is located.
Issuer Ultimate Parent’s Nation (Code): Nation code where issuer’s ultimate parent is located.
Issuer Ultimate Parent’s Nation Region (Code): Nation region code where issuer’s ultimate parent is located.
Upper Bound for Reset Conversion 1 (%): Upward limit of the first reset conversion price in the case of an upward reset. Applies only to the Japanese Convertible Debt database.
Upper Bound for Reset Conversion 2 (%): Upward limit of the second reset conversion price in the case of an upward reset. Applies only to the Japanese Convertible Debt database.
Upper Bound for Reset Conversion 3 (%): Upward limit of the third reset conversion price in the case of an upward reset. Applies only to the Japanese Convertible Debt database
Isuer Ultimate Parent’s Public Status (Code): SDC code indicating the public status of the issuer's ultimate parent.
Ultimate Parent Total Revenues Before Offering (US$ mil): Total revenues for the latest 12-month period before the offering, in millions of US dollars, for the Borrower’s Ultimate Parent. AVAILABLE FOR SYNDICATED LOANS DATABASE ONLY.
Issuer/Borrower Ultimate Parent's SEDOL An identification code, consisting of seven alphanumeric characters, that is assigned to the ultimate parent of a company on the London Stock Exchange and on other smaller exchanges in the U.K
Issuer Ultimate Parent’s Primary SIC (Code): Primary Standard Industrial Classification (SIC) code for the issuer’s ultimate parent. A separate SIC code is assigned to each line of business in which a company is involved. The primary SIC code indicates the primary line of business for the issuer based on revenues. The primary SIC code will be assigned based on information obtained from Securities and Exchange Commission filings and other corporate documents.
Issuer Ultimate Parent’s State (Code): State code where the issuer’s ultimate parent is located.
Issuer/Borrower Ultimate Parent Supranational Flag (Y/N):: Set to Y when the issuer's/borrower's ultimate parent is a member of one of the following groups: all United Nations (i.e. World Trade Organization), International Bank for Reconstruction and Development (the World Bank), Bank of International Settlements, European Free Trade Association, European Nuclear Research Centre, European Space Agency, European Telecommunications Satellite Organization Intergovernmental Organizations (i.e. The OECD), International commodity organizations (i.e. the Organization of Petroleum Exporting Countries (OPEC)), Regional Development Banks (i.e. the European Bank for Reconstruction and Development, the Inter American Development Bank), or others such as The International Red Cross, International Satellite Organization (Intelsat) and the International Maritime Satellite Organization (Inmarsat).
Issuer Ultimate Parent’s Ticker Symbol at Offer: Trading symbol for issuer ultimate parent's common stock.
Issuer Ultimate Parent’s Trustee State (Name): State where issuer’s ultimate parent’s trustee is located.
Ultimate Parent All Industries (code): A separate code is assigned to each line of business in which the ultimate parent company is involved. The first code listed indicates the primary line of business for the issuer’s ultimate parent.
Ultimate Parent All Industries (description): A separate description is assigned to each line of business in which the ultimate parent company is involved. The first description listed indicates the primary line of business for the issuer’s ultimate parent.
Ultimate Parent Primary Industry (code): The code indicates the primary line of business for the issuer’s ultimate parent.
Ultimate Parent Primary Industry (description): The description indicates the primary line of business for the issuer’s ultimate parent.
Offer Amount in U.S. dollars.
Amount of Security Authorized Before Offer (US$). Applies only to UK New Issues database.
Amount of Security Authorized After Offer (US$). Applies only to UK New Issues database.
Exchange Rate to U.S. Dollar.
US Currency Exchange rate reported on the day of Sign/Closing.
Amount of Security Issued Before Offer (US$). Applies only to UK New Issues database.
Amount of Security Issued After Offer (US$). Applies only to UK New Issues database.
This data item only applies to the SDC Platinum™ Standard US Bond League Table Session (F Session). Yes/No indicator set to “Y” when the transaction meets the following criteria:
Includes all US dollar-denominated, non-convertible debt and non-convertible preferred stock transactions. Euro/144a transactions are included if dollar-denominated. Includes Mortgage-backed, Asset-backed and Taxable Municipal transactions.
Offer price in U.S. dollars.
Amount underwritten in U.S. dollars.
Total capital authorized (US$) before offer. Applies only to UK New Issues database.
Total capital authorized (US$) after offer. Applies only to UK New Issues database.
Total capital issued (US$) before offer. Applies only to UK New Issues database.
Total capital issued (US$) after offer. Applies only to UK New Issues database.
Loan Fee: Utilisation Fee %: The fee paid on the portion of the principal loan amount being used. Displays the Utilisation Fee in a range (if variable).
Loan Fees: Utilisation Fee % Maximum: The maximum Utilisation Fee. If a range is reported the maximum Utilisation Fee is reported.
Loan Fees: Utilisation Fee % Minimum: The minimum Utilisation Fee. If a range is reported the minimum Utilisation Fee is reported.
Bearer/Registered: Bearer securities are those that are traded without a record of ownership. Registered form means that the issuer keeps records of the security owner.
Pricing Technique: A drop down field indicating what method is being used to determine the price of the offered security.
Redemption Price: The price at which the issuer will redeem the bond on the maturity date.
Reoffer Price: A price fixed by the principal lead manager. The syndicate members agree to offer securities at the re-offer price to the primary market until the lead manager feels that the deal is largely placed. The deal is then said to ‘break syndicate’ and bonds are free to trade at whatever level the market sets. The re-offer price is instituted by the lead manager to assure that certain syndicate members do not unload securities at a price lower than the price agreed upon the syndicate as a whole. In most cases, the lead manager agrees to support the issue at the re-offer price. Another problem arises when syndicate members, who have trouble placing securities, insidiously sell the allocation back to the lead manager at the re-offer price.
Transaction Category: General category of bond being offered (e.g. Convertible bond).
Japanese Issues: Value of Public Offer Shares Underwritten (Host mil): Value of underwritten Public Offer shares. Applies only to Japanese New Issues database.
Japanese Rights Issue: Value of Underwritten Shares Offered (Host mil): Value of underwritten Rights offer shares. Applies only to Japanese New Issues database.
Japanese Issues: Value of Secondary Shares Underwritten (Host mil): Value of underwritten Secondary offer shares. Applies only to Japanese New Issues database.
Japanese Issues: Value of Non-IPO Secondary Shares Underwritten (Host): JPY value of Non-IPO secondary shares underwritten by each syndicate member. It equals to "Number of Non-IPO Secondary Shares Underwritten" x "Offer Price".
Japanese Issues: Value of Primary Shares Underwritten (Host mil): Value of underwritten Primary shares. Applies only to Japanese New Issues database.
VAT Issue Flag (Y/N): Yes/No Flag set "Yes" where Value Added Tax (VAT) is being paid. Applies only to UK New Issues database.
Venture Capital Backed IPO Issue Flag (Y/N): Yes/No flag set to "Yes" where the issuer was venture-backed at the time of the initial public offering.
Issuer All Industries (code): A separate code is assigned to each line of business in which a company is involved. The first code listed indicates the primary line of business for the issuer based on revenues.
Issuer All Industries (description): A separate description is assigned to each line of business in which a company is involved. The first description indicates the primary line of business for the issuer based on revenues.
Issuer Primary Industry (code): The code indicates the primary line of business for the issuer based on revenues.
Issuer Primary Industry (description): The description indicates the primary line of business for the issuer based on revenues.
Voting Rights of Shares. The voting rights of an issue (e.g. Full). Applies only to UK New Issues database.
Loan Voting Rights Flag (Y/N): Indicates whether the lenders listed on the deal have the right to vote on decisions that affect the company.
Warrant Call Indicator: Flag indicating whether the warrant has a call provision. A call provision provides the issuer with the right to buy back the warrants at a specified price.
Warrant Initial Call Date (mm/dd/yy): The first date on which the issuer has the right to buy back the warrant at the warrant call price.
Warrant Call Price: The price at which the issuer may buy back the warrants from holders.
Years Until Warrant is Callable: Years from the offer date to the initial call date of the warrant.
Number of Warrants Issued per bond
Warrant Amount as % Principal Amount: For bonds with attached warrants, the total principal amount raised by the issuance of the attached warrants as a percentage of the total principal amount.
Price of Warrant: The per warrant offer price.
Warrant Exercise Premium: Percent by which the warrant exercise price exceeds the underlying stock price.
Comments on Warrants.
Amount Raised by Warrant in Host Currency (mil): For bonds with attached warrants, the total principal amount (in millions host currency) raised by the issuance of the attached warrants.
Amount Raised by Warrant ($US mil): For bonds with attached warrants, the total principal amount (in $US millions) raised by the issuance of the attached warrants.
Japanese Shelf Filings: Withdrawal Date: Date on which an issuer canceled the shelf in the middle of its life.
Book Value per Share (Annual): Common equity (book value) divided by common shares outstanding from the latest fiscal year end, displayed in host currency.
Cash and Equivalents (Annual): Cash and cash-like items such as short-term investments that can be quickly converted to cash from the latest fiscal year end, displayed in host currency.
Cash Flow (Annual): Net Income from Total Operations minus Preferred Dividends plus Depreciation from the latest fiscal year, displayed in host currency.
Common Stock Equity (Annual): The amount of shareholders equity attributable to common stock from the latest fiscal year end, displayed in host currency. Common stock equity generally consists of the following items: 1. Common stock (all issues) at par value. 2. Capital surplus or additional paid-in capital. 3. Retained earnings or earned surplus (net of foreign exchange gains/losses). Common Stock Equity = Common stock (all issues) at par + Capital surplus (additional paid-in capital) + Retained earnings (or earned surplus).
Cost of Sales (Annual): Cost of Sales for the latest fiscal year, displayed in host currency. Cost of Sales includes all expenses directly associated with the production of goods or services the company sells (such as material, labor and overhead) excluding depreciation, depletion, amortization, and SG&A.
Cost of Sales (Quarterly): Cost of Sales for the latest fiscal quarter, displayed in host currency. Cost of Sales includes all expenses directly associated with the production of goods or services the company sells (such as material, labor and overhead) excluding depreciation, depletion, amortization, and SG&A.
Current Ratio (Annual): Total Current Assets divided by the Total Current Liabilities from the latest fiscal year end.
Current Dividend Yield: Dividend Yield for the most recent quarter.
Current Price/Earnings Ratio (P/E Ratio): Price/Earnings Ratio for the most recent quarter.
Dividends Paid per Share (Annual): Dividends paid per share for the latest fiscal year, displayed in host currency.
Foreign Sales (Annual): Revenue attributed to foreign sales for the latest fiscal year, displayed in host currency.
Financials:: Latest Fiscal Ending Date (LTM): The latest fiscal ending date for the last twelve months.
Latest Fiscal Revenue: The latest fiscal year revenue, displayed in host currency.
LTM Date: The ending date of the latest twelve month financial period.
LTM Diluted EPS from Continuing Ops.: Diluted earnings per share from continuing operations for the latest twelve month financial period, displayed in host currency.
LTM Revenue: Revenue for the latest twelve month financial period, displayed in host currency.
Operating Profit After Depreciation (EBIT) (Annual): Known as EBIT, it is the operating revenue less cost of sales, operating expense, SG&A expense, research & development and depreciation for the latest fiscal year, displayed in host currency.
Sales per $ Inventory (Annual): The latest fiscal year revenue (sales) divided by that latest fiscal year inventories, displayed in host currency.
Financials:: Total Assets (A, Host mil): Total balance sheet assets including, current assets, long-term investments and funds, net fixed assets, intangible assets, and deferred charges, as of the date of the most current financial information prior to the announcement of the transaction, expressed in host currency millions.
Financials:: Total Common Shares Outstanding (Annual) (Thous): Total number of common shares outstanding annually, in thousands of dollars.
Total Equity (Annual): Preferred stock equity + common stock equity for the latest fiscal year end, displayed in host currency.
Yield: Offer Yield to Maturity/Put (%): For convertible and non-convertible debt, this is the rate of return an investor will receive if the security is held to the first maturity date; use PYLD (preferred yield) for yield for preferred stock.
Yield Advantage: Extra amount of return an investor will earn if he purchases a convertible security instead of the common stock of the same corporation.
Offer Year (CCYY): Offer year of the issue
Principal domestic amount, in Japanese Yen (mil), credited to each book manager on the issue.
Principal domestic amount, in Japanese Yen (mil), credited to each mandated arranger on the issue.
Proceeds Amount Inc. Over Sold in this Market (YEN mil): Proceeds amount of the issue in this market plus Over Sold in this Market for this market.
Principal domestic amount, in Japanese Yen (mil), credited to each tier 1 agent on the issue.
52-week High Common Stock Price: Take from prospectus.
52-week Low Common Stock Price: Taken from prospectus.
Years Until Callable at Par: Number of Years before the issuer can repurchase the bond at the face amount.
Number of Years Before Sinking Fund Ends: Number of years from offer date to date when last sinking fund payment is due.
Number of Years Before Sinking Fund Starts: Number of years from offer date to date when first sinking fund payment is due.
Years since company has offered its stock to the public for the first time.
Years to Final Maturity: Number of years from offer date to final maturity.
Number of Years to Maturity: Number of years from the offer date to the maturity date. For serial and putable issues this item indicates the number of years to the first maturity date. In this case use FMAT (final maturity).
Yield Type Code: Code describing type of non-fixed rate yield (i.e., floats, varies, serial, etc.)
Zip Code: Issuer's five number zip or postal code.
Related Deal Number: Unique nine digit number assigned to the related M&A transaction.
Related M&A Details Available Flag Y/N: Yes/No flag set to 'Y' when related financing details specific to the M&A transaction exist.
Blank Check (SPAC) Involvement Y/N: Yes/No flag set to 'Y' when the Issuer is a Blank Check Company or Special Purpose Acquisition Vehicle.
Number of Days from IPO to Acquisition Announcement: Difference in number of days between Issue Date (D) of an IPO and the Announcement Date (DA) of an M&A transaction.
Related M&A Acquiror CIDGEN: A computer generated nine digit number used to identify the acquiring company in the related M&A transaction.
Related M&A Buyside: Financial Sponsor Acitivity Flag (Y/N): This data item will retrieve related M&A transactions that satisfy any one of the following conditions: - If the Acquirer, Investor, Immediate or Ultimate Parent of Acquirer, Immediate or Ultimate Parent of Investor, is a Financial Sponsor. - If the Acquirer, Investor, Immediate or Ultimate Parent of Acquirer, Immediate or Ultimate Parent of Investor is a Financial Sponsor or a portfolio company regardless of ownership stake (includes undisclosed, minority ownership of less than 50% and majority ownership of 50% or more).
Related M&A Financial Sponsor Involvement Flag (Y/N): Retrieves related M&A activity of any financial sponsor or its portfolio company. Includes M&A activity of undisclosed, majority, or minority owned portfolio company, fund, trust, or asset. Coverage of non-majority owned portfolio company activity begins in 2004. Non-majority ownership is defined as ownership of direct or indirect voting rights of less than 50% or undisclosed. Coverage of majority owned portfolio company activity begins in 1980.
Related M&A Investor CIDGEN: CIDGEN of members of acquiring group of the related M&A deal.
Related M&A Investor 6-digit CUSIPs: A 6-character unique identifier assigned to the investor of the related M&A deal. Every publicly traded U.S. company is listed in Standard and Poors CUSIP directory. If a CUSIP is not assigned, TR will estimate one according to the rules specified by Standard and Poors.
Related M&A Ranking Value inc. Net Debt of Target ($Mil): Rank value of the related M&A deal. Rank value is calculated by subtracting the value of any liabilities assumed in a transaction from the transaction value and by adding the target's net debt ($mil). Net debt is Straight Debt plus Short-Term Debt plus Preferred Equity minus Cash and Marketable Securities as of the date of the most current financial information prior to the announcement of the transaction. RANKVAL = VALNOLIA + STRD + STD + PFDEQ - CASH. Preferred Equity is not included if Cost to acquire Preferred Shares (CSTPFD) is filled in. If the target's net debt results in a negative Rank Value, Rank Value will be null. Rank Value is only calculated when all of the following conditions are met:
1. Target is either public or a non-public company for which complete balance sheet information is available.
2. The acquiror is attempting to acquire 100% of the target from a currently held percentage of less than 50%. **
3. The deal value is disclosed.
4. The target is NOT a bank, securities brokerage firm,
credit institution, insurance company, or leasing company. ** If less than 95% is acquired, Rank Value is not
applied and balance sheet debt is not prorated. For example, the acquisition of 85% of a company will not
include 85% of the debt. This standard is practiced whether or not the intention was to gain 100% economic
control of the company. If initial Rank Value credit was given, and less than 95% is actually acquired, all
debt credited to the transaction will be removed. If the objective is to acquire 100% of the economic interest of the company in a multi-step transaction, as stated at
the announcement date of the initial step, net debt will be included in the valuation of the deal where the majority
of shares are acquired. Debt will be calculated using the most recent financial statements prior to the announcement
of the initial step of the deal. Net debt will not be prorated between transactions. Related M&A Seller 6-digit CUSIP: A 6-character unique identifier
assigned to the seller of the related M&A deal. Every publicly traded U.S. company is listed in Standard and Poors CUSIP
directory. If a CUSIP is not assigned, TR will estimate one according to the rules specified by Standard and Poors.
TR defines sellers as companies or banks that are sellers of minority interest in the target company. The parent of
the company is never considered a seller. Related M&A Sellside: Financial Sponsor Activity Flag (Y/N): This data item
will retrieve related M&A transactions that satisfy one of the following conditions:
- If the Target, Seller, Immediate or Ultimate Parent of Target, Immediate or Ultimate Parent of Seller, is a Financial Sponsor.
- If the Target, Seller, Immediate or Ultimate Parent of Target, Immediate or Ultimate Parent of Seller, is a financial sponsor
or a portfolio company that is owned by a financial sponsor, regardless of ownership stake (includes undisclosed, minority ownership
of less than 50% and majority ownership of 50% or more). Related M&A Target CIDGEN: CIDGEN of the Target of the related M&A deal. Related M&A Acquiror 6-digit CUSIP: A 6-character unique identifier
assigned to the Acquiror of the related M&A deal. Every U.S. company with publicly traded securities is listed in the
Standard & Poors CUSIP directory. If a CUSIP has not been assigned TF will estimate one according to the rules specified
by Standard & Poors. Related M&A Date Announced: The date one or more parties involved
in the related M&A transaction makes the first public disclosure of common or unilateral intent to pursue the transaction
(no formal agreement is required). Among other things, Date Announced is determined by the disclosure of discussions
between parties, disclosure of a unilateral approach made by a potential bidder, and the disclosure of a signed Memorandum
of Understanding (MOU) or other agreement. For transactions prior to 2006 this date is set to equal Rank Date. Date Announced must be dated either on or before the Rank Date.
Therefore, in cases where the first public announcement of a transaction is made after the transaction has completed,
Date Announced should equal both Rank Date and Date Effective/Unconditional. Related M&A Form of the Deal (Code): 10 codes describing the
specific form of the related M&A transaction: M (MERGER): A combination of business takes place or 100% of the stock of a public or private company is acquired. A (ACQUISITION): deal in which 100% of a company is spun off or split off is classified as an acquisition by shareholders. AM (ACQ OF MAJORITY INTEREST): the acquiror must have held less than 50% and be seeking to acquire 50% or more, but less
than 100% of the target company's stock. AP (ACQ OF PARTIAL INTEREST): deals in which the acquiror holds less than 50% and is seeking to acquire less than 50%, or
the acquiror holds over 50% and is seeking less than 100% of the target company's stock.
AR (ACQ OF REMAINING INTEREST): deals in which the acquiror holds over 50% and is seeking to acquire 100% of the target
company's stock. AA (ACQ OF ASSETS): deals in which the assets of a company, subsidiary, division, or branch are acquired. This code is
used in all transactions when a company is being acquired and the consideration sought is not given.
AC: (ACQ OF CERTAIN ASSETS): deals in which sources state that "certain assets" of a company, subsidiary, or division
are acquired. R (RECAPITALIZATION): deals in which a company undergoes a shareholders' Leveraged recapitalization in which the company
issues a special one-time dividend (in the form of cash, debt securities, preferred stock, or assets) allowing shareholders
to retain an equity interest in the company. B (BUYBACK): deals in which the company buys back its equity securities or securities convertible into equity, either
on the open market, through privately negotiated transactions, or through a tender offer. Board authorized repurchases
are included. EO (EXCHANGE OFFER): deals in which a company offers to exchange new securities for its equity securities outstanding
or its securities convertible into equity. Related M&A Investor Names: Name of investors, which are part of
the acquiring group of the related M&A deal. Related M&A Sellers of a Minority Interest (Names): Name of the
firm, group or individual that is selling a minority interest in the target of the related M&A deal. Loan Yield Type: Loan yield type indicating whether the deal is
considered Leveraged/ High Yield or Non Leveraged. Maturity: Final Maturity Date (mm/dd/yy): The latest possible
maturity date of the bond or preferred stock. Date (mm/dd/yy) on which the principal amount of the issue comes due. Standard Debt Eligible Flag: Y/N flag to filter for all Standard League Table eligible debt transactions within standard (B) global debt rankings: All US Public, Euro Public and Rule 144a fee eligible Global debt transactions (including Global bonds, Euro/144a transactions, Yankee Bonds, Eurobonds, Foreign Bonds and preferred stock), with a maturity of 360 days or greater. Including MBS, ABS & Tax Munis. Excluding sole-led MTN takedowns with a prospectus amount less then $50m and excluding certificate of deposits less then $50m. Standard rank exclusions include transactions callable/putable under one year, transactions without a manager, non-underwritten transactions, self funded ineligible transactions, transactions that are not rank eligible (due to submission guidelines). Self-funded ineligible is defined as a straight debt transaction (excluding mortgage and asset securitizations and all equity-related transactions) unless two or managers unrelated to the issuer are present. Standard Equity & Equity-related Eligible Flag: Y/N flag to filter for all equity and equity-related transactions that meet Thomson Reuters global standard inclusion criteria: Domestic and international placements of equity offerings in addition to domestic and international equity-related transactions issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock and equity-related transactions issued by closed end funds or trusts(Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Excluding all strategic investor tranches. Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions. Standard Equity & Equity-related Eligible Flag (including Open Offers): Y/N flag to filter for all equity and equity-related transactions (including open offers) that meet Thomson Reuters global standard inclusion criteria: Domestic and international placements of equity offerings in addition to domestic and international equity-related transactions issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock and equity-related transactions issued by closed end funds or trusts(Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Excluding all strategic investor tranches. Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, and best efforts transactions. Standard Common Stock Eligible Flag: Y/N flag to filter for all common stock transactions that meet Thomson Reuters global standard inclusion criteria: Domestic and international placements of equity offerings issued in the United States,Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions. Standard Common Stock Eligible Flag (including Open Offers): Y/N flag to filter for all common stock transactions (including open offers) that meet Thomson Reuters global standard inclusion criteria. Domestic and international placements of equity offerings issued in the United States,Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, and best efforts transactions. Standard Convertible Offering Eligible Flag: Y/N flag to filter for all convertible transactions that meet Thomson Reuters global standard inclusion criteria: All convertible bond and convertible preferred stock transactions issued in the United States, Japan, Asia Pacific, Australia, Latin America, India, Korea and the EMEA region (Europe, Middle East, and Africa). Excluding equity-related transactions issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all equity-related transactions callable/putable under one year, all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions. Standard Block Trades & Accelerated Bookbuilds Eligible Flag: Y/N flag to filter for all block trades and accelerated bookbuild transactions that meet Thomson Reuters global standard inclusion criteria: Domestic and international placements of block trade and accelerated book build offerings issued in the United States, Canada, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts(Real Estate Investment Trusts and Business Development Companies are eligible for League Table credit). Standard rank exclusions include all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions. Standard Initial Public Offering Eligible Flag: Y/N flag to filter for all initial public offerings that meet Thomson Reuters global standard inclusion criteria. All initial public offerings (original IPO flag) with domestic and international placements issued in the United States, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions. Standard Secondary Offering Eligible Flag: Y/N flag to filter for all secondary transactions that meet Thomson Reuters global standard inclusion criteria. Domestic and international placements of secondary offerings issued in the United States, Japan, Asia Pacific, Australia, Latin America, India and the EMEA region (Europe, Middle East, and Africa). Offerings of secondary shares, including block trades and accelerated bookbuilt transactions, sold by non-institutional investors must have disclosed selling shareholders to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by US issuers must have a printed prospectus in order to be eligible for league table credit. Block trades and accelerated bookbuilt transactions by non-US issuers must be more than $25m to be eligible for league table credit. Excluding common stock issued by closed end funds or trusts. Excluding all strategic investor tranches. Standard rank exclusions include all transactions which are rank ineligible (due to submission deadlines), all transactions without a manager, all non-underwritten transactions, all open offer and best efforts transactions. Related M&A Rank Date: Rank date of the related M&A deal.
For transactions announced prior to 2006, Rank Date is the first public disclosure of the intent to merge or acquire.
For transactions announced in 2006 or later, Rank Date is redefined to be the earliest public announcement of when a value
can be applied to a transaction. If a value cannot be applied at Rank Date, the deal will be credited in the Announced League Tables
with an undisclosed value. If a value can be applied at a later date, prior to or upon completion, the Rank Date will be updated and
the value will be reflected in the Announced League Tables. For most spin-offs and debt restructurings the Rank Date will equal
the date the shares are distributed, however if these transactions can be valued prior to the completion (i.e. shares traded
publicly or on a when-issued basis), Thomson Reuters will allocate Announced League Table credit on the date the shares can be
valued, and not necessarily be when these shares are distributed. Related M&A Target 6-digit CUSIP: CUSIP for the target company of the related M&A deal. The CUSIP is a six character,
unique identifier for every target and acquiror. Every US company with publicly traded securities is listed in Standard &
Poor's CUSIP Directory. In cases where a CUSIP has not been assigned, TR will estimate one according to S&P's guidelines
for estimating CUSIPs. Related M&A Seller CIDGEN: A computer generated nine digit number used to identify the seller company in the related M&A
transaction. TR defines sellers as companies or banks that are sellers of minority interest in the target company.
The parent of the company is never considered a seller. Total Imputed Deal Fees ($Mil):: Total Imputed Deal Fee ($Mil) based on Thomson Reuters's
proprietary data model. Deal Fees are gross fees before expenses. Where deal fees are not publicly disclosed and therefore not
recorded in Thomson Reuters' Deals database, Thomson Reuters. will calculate deal fees using its proprietary algorithm, provided the
proceeds or deal value is available. Thomson Reuters.'s proprietary algorithm incorporates several variables recorded by Thomson Reuters
to derive estimated deal fees.
Thomson Reuters imputed fees may change periodically based on the following:
. Actual disclosed fee availability or
. Deal is upsized
Specific currency is converted using exchange rate at announcement of updated deal terms. Total Imputed Deal Fees (AU$Mil):: Total Imputed Deal Fee (AU$Mil) based on Thomson Reuters's proprietary data model. Deal Fees are gross fees before expenses. Where deal fees are not publicly disclosed and therefore not recorded in Thomson Reuters' Deals database, Thomson Reuters. will calculate deal fees using its proprietary algorithm, provided the proceeds or deal value is available. Thomson Reuters.'s proprietary algorithm incorporates several variables recorded by Thomson Reuters to derive estimated deal fees.
Thomson Reuters imputed fees may change periodically based on the following:
Actual disclosed fee availability or
Deal is upsized
Specific currency is converted using exchange rate at announcement of updated deal terms. Total Imputed Deal Fees (EURO):: Total Imputed Deal Fee (Euro) based on Thomson Reuters's proprietary data model. Deal Fees are gross fees before expenses. Where deal fees are not publicly disclosed and therefore not recorded in Thomson Reuters' Deals database, Thomson Reuters. will calculate deal fees using its proprietary algorithm, provided the proceeds or deal value is available. Thomson Reuters.'s proprietary algorithm incorporates several variables recorded by Thomson Reuters to derive estimated deal fees.
Thomson Reuters imputed fees may change periodically based on the following:
Actual disclosed fee availability or
Deal is upsized
Specific currency is converted using exchange rate at announcement of updated deal terms. Total Imputed Deal Fees (STG):: Total Imputed Deal Fee (Pounds Sterling) based on Thomson Reuters's proprietary data model. Deal Fees are gross fees before expenses. Where deal fees are not publicly disclosed and therefore not recorded in Thomson Reuters' Deals database, Thomson Reuters. will calculate deal fees using its proprietary algorithm, provided the proceeds or deal value is available. Thomson Reuters.'s proprietary algorithm incorporates several variables recorded by Thomson Reuters to derive estimated deal fees.
Thomson Reuters imputed fees may change periodically based on the following:
Actual disclosed fee availability or
Deal is upsized
Specific currency is converted using exchange rate at announcement of updated deal terms. Total Imputed Deal Fees (Yen):: Total Imputed Deal Fee (Yen) based on Thomson Reuters's proprietary data model. Deal Fees are gross fees before expenses. Where deal fees are not publicly disclosed and therefore not recorded in Thomson Reuters' Deals database, Thomson Reuters. will calculate deal fees using its proprietary algorithm, provided the proceeds or deal value is available. Thomson Reuters.'s proprietary algorithm incorporates several variables recorded by Thomson Reuters to derive estimated deal fees.
Thomson Reuters imputed fees may change periodically based on the following:
Actual disclosed fee availability or
Deal is upsized
Specific currency is converted using exchange rate at announcement of updated deal terms. ECM Self Funded Flag (Y/N): Yes/No Flag set to "Yes" if one or more of the book runners is a subsidiary of the issuing entity or if one of the book runners is the issuing entity. Acquiror Financial Advisor Imputed Fees per Advisor ($Mil): Imputed fees paid by acquiror per advisor ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor (AU$Mil): Imputed fees paid by acquiror per advisor (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor (EURO): Imputed fees paid by acquiror per advisor (Euro) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor (STG): Imputed fees paid by acquiror per advisor (STG) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor (Yen): Imputed fees paid by acquiror per advisor (Yen) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor ($Mil): Imputed fees paid by target per advisor ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor (AU$Mil): Imputed fees paid by target per advisor (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees Per Advisor (EURO): Imputed fees paid by target per advisor (Euro) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor (STG): Imputed fees paid by target per advisor (STG) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor (Yen): Imputed fees paid by target per advisor (Yen) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor ($Mil): Imputed fees paid by target or acquiror per advisor ($Mil) based on Thomson Reuters's proprietary data model Target or Acquiror Financial Advisor Imputed Fees per Advisor (AU$Mil): Imputed fees paid by target or acquiror per advisor (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor (EURO): Imputed fees paid by target or acquiror per advisor (Euro) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor (STG): Imputed fees paid by target or acquiror per advisor (STG) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor (Yen): Imputed fees paid by target or acquiror per advisor (Yen) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor Parent ($Mil): Imputed fees paid by acquiror per advisor ultimate parent ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor Parent (AU$Mil): Imputed fees paid by acquiror per advisor ultimate parent (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor Parent (EURO): Imputed fees paid by acquiror per advisor ultimate parent (Euro) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor Parent (STG): Imputed fees paid by acquiror per advisor ultimate parent (STG) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor Parent (Yen): Imputed fees paid by acquiror per advisor ultimate parent (Yen) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor Parent ($Mil): Imputed fees paid by target per advisor ultimate parent ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor Parent (AU$Mil): Imputed fees paid by target per advisor ultimate parent (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees Per Advisor Parent (EURO): Imputed fees paid by target per advisor ultimate parent (Euro) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor Parent (STG): Imputed fees paid by target per advisor ultimate parent (STG) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor Parent (Yen): Imputed fees paid by target per advisor ultimate parent (Yen) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor Parent ($Mil): Imputed fees paid by target or acquiror per advisor ultimate parent ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor Parent (AU$Mil): Imputed fees paid by target or acquiror per advisor ultimate parent (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor Parent (EURO): Imputed fees paid by target or acquiror per advisor ultimate parent (Euro) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor Parent (STG): Imputed fees paid by target or acquiror per advisor ultimate parent (STG) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target or Acquiror Financial Advisor Imputed Fees per Advisor Parent (Yen): Imputed fees paid by target or acquiror per advisor ultimate parent (Yen) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Imputed Fees per Manager ($Mil): Imputed fee per manager ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager (AU$Mil): Imputed fee per manager (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager (EURO): Imputed fee per manager (Euro) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager (STG): Imputed fee per manager (STG) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager (Yen): Imputed fee per manager (Yen) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager Parent ($Mil): Imputed fee per manager ultimate parent ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager Parent (AU$Mil): Imputed fee per manager ultimate parent (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager Parent (EURO): Imputed fee per manager ultimate parent (Euro) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager Parent (STG): Imputed fee per manager ultimate parent (STG) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager Parent (Yen): Imputed fee per manager ultimate parent (Yen) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Target Financial Advisor Imputed Fees per Advisor (Yen): Imputed fees paid by target per advisor (Yen) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor (EURO): Imputed fees paid by target per advisor (EURO) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor (Yen): Imputed fees paid by acquiror per advisor (Yen) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor ($Mil): Imputed fees paid by acquiror per advisor ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Imputed Fees per Manager (AU$Mil): Imputed fee per manager (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager (STG): Imputed fee per manager (STG) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Target Financial Advisor Imputed Fees per Advisor (AU$Mil): Imputed fees paid by target per advisor (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor ($Mil): Imputed fees paid by target per advisor ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Imputed Fees per Manager (Yen): Imputed fee per manager (Yen) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Acquiror Financial Advisor Imputed Fees per Advisor (STG): Imputed fees paid by acquiror per advisor (STG) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Target Financial Advisor Imputed Fees per Advisor (STG): Imputed fees paid by target per advisor (STG) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Acquiror Financial Advisor Imputed Fees per Advisor (EURO): Imputed fees paid by acquiror per advisor (EURO) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Imputed Fees per Manager ($Mil): Imputed fee per manager ($Mil) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Imputed Fees per Manager (EURO): Imputed fee per manager (EURO) based on Thomson Reuters's proprietary data model. Fees to individual managers are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Manager Role" provided by Thomson Reuters, total number of managers on the deal, as well as the number of Managers in each role. Syndicate Members are not included. Specific currency is converted using exchange rate at the time of offer/pricing date. Acquiror Financial Advisor Imputed Fees per Advisor (AU$Mil): Imputed fees paid by acquiror per advisor (AU$Mil) based on Thomson Reuters's proprietary data model. Fees to individual advisors are allocated from the deal fees, which could be either publicly disclosed deal fees or imputed, as discussed in IMPUTED_TOTAL_FEES. The allocation methodology is based on "Advisor Role" provided by Thomson Reuters, total number of advisors on the deal, as well as the number of advisors in each role. Specific currency is converted using exchange rate at the time of announcement/completion date. Standard Rank Eligible Flag:: Set to Y where information on a transaction was submitted by the bookrunner within the applicable submission deadlines. The transactions are added to the standard database. Standard rank exclusions include transactions callable/putable under one year, transactions without a manager, non-underwritten transactions, self funded ineligible transactions, transactions that are not rank eligible (due to submission guidelines). Self-funded ineligible is defined as a straight debt transaction (excluding mortgage and asset securitizations and all equity-related transactions) unless two or managers unrelated to the issuer are present.
Moody s Current Rating: The long term rating of the issuer. Selects only those deals where a lead bookrunner is present. Lead bookrunners are defined as the leading banks in US and Canadian deals Searches the names of the lead bookrunners on the transaction Change in Value of Shares This Market Between Offer and 1 Day After Offer (US$ mil): Indicates the total change in value of the offering this market comparing the offering price to the stock price 1 day after the offer. Change in Value of Shares All Markets Between Offer and 1 Day After Offer (US$ mil): Indicates the total change in value of the offering all markets comparing the offering price to the stock price 1 day after the offer. Calculated by summing CHANGE_VALUE_SHARES for each related tranche within the offering. Financials: EPS Last Twelve Months Before Offering ($): EPS for the twelve month period prior to the offering. Financials: Price Earnings Ratio Before Offering: Indicates the implied price earnings ratio for the offering. Calculated by dividing the offer price by the reported EPS for the twelve month period prior to the offer. Stock Price 1 Day Prior to Filing Date: Closing market price in host currency one day prior to the filing date of the offer. Primary Related Project Finance Subsector: States the main sector that a Project Financing falls into. Eg. Solar Power,
Geothermal etc. Related Project Finance Subsector: States all sectors that a Project Financing falls into. Eg. Solar Power, Geothermal etc. Shareholder Take Up This Market (%): Identifies the total number of shares taken up by the existing shareholder base this market as a % of the total offered shares. Calculated as (SH / TOT) * 100. Shareholder Take Up All Markets (%): Identifies the total number of shares taken up by the existing shareholder base all markets as a % of the total offered shares. Calculated as (SH_SHAREHOLDERS / TOT) * 100. Shares Offered to Shareholders All Markets: Identifies the total number of offered shares taken up by the existing shareholder base for the rights issue or open offer. Calculated by summing SH for all rights or open offer tranches within the offering. Theoretical Ex-Rights Price (US$): The theoretical ex-rights price of the rights issue in US$. Theoretical Ex-Rights Price (AU$): The theoretical ex-rights price of the rights issue in AU$. Theoretical Ex-Rights Price (C$): The theoretical ex-rights price of the rights issue in C$. Theoretical Ex-Rights Discount/(Premium) (%): The percentage discount (premium) of the offer price to the theoretical ex-rights price of the rights issue. Calculated as
(TERP_HOST - OFFERPRICE) / TERP_HOST * 100.
Theoretical Ex-Rights Price (EURO): The theoretical ex-rights price of the rights issue in EURO. Theoretical Ex-Rights Price (Host): The theoretical ex-rights price of the rights issue in host currency. Calculated as
[(TOT* OFFERPRICE) + (OUTSTANDING*PRDAY_FILED)] / (TOT+OUTSTANDING).
Theoretical Ex-Rights Price (STG): The theoretical ex-rights price of the rights issue in STG. Theoretical Ex-Rights Price (YEN): The theoretical ex-rights price of the rights issue in YEN. Present status of the offering is currently unknown. Chief Commission Bank:: A chief commission bank is an institution required to protect the interests of investors in the event an issuer defaults on the interest and principal of the bond. Collateral Manager (Cusip):: 6 digit cusip describing the manager of the collateral backing the bond. Fees:: Gross Spread (Host): Total manager's fee, expressed in host currency. The fee is shared among lead managers, co-managers, and syndicate group. Includes management fee (portion payable to lead manager - see MGT), underwriting fee (portion payable to co-managers - see UNDF), and selling concession (portion payable to syndicate - see SC). Hybrid Security Issue Flag (Y/N):: Y/N Flag indicating that a security issue combines both debt and equity characteristics. Japanese Third Party Allotment:: Allotted Company Name: Name of companies receiving 3rd party allotment shares. Applies only to Japanese New Issues database. Issuer/Borrower's Lawyers (Code):: Codes for the individual lawyers of the issuer/borrower. Issuer's Law Firm Nation (Code):: Nation code where the issuer's law firm is located. Japanese Issues:: Issuing Agency (Code): Code for the agency who issued the bond Japanese Issues:: Status (Code): SDC code indicating the status of an issue. Applies only to Japanese New Issues database. Listing Date:: Date offering was listed. Manager/Agent's Lawyers (Code):: Code for the manager's/agent's lawyers in a transaction. Manager's Law Firm Nation (Code):: Code for the nation where manager's law firm is located. Maple Bond (Y/N):: Y/N Flag indicating if the bond is a maple bond. A maple bond is a bond denominated in Canadian dollars that is sold in Canada by foreign financial institutions and companies. Original Date:: Date when the offer is first publicly announced or rumored. Original Price:: Price at which the offer was originally set. Overallotment Amount Option This Market (Host mil): Overallotment amount (a.k.a. green shoe) in this market. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate. Overallotment Not Exercised Flag (Y/N):: A (Y/N) Flag indicating if the overallotment shares have not been exercised in this market. Overallotment: A green shoe clause in an underwriting agreement providing that, in the case of excess demand, the issuer will authorize additional shares/bonds to be sold through the existing syndicate. Applicable Database- Overallotment Amount Option This Market (Host mil):: Domestic overallotment amount (a.k.a. green shoe).
A green shoe clause in an underwriting agreement provides that, in the case of excess demand,
the issuer will authorize additional shares to be sold through the existing syndicate. All Common Stock and Convertible Preferred. Overallotment Not Exercised Flag (Y/N):: A (Y/N) Flag indicating if the overallotment shares have not been
exercised in this market. Overallotment: A green shoe clause in an underwriting agreement providing that, in the case of excess demand,
the issuer will authorize additional shares/bonds to be sold through the existing syndicate. Applicable Database-All Common Stock and Convertible Preferred. Overallotment Shares Exercised:: Overallotment shares exercised in this market.
Overallotment: A green shoe clause in an underwriting agreement providing that, in the case of excess demand,
the issuer will authorize additional shares/bonds to be sold through the existing syndicate.
Applicable Database-All Common Stock and Convertible Preferred. Percent Change Offer Price to Price on 01/31/2007:: Percent change from stock offer price to price on 01/31/2007 Percent Change Offer Price to Price on 02/28/2007:: Percent Change Offer Price to Price on 2/28/07 Percent Change Offer Price to Price on 03/31/2007:: Percent Change Offer Price to Price on 03/31/2007. Percent Change Offer Price to Price on 04/30/2007:: Percent Change Offer Price to Price on 04/30/2007: Percent Change Offer Price to Price on 05/31/2006:: Percent Change Offer Price to Price on 05/31/2006 Percent Change Offer Price to Price on 05/31/2007:: Percent Change Offer Price to Price on 05/31/2007 Percent Change Offer Price to Price on 06/30/2006:: Percent Change Offer Price to Price on 06/30/2006 Percent Change Offer Price to Price on 07/31/2006:: Percent change from stock offer price to price on 07/31/2006 Percent Change Offer Price to Price on 08/31/2006:: Percent change from stock offer price to price on 08/31/2006. Percent Change Offer Price to Price on 09/30/2006:: Percent change from stock offer price to price on 09/30/2006: Percent Change Offer Price to Price on 10/31/2006:: Percent change from stock offer price to price on 10/31/2006. Percent Change Offer Price to Price on 11/30/2006:: Percent change from stock offer price to price on 11/30/2006. Percent Change Offer Price to Price on 12/31/2006:: Percent change from stock offer price to price on 12/31/2006: Private Equity Backed IPO Issue Flag (Y/N):: Set to Y where the issuer was private equity-backed at the time of the initial public offering. Private Equity Backing Type (Code):: Code indicating the type of private equity backing. Proceeds Amount + Overallotment Sold All Markets (C$ Mil):: Total proceeds amount for the entire transaction plus overallotment amount (or green shoe) sold, in millions of dollars. This figure represents all tranches of the transaction. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares or bonds to be sold through the existing syndicate. For bond issues, this figure is calculated by accumulating the principal amount plus overallotment sold multiplied by offer price for each tranche within the transaction. For common stock issues, this figure is calculated by accumulating shares plus overallotment shares sold multiplied by the offer price for each tranche within the transaction. Proceeds Amount + Overallotment Sold This Market (C$ Mil):: Proceeds amount of the issue in this market plus the overallotment amount (a.k.a. green shoe) sold in this market calculated in the host currency (C$ Mil); i.e. the number of shares offered plus the overallotment sold in this market times the offer price in host currency. New accumulate option. Proceeds Amount This Market (Yen Mil):: Proceeds amount in this market of issue, in millions of yen. On common stock issues proceeds amount equals principal amount (see AMT). On debt issues proceeds amount may or may not equal principal amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMTPRO to view the proceeds amount in all market of issue.
Retail Deal Flag (Y/N):: Set to Y if deal is a retail deal. Secondary Shares Offered as % of Shs Offered All Markets: Secondary shares offered in all markets at original filing as a percentage of total shares offered in all markets. Secondary Shares Offered as % of Shs Offered All Market: Secondary shares offered in all markets (see SECSH) as a percentage of the total shares offered in all markets (see SH).
Stock Price on 01/31/2007:: 01/31/2007 closing stock price (US$) Stock Price on 02/28/2007:: 02/28/2007 closing stock price (US$). Stock Price on 03/31/2007:: 03/31/2007 closing stock price (US$). Stock Price on 04/30/2007:: 04/30/2007 closing stock price (US$). Stock Price on 05/31/2006:: 05/31/2006 closing stock price (US$). Stock Price on 05/31/2007:: 05/31/2007 closing stock price (US$). Stock Price on 06/30/2006:: 06/30/2006 closing stock price (US$). Stock Price on 07/31/2006:: 07/31/2006 closing stock price (US$). Stock Price on 08/31/2006:: 08/31/2006 closing stock price (US$). Stock Price on 09/30/2006:: 09/30/2006 closing stock price (US$). Stock Price on 10/31/2006:: 10/31/2006 closing stock price (US$). Stock Price on 11/30/2006:: 11/30/2006 closing stock price (US$). Stock Price on 12/31/2006:: 12/31/2006 closing stock price (US$). Total Over Allotment Shares Sold::Overallotment shares (a.k.a. green shoe) sold in all markets. A green shoe clause in an underwriting agreement provides that, in the case of excess demand, the issuer will authorize additional shares to be sold through the existing syndicate.
Transaction Amount in Host Currency:: Amount of an offering in host currency. All Managers Ultimate Parent (Desc):: Description of the managers' ultimate parents. : Amended Secondary Amount Filed All Mkts (euro mil): The secondary amount filed in all markets at latest filing, in millions of euros, if filing was amended. Amended Secondary Amount Filed This Mkt (euro mil): The secondary amount filed in this market at latest filing, in millions of euros, if filing was amended.
Amount Allotted to Investor:: Total amount allotted to investors according to final prospectus. Asset Type Backing Issue (Description):: Description of the type(s) of collateral that backs the issue (e.g. FNMA). Australian Issues:: Renounceable Flag (Y/N): An offer issued by a corporation to shareholders to purchase more shares of the corporation's stock (usually at a discount). Renounceable rights have a value and can be traded. Applies only to Australian Issues databases. Australian & Japanese Issues:: Underwriting Fee (Host): Portion of underwriting fee, expressed in U.S. dollars, to be paid to the lead and co-managers who were part of the purchasing group. Applies only to Australian & Japanese Issues databases. Australian Dates:: Pricing Date: Date of pricing Australian Dates:: Prospectus Date: Date prospectus was issued. Applies only to Australian Issues databases. Australian Fees:: Brokerage Fee (Host Mil): The fee paid to the broker/dealer of the issue, in host millions. Australian Fees:: Brokerage Fee (Host): The fee paid to the broker/dealer of the issue, in host currency. Australian Fees:: Brokerage Fee (US $ Mil): The fee paid to the broker/dealer of the issue, in millions of US dollars. Australian Fees:: Brokerage Fee (US$): The fee paid to the broker/dealer of the issue, in US dollars. Australian Fees:: Handling Fee (US$ Mil): The fee paid to the handler of the issue, in millions of U.S. dollars. Applies only to Australian Fees databases. Australian Fees:: Handling Fee as % of Principal Amount: Handling fee paid as a percentage of principal amount. Applies only to Australian Issues databases. Australian Issues:: Announcement Date of Rights Issues: Date of announcement that the holders have the right to demand that the issuer register the securities with the Securities and Exchange Commission under certain conditions. Applies only to Australian Issues databases. Australian Issues:: Australian Stock Exchange Industry Group (Description): Description of the type of stock exchange industry group in which the issuer is involved as its primary line of business (if applicable). Applies only to Australian Issues databases. Australian Issues:: Brokerage Fee as a % of Gross Spread: The fee paid to the broker/dealer of the issue as a percent of gross spread. Applies only to Australian Issues databases. Australian Issues:: Brokerage Fee as a % Principal Amount: The fee paid to the broker/dealer of the issue as a percent of principal amount. Applies only to Australian Issues databases. Australian Issues:: Brokerage Fee per Share (Host): The fee, per share, paid to the broker/dealer of the issue. Applies only to Australian Issues databases. Australian Issues:: Brokerage Fee per Share (US$): The fee, per share, paid to the broker/dealer of the issue, in US dollars. Applies only to Australian Issues databases. Australian Issues:: Discount to Market of Rights Issue Price: The discount is the percent by which the market price is less than the rights issue price. Applies only to Australian Issues databases. Australian Issues:: Ex-Rights Price 1 Day Prior to Listing: Price of ex-rights issue shares 1 day prior to listing. Australian Issues:: Full Issue Price for Partly-Paid Shares: Full issue price for partly-paid or contributing shares, i.e. shares on which only part of the capital amount and any premium due has been paid. The outstanding amounts are payable at a time chosen by the company issuing the shares. Applies only to Australian Issues databases. Australian Issues:: Issue Discount: The difference between the last closing price and the share offer price, expressed as a percentage of the last closing price. Last Closing Price - Share Offer Price/Last Closing Price. Applies only to Australian Issues databases. Australian Issues:: Market Price of Security at Listing: Market price of securities that have been accepted for trading purposes by a recognized and regulated exchange. Applies only to Australian Issues databases. Australian Issues:: Number of Ordinary Shares Listed on Listing Date: Number of ordinary shares listed on listing date. Applies only to Australian Issues databases. Australian Issues:: Number of Securities Listed: Number of securities that have been accepted for trading purposes by a recognized and regulated exchange. Applies only to Australian Issues databases. Australian Issues:: Number of Securities Sought: Number of securities sought for trading purposes by a recognized and regulated exchange. Applies only to Australian Issues databases. Australian Issues:: Offer Price per Security Class: Price per share or bond at which each security class is offered to the public. Applies only to Australian Issues databases. Australian Issues:: Offer Price Premium (%): Percentage difference between what the bond can be purchased for and the offer price of the bond. Australian Issues:: Payment Details of Partly-Paid Shares: Payment details on shares that are partly-paid or contributing shares, i.e. shares on which only part of the capital amount and any premium due has been paid. The outstanding amounts are payable at a time chosen by the company issuing the shares. Applies only to Australian Issues databases. Australian Issues:: Australian Issues: Principal Amount Raised (AU$): Principal amount raised, in AU$. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the total principal amount of issue in all markets. Australian Issues:: Australian Issues: Principal Amount Raised (Host Mil): Principal amount raised, in host millions. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the total principal amount of issue in all markets. Australian Issues:: Australian Issues: Principal Amount Raised (Host): Principal amount raised, in host currency. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the total principal amount of issue in all markets. Australian Issues:: Principal Amount Raised all Securities (Host Mil): Principal amount raised, in host millions, for all securities that have been accepted for trading purposes by a recognized and regulated exchange. Australian Issues:: Rights Price Two Days Prior to Offer: Price of rights issues two days before the offer. Australian Issues:: Security Type (Description): Description of type of security being offered (e.g. Subord. Notes). Applies only to Australian Issues databases. Australian Issues:: Textual Description of Securities Offered: Text field containing description of the type of security being offered (e.g. Subord. Notes). Applies only to Australian Issues databases. Australian Issues:: Textual Description of the Offering: Text field containing description of the offering. Applies only to Australian Issues databases. Australian Issues:: Transaction Category (Description) : Description of the general category of bond being offered (e.g. Convertible bond). Applies only to Australian Issues databases. Australian Stock Exchange Tickers (Code):: Australian Stock Exchange Ticker: 4 digit code assigned by Securities Identification Code Conference. For those who do not bear the official codes, 7-digit codes are assigned. Applies only to Australian New Issues database. CDO Purpose (Description):: Description of the motivation behind the securitization and source of the CDO's assets. Classified as either Arbitrage or Balance Sheet. CDO Structure Description:: Description of the pricing structure of a CDO that is determined by the way the CDO protects its debt tranches from credit losses. CDOs can either have a market value, cash flow or synthetic structure. CDO Subtype Description:: Describes an issue with an asset type of high yield bonds, corporate loans, investment grade bonds, preferred stock or structured finance credit. A CDO is a structured fixed security with cash flows linked to the performance of debt instruments. Denomination Comments:: Comments on denominations; the minimum amounts of an advance the borrower may take for any base rate/interest index. Dividend Type Description:: Description of the type of dividend offered. DJIA at Close of Offer:: Dow Jones Industrial Average at close of offer. Domicile Nation Long Name:: Long name of the domicile nation. Nation for all equity and syndicated loans transactions is defined as the Issuer/Borrower's nation of headquarters. Bermuda and Cayman Islands Issuers/Borrowers are the exceptions. The Rank Domicile Nation for Bermuda and Cayman Islands Issuer/Borrower is defined as the Issuer/Borrower's ultimate parent's nation of headquarters.
Rank Domicile Nation for all equity-related transactions is defined as the guarantor's nation of headquarters if guaranteed, the ultimate parent's nation of headquarters if not guaranteed, otherwise, the issuer/borrower's nation of headquarters. Event History Date:: Date on which a significant occurrence reating to the transaction was announced. Event History Type (Code):: Thomson Reuters code describing the type of significant occurrence during the course of the transaction. Event History Type (Description):: Description of the type of significant occurrence during the course of the transaction. Exchangeable:: Issuer Name of Security Issue Can Exchange Into: The name of the company whose securities would be issued in return for an exchangeable instrument. Expense Fee Comments:: Descriptive comments related to transaction expenses. Selling Concession in Currency of Offer (Host):: Portion of the gross spread (see G) allocated to the selling group (lead, co-managers and syndicate members), expressed in host currency; equal to the discount at which securities are allocated to the selling group for resale to the investing public minus the offer price. IFR Page Reference Comments:: The page reference in connection to transaction notes provided by International Financing Review, a Thomson Reuters publication. Indian Issues:: Shares Offered to Co. Promoters as % of Glob Shs: Shares allocated to promoters of company as a percent of global shares offered. Applies only to Indian New Issues database. Interested Bidder:: Bidder interested in offer. Investor Type (Description):: Description of the type of investors the offering is being made available to; for example: institutional investors or retail investors. Issue Type (Description):: Description of the type of issue being offered. AB- Issue type equals Asset-backed when Mortgage Type Code (MTGTYPC) is equal to one of the following asset-backed codes: G, I, J, L, O, R. Asset-backed issues include credit card receivables, collateralized debt obligations, auto loans, home equity, student loans, non-jumbo MBS and floor plan receivables.
AS- Issue type equals Agency, Supranational, Sovereign when a transaction is not mortgage-backed or asset-backed and the Thomson Reuters Mid-Industry code is equal to Government and Agencies. This excludes federal credit agency issuers (ie: Federal Home Loan Mortgage).
CVT- Issue type equals Convertible when the Convertible Issue Yes/No Flag is set to Yes. This is when the issued securities may be exchanged/converted for common stock under the terms described in the offering.
EM- Issue type equals Emerging Market Corporate when a transaction is not mortgage-backed or asset-backed, the Thomson Reuters Mid-Industry code is not equal to Government and Agencies or Government Sponsored Enterprises and the Ultimate Parent Nation of the issuer is an Emerging Market nation.
FC- Issue type equals Federal Credit Agency when a transaction is not mortgage-backed or asset-backed and the Thomson Reuters Mid-Industry code is equal to Government Sponsored Enterprises.
FO- Issue type equals Follow-On when the Original IPO Yes/No flag set to No. A follow-on offering (a.k.a. secondary offering) is any common stock offering subsequent to a company's Initial Public Offering.
HY- Issue type equals High Yield Corporate when a transaction is not mortgage-backed or asset-backed, the Thomson Reuters Mid-Industry code is not equal to Government and Agencies or Government Sponsored Enterprises and the Ultimate Parent Nation of the issuer is not an Emerging Market nation. Only High Yield rated issues are included and split rated issues are excluded. High Yield is defined as an issue with an S&P rating equal to or less than BB+ and a Moody rating equal to or less than Ba1. Certificates of Deposit and General Term Notes are excluded.
IG- Issue type equals Investment Grade Corporate when a transaction is not mortgage-backed or asset-backed and the Thomson Reuters Mid-Industry code is not equal to Government and Agencies or Government Sponsored Enterprises. Only Investment Grade rated issues are included. Investment Grade is defined as an issue with an S&P rating equal to or greater than BBB- and a Moody rating equal to or greater than Baa3. Split-rated issues, Certificates of Deposit and General Term Notes are included.
IPO- Issue type equals IPO when the Original IPO Yes/No flag set to Yes. This is when the common stock has never traded publicly in any market and is offered in its Initial Public Offering.
MB- Issue type equals Mortgage-backed when Mortgage Type Code (MTGTYPC) is equal to one of the following mortgage-backed codes: A, B, C, D, E, F, H, K, M, N, P. Mortgage-backed issues include commercial mortgage-backed and residential mortgage-backed transactions. Issuer/Borrower All NAIC (Description):: Description of the North American Industry Classification System (NAICS) code assigned to the issuer/borrower. Issuer/Borrower Primary NAIC (Description):: Description of the Primary North American Industry Classification System (NAICS) code assigned to issuer/borrower. Issuer/Borrower Primary NAIC Industry (Code):: Primary North American Industry Classification System (NAICS) industry associated with primary NAICS code of issuer/borrower. Issuer/Borrower Primary Nation Region (Name):: Primary nation region in which the issuer or borrower is located. Issuer/Borrower Public Mid Description:: A detailed description of the ownership status of the Issuer or Borrower at the time of the transaction, including the following:
Public Public - A company that is 100% publicly traded or a majority of the common/ordinary shares are traded on a stock exchange and in which no single entity owns more than a 50% stake.
Public Government - An entity of which a portion is publicly traded and in which a government holds a majority stake (50% or more).
Public Subsidiary - An entity of which a portion is publicly traded and in which a single parent entity owns a majority stake (50% or more).
Public Fund - A fund that trades on an exchange
Public Trust - A trust that trades on an exchange
Public Unlisted - For Australian companies only - a private company whose number of shareholders exceeds statutory limits beyond which the company is subject to public company disclosure
Private Private - A company whose shares are not publicly traded, in which no single parent entity owns more than a 50% stake, and in which a government does not own a stake.
Private Government - A company whose shares are not publicly traded and in which a government owns a stake of less than 50%.
Private SPV - Any special purpose vehicle whose shares are not publicly traded and in which no single parent entity owns more than 50% (or in which a majority owner cannot be identified).
Private Fund - Any fund whose shares are not publicly traded and in which no single parent entity owns more than a 50% stake.
Private Trust - Any trust whose funds are not publicly traded and in which no single parent entity owns more than a 50% stake.
Private LBO Acquisition Vehicle - Any company set up for the sole purpose of carrying out a leveraged buyout whose shares are not publicly traded and in which no single parent entity owns more than a 50% stake.
Government Government - An entity whose shares are not publicly traded and in which a government owns at least a 50% stake.
Government Branch - A government division, branch or group of operations that is being divested.
Government Asset - A government (tangible) asset that is being divested.
JV JV - A company that by legal definition is a Joint Venture (having 2 or more parents each owning a stake and working together on a joint project, company or effort)
JV Asset - A (tangible) asset that a joint venture is divesting.
Individual Individual - A person/investor (same as current investor)
Mutual Mutual - Companies whose ownership and profits are distributed among members in proportion to the amount of business they do with the company (same as current mutual)
Subsidiary Subsidiary - An entity in which a single non-governmental parent entity owns a stake of 50% or more that is not publicly traded on a stock exchange.
Subsidiary SPV - A special purpose vehicle in which a single parent entity owns at least a 50% stake.
Subsidiary Fund - A fund in which a single parent entity owns at least a 50% stake.
Subsidiary Trust - A trust in which a single parent entity owns at least a 50% stake.
Subsidiary Branch - A branch/division/operations being divested by a parent
Subsidiary Asset - A (tangible) asset being divested by a parent that is not a JV or government. Issuer/Borrower Ultimate Parent Macro Industry (Description):: Thomson Reuters proprietary macro-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are 14 macro-level classifications comprised of more than 85 mid-level categories. Issuer/Borrower Ultimate Parent Mid Industry (Description):: Thomson Reuters proprietary mid-level industry classifications based on SIC Codes, NAIC Codes and overall company business description. There are more than 85 mid-level industry classifications grouped by 14 macro-level categories. Issuer/Borrower's Law Firm and Lawyer Names:: Displays the names of law firms advising the issuer/borrower and the names of the individual lawyers that were involved with the transaction. Issuer's Law Firm Nation (Name):: Name of the nation where the issuer's law firm is located. Issuer's/Borrower's Lawyers (Name):: Name of issuer's/borrower's lawyers. Japanese Issues:: Issuing Agency (Name): Name of the agency who issued the bond Korean Expenses:: Expenses of Offering (US$ Thous): Korean expenses paid by the issuer, in thousands of dollars, excluding underwriting and management fees. Korean Expenses:: Other Expenses (Host): Other fees and expenses, in host currency. Korean Fees:: Initial Guarantee Fee (US$): Fees charged by mortgage-backed securities (MBS) providers to lenders for bundling, servicing, selling and reporting MBS to investors. Korean Filing Fees:: SEC Registration Fee (Host): Filing fees paid, in host currency, by the issuer to the Securities and Exchange Commission. Korean Issues:: Issuer's Largest Prod/Svc as % of Revenues: An issuer's largest product/service expressed as a percent of revenues. Applies only to the Korean Issues databases. Korean Issues:: Issuer's Largest Product/Service: An issuer's largest product/service. Applies only to the Korean Issues databases. Korean Issues:: Name of 2nd Largest Held Subsidiary: The name of the second largest held subsidiary. A subsidiary is a company whose voting stock is more than 50% controlled by another company, usually referred to as the parent company. Korean Issues:: Name of 3rd Largest Held Subsidiary: The name of the third largest held subsidiary. A subsidiary is a company whose voting stock is more than 50% controlled by another company, usually referred to as the parent company. Korean Issues:: Name of Largest Held Subsidiary: The name of the largest held subsidiary. A subsidiary is a company whose voting stock is more than 50% controlled by another company, usually referred to as the parent company. Korean Issues:: Percent Owned by 2nd Largest Shareholder: The percent of a company owned by the second largest shareholder. Korean Issues:: Percent Owned by 3rd Largest Shareholder: The percent of a company owned by the third largest shareholder. Korean Issues:: Percent Owned by Foreign Shareholders: The percent of a company owned by foreign shareholders. Korean Issues:: Percent Owned by Largest Shareholder: The percent of a company owned by the largest shareholder. Korean Issues: Principal Amount (Host Thous): Principal amount of issue, expressed in host currency thousands. On common stock issues principal amount equals proceeds amount (see PROCDS). On debt issues principal amount may or may not equal proceeds amount, depending on whether or not the bonds were offered at face value. Use data item TOTDOLAMT to view the principal amount of issue in all markets. Korean Issues:: Proceeds Amount (Host Thous): Domestic proceeds amount of issue, in host thousands. Syndicated Loans: The tranche amount in currency offered (in thousands). Applies only to Korean Issues database. Korean Issues:: Single Shareholder, Name of 2nd Largest: Name of the second largest single shareholder. Korean Issues:: Single Shareholder, Name of 3rd Largest: Name of the third largest single shareholder. Korean Issues:: Single Shareholder, Name of Largest: Name of the largest single shareholder. Korean Listing:: Korean Stock Exchange Code: Code identifying the Korean Stock Exchange. Korean Listing:: Korean Stock Exchange Listing Date: Date stock was listed on Korean Stock Exchange. Korean Ratings:: KIS Rating: Korea Investors Service (KIS) rating. Applies only to the Korean Issues databases. Korean Ratings:: KIS Rating: Korea Investors Service (KIS) rating. Applies only to the Korean Issues databases. Korean Ratings:: KIS Rating Group: Korea Investors Service (KIS) rating group. Korean Ratings:: KMCC Rating: Korea Management Consulting and Credit Rating Corp. (KMCC) rating. Applies only to the Korean Issues databases. Korean Ratings:: KMCC Rating Group: Korea Management Consulting and Credit Rating Corp. (KMCC) rating group. Applies only to the Korean Issues databases. Korean Ratings:: NICE Rating Group: National Information & Credit Evaluation, Inc. (NICE) rating group. Applies only to the Korean Issues databases. Korean Ratings:: NICE Rating: National Information & Credit Evaluation, Inc. (NICE) rating. Applies only to the Korean Issues databases. Lead Managers (Codes):: Thomson Reuters codes for the lead manager(s) of issue (Agent banks for Syndicated Loans). Listing:: All Exchanges of Issuer's/Borrower's Stock: All stock exchanges on which issuer's/borrower's common stock trades. Listing:: First Two Exchanges of Issue (ALL CAPS): Short description of the first two exchanges of an issue. Search using ALL CAPS. Manager/Agent's Law Firm and Lawyer Names:: Displays the names of law firms advising the manager/agent and the names of the individual lawyers involved with the transaction. Manager's Law Firm Nation (Name):: Nation where manager's law firm is located. Manager's/Agent's Lawyers (Name):: Names of the manager's/agent's lawyers in a transaction. Maturity Redemption Comments:: Comments on the issuers redemption of the bond on the maturity date. Maturity Type:: Thomson Reuters code indicating the type of maturity of the bond. Maturity:: Maturity Date (mm/dd/yy): Date (mm/dd/yy) on which the principal amount of the issue is due. Moody's Company Rating Description:: Description of Moody's company rating. Company ratings and research help investors analyze the companies associated with fixed-income securities. Such independent company ratings and research also contribute to efficiencies in fixed-income markets and other obligations, such as insurance policies and derivative transactions, by providing credible and independent assessments of companies. Mortgage or Asset-Backed Issue Type (Long Description):: Long description of the type of security offered. Net Proceeds Less Fees & Expenses (Host Mil): The proceeds of the issue in this market, after the gross spread and expenses are deducted (see data items G and EXP), in host currency.
Number of Days since IPO:: The number of days since company has offered its stock to the public for the first time. Offering Technique (Description):: Description of the method used to sell the securities to investors.
ACCELBOOKBUILT - An underwriting structure that combines elements of a bought deal and bookbuilding. In this structure, the pricing of the transaction takes place within a couple of days of the announcement.
AUCTION - System by which securities are bought and sold through brokers on the securities exchanges, as distinguished from the over the counter market, where trades are negotiated. Price is established by competitive bidding between brokers acting as agents for buyers and sellers.
BESTEFFORTS - Arrangement whereby investment bankers, acting as agents, agree to do their best to sell an issue to the public. A best efforts transaction is not considered firmly underwritten.
BLOCKTRADE - An underwriting structure in which the investment bankers purchase the shares from the issuer at a discount to the market price and re-offer the shares to investors. In this structure, the pricing of the transaction takes place within one business day.
CAPITAL - Money from a company's reserves is converted into capital, which is then distributed to shareholders as new shares (in proportion to present ownership holdings).
E*OFFERING - Deal offered online or via the Internet.
FIRMCOMMITMENT - Arrangement in which the investment bankers purchase securities from the issuer to be offered to the public. The investment bankers make their profit on the difference between the purchase price, determined through either competitive bidding or negotiation, and the public offering price.
INTERMEDRS - A placing of securities through financial intermediaries.
NEGOTIATEDSALE - Underwriting of new securities issue in which the spread between the purchase price paid to the issuer and the public offering price is negotiated rather than having competitive bidding by multiple potential underwriters.
OFFERSALE - The practice of issuing a security by public subscription. The offer is advertised widely, stipulating the terms of the issue and closing of the offer at a future date.
OFFSUBSCRP - An agreement between managers and borrowers. The managers agree to subscribe or procure subscribers for a primary market issue. The borrower agrees to issue such securities.
OPENOFFER - An invitation to existing holders of securities to purchase or subscribe for securities in proportion to their existing holdings. This subscription is not made by means of a renounceable letter.
PLACEMENT - Direct sale of securities to institutional investors (private placement transactions).
RIGHTS - Offering of common stock to existing shareholders who hold rights that entitle them to buy newly issued shares at a discount from the price at which shares will later be offered to the public.
SELLOFF - Selling securities or commodities under pressure to avoid further declines in prices. Sell off is also called 'dumping'.
SPECIALWARRANTS - Special intermediary security that is used to offer shares to the public. It allows the issuer to receive a portion of the deal's proceeds while the agent qualifies the prospectus and arranges investors. Final payment of proceeds occurs when the final prospectus is filed and the special warrants are exchanged for the underlying security of the deal (Canadian specific).
TENDER - Offer to buy shares of a corporation, usually at a premium above the market price, for cash, securities, or both. The objective of issuing a tender offer is to take control of the target company.
VENDORPLCG - Marketing by or on behalf of vendors of securities. The securities have been allotted to them as consideration for an acquisition of assets or consideration for future business. Originator Name:: Name of the underlying asset holder. Overallotment Exercised Update:: Update on the overallotment shares that were exercised in this market. Accounts for an increase in the number of shares exercised due to overall placement of shares. Overallotment: A green shoe clause in an underwriting agreement providing that, in the case of excess demand, the issuer will authorize additional shares/bonds to be sold through the existing syndicate. Applicable Database All Common Stock and Convertible Preferred. Participant Name:: Name of the participant within the MBS/ABS transaction. Participant Role Description:: Description of the participant roles. Participant roles are the depositor, servicer or collateral manager. A depositor sells the mortgage loans to the issuing entity. A servicer is the organization which collects principal and interest payments from borrowers and manages their escrow accounts. A collateral manager, is responsible for the assets pledged, in case of credit default. Percent Change Offer Price to Price on 01/31/97:: Percent change from stock offer price to price on 01/31/1997. Percent Change Offer Price to Price on 01/31/98:: Percent change from stock offer price to price on 01/31/1998. Percent Change Offer Price to Price on 01/31/99:: Percent change from stock offer price to price on 01/31/1999. Percent Change Offer Price to Price on 02/28/2002:: Percent change from stock offer price to price on 02/28/2002 Percent Change Offer Price to Price on 02/28/97:: Percent change from stock offer price to price on 02/28/1997 Percent Change Offer Price to Price on 02/28/98:: Percent change from stock offer price to price on 02/28/1998 Percent Change Offer Price to Price on 02/28/99:: Percent change from stock offer price to price on 02/28/1999 Percent Change Offer Price to Price on 03/31/2002:: Percent change from stock offer price to price on 03/31/2002. Percent Change Offer Price to Price on 03/31/97:: Percent change from stock offer price to price on 03/31/1997. Percent Change Offer Price to Price on 03/31/98:: Percent change from stock offer price to price on 03/31/1998. Percent Change Offer Price to Price on 03/31/99:: Percent change from stock offer price to price on 03/31/1999. Percent Change Offer Price to Price on 04/30/2002:: Percent change from stock offer price to price on 04/30/2002. Percent Change Offer Price to Price on 04/30/2003:: Percent change from stock offer price to price on 04/30/2003. Percent Change Offer Price to Price on 04/30/98:: Percent change from stock offer price to price on 04/30/1998. Percent Change Offer Price to Price on 04/30/99:: Percent change from stock offer price to price on 04/30/1999. Percent Change Offer Price to Price on 05/31/2000:: Percent change from stock offer price to price on 05/31/2000. Percent Change Offer Price to Price on 05/31/2001:: Percent change from stock offer price to price on 05/31/2001. Percent Change Offer Price to Price on 05/31/2002:: Percent change from stock offer price to price on 05/31/2002. Percent Change Offer Price to Price on 05/31/2003:: Percent change from stock offer price to price on 05/31/2003. Percent Change Offer Price to Price on 05/31/97:: Percent change from stock offer price to price on 05/31/1997 Percent Change Offer Price to Price on 05/31/98:: Percent change from stock offer price to price on 05/31/1998 Percent Change Offer Price to Price on 05/31/99:: Percent change from stock offer price to price on 05/31/1999. Percent Change Offer Price to Price on 06/30/2000:: Percent change from stock offer price to price on 06/30/2000 Percent Change Offer Price to Price on 06/30/2001:: Percent change from stock offer price to price on 06/30/2001 Percent Change Offer Price to Price on 06/30/2002:: Percent change from stock offer price to price on 06/30/2002 Percent Change Offer Price to Price on 06/30/2003:: Percent change from stock offer price to price on 06/30/2003. Percent Change Offer Price to Price on 06/30/97:: Percent change from stock offer price to price on 06/30/1997 Percent Change Offer Price to Price on 06/30/98:: Percent change from stock offer price to price on 06/30/1998 Percent Change Offer Price to Price on 06/30/99:: Percent change from stock offer price to price on 06/30/1999 Percent Change Offer Price to Price on 07/31/2002:: Percent change from stock offer price to price on 07/31/2002 Percent Change Offer Price to Price on 07/31/97:: Percent change from stock offer price to price on 07/31/1997 Percent Change Offer Price to Price on 07/31/98:: Percent change from stock offer price to price on 07/31/1998 Percent Change Offer Price to Price on 07/31/99:: Percent change from stock offer price to price on 07/31/1999 Percent Change Offer Price to Price on 08/31/1995:: Percent change from stock offer price to price on 08/31/1995 Percent Change Offer Price to Price on 08/31/1996:: Percent change from stock offer price to price on 08/31/1996 Percent Change Offer Price to Price on 08/31/1997:: Percent change from stock offer price to price on 08/31/1997 Percent Change Offer Price to Price on 08/31/1998:: Percent change from stock offer price to price on 08/31/1998 Percent Change Offer Price to Price on 08/31/1999:: Percent change from stock offer price to price on 08/31/1999 Percent Change Offer Price to Price on 08/31/2000:: Percent change from stock offer price to price on 08/31/2000 Percent Change Offer Price to Price on 08/31/2002:: Percent change from stock offer price to price on 08/31/2002 Percent Change Offer Price to Price on 08/31/2003:: Percent change from stock offer price to price on 08/31/2003 Percent Change Offer Price to Price on 09/30/2002:: Percent change from stock offer price to price on 09/30/2002 Percent Change Original Low File Price to Current Low File Price:: Percentage change from original low file price to current low file price. Percent Change Original Mid File Price to Current Mid File Price:: Percentage change from original mid file price to current mid file price. Percentage Change of NASDAQ Average 60 Days After Offer:: Percentage Change of NASDAQ Average from Offer Date to 60 days After Offer. Percentage Change of NASDAQ Average 90 Days After Offer:: Percentage Change of NASDAQ Average from Offer Date to 90 days After Offer. Price Current:: Most recent price of filing. Prices Update Date:: Date of the prices update Primary Amount Filed This Mkt (euro mil):: Primary share amount filed in this market based on the original filing (euro mil). Primary Amount Filed this Mkt (US $mil):: Primary share amount filed in this market based on original filing. (US $mil) Primary Amount Offered All Mkts (euro mil):: Primary amount offered for all markets based on most recent filing (euro mil). Primary Amount Offered This Mkt (euro mil):: The primary amount offered in this market, stated in millions of Euro. Amended Primary Amount Filed This Mkt (euro mil):: Primary share amount filed in this market based on most recent filing (euro mil). Primary Shares Offered This Market (thous): Number of shares offered in this market, in thousands of shares, from which the net proceeds will go directly to the issuing company, as opposed to secondary (previously issued) shares where the net proceeds go directly to the selling shareholders. Private Equity Backing Type:: Description of the type of private equity backing. Privatisation Comments:: Comments on privatization issues. Prospectus Description:: Description of the prospectus for a given issue. Ratings:: Bankwatch Ecuador Ratings: Bankwatch Ecuador Rating of the company at the time of closing. Ratings:: Duff & Phelps Rating: Duff & Phelps Rating of the company at the time of closing. Ratings:: Equilibrium Ratings: Equilibrium Rating of the company at the time of closing. Ratings:: Evaluadora Latinoamericana Ratings: Evaluadora Latinoamericana Rating of the company at the time of closing. Ratings:: Excel Chile Ratings: Excel Chile Rating of the company at the time of closing. Ratings:: Magister Rating: Magister Rating of the company at the time of closing. Related Deal Type:: Type of related deal (e.g., a previous loan agreement, a merger deal, or a deal offered in the same marketplace.) Related M&A Acquiror Advisor, Role and Credit:: Contains the short name of the financial advisor(s) to the acquiror's company, management, or board of directors on the transaction, excluding law firms, the role/assignments performed, and the dollar amount of credit allocated to each advisor for league table purposes.
The amount of credit is based on RANKVAL of the transaction multiplied by MA_MULT. RANKVAL is calculated by subtracting the value of any liabilities assumed in a transaction from the transaction value and by adding the target's net debt ($mil) and MA_MULT is a multiple/percentage applied to each advisor based on the advisory role in the transaction. For example, if an investment bank advises a minority shareholder that owns 20% of the target, then that advisor would receive a MA_MULT of .2.
For all transactions valued $250M (US dollars) or greater, announced on or after April 1, 2002, advisors who submit an advisory role to Thomson Reuters later than 15 business days after the Announced Date (DA) will be reported as advisors, but will not receive Thomson Reuters standard M&A league table credit in the quarter in which they submitted the role. An advisor's ineligibility will be noted at the end of this field.
Advisor ineligibility will be removed 10 business days after the quarter in which the advisor claimed credit in closes. Related M&A Acquiror Name (Short):: Name of the acquiror in a related M&A deal. Related M&A Form of the Deal (Description):: Description of the 10 codes describing the specific form of the related M&A transaction:
M (MERGER): A combination of business takes place or 100% of the stock of a public or private company is acquired.
A (ACQUISITION): deal in which 100% of a company is spun off or split off is classified as an acquisition by shareholders.
AM (ACQ OF MAJORITY INTEREST): the acquiror must have held less than 50% and be seeking to acquire 50% or more, but less than 100% of the target company's stock.
AP (ACQ OF PARTIAL INTEREST): deals in which the acquiror holds less than 50% and is seeking to acquire less than 50%, or the acquiror holds over 50% and is seeking less than 100% of the target company's stock.
AR (ACQ OF REMAINING INTEREST): deals in which the acquiror holds over 50% and is seeking to acquire 100% of the target company's stock.
AA (ACQ OF ASSETS): deals in which the assets of a company, subsidiary, division, or branch are acquired. This code is used in all transactions when a company is being acquired and the consideration sought is not given.
AC: (ACQ OF CERTAIN ASSETS): deals in which sources state that "certain assets" of a company, subsidiary, or division are acquired.
R (RECAPITALIZATION): deals in which a company undergoes a shareholders' Leveraged recapitalization in which the company issues a special one-time dividend (in the form of cash, debt securities, preferred stock, or assets) allowing shareholders to retain an equity interest in the company.
B (BUYBACK): deals in which the company buys back its equity securities or securities convertible into equity, either on the open market, through privately negotiated transactions, or through a tender offer. Board authorized repurchases are included.
EO (EXCHANGE OFFER): deals in which a company offers to exchange new securities for its equity securities outstanding or its securities convertible into equity. Related M&A Target Advisor, Role and Credit:: Contains the short name of the financial advisor(s) to the target company, management, or board of directors on the transaction, excluding law firms, the role/assignments performed, and the dollar amount of credit allocated to each advisor for league table purposes.
The amount of credit is based on RANKVAL of the transaction multiplied by MA_MULT. RANKVAL is calculated by subtracting the value of any liabilities assumed in a transaction from the transaction value and by adding the target's net debt ($mil) and MA_MULT is a multiple/percentage applied to each advisor based on the advisory role in the transaction. For example, if an investment bank advises a minority shareholder that owns 20% of the target, then that advisor would receive a MA_MULT of .2.
For all transactions valued $250M (US dollars) or greater, announced on or after April 1, 2002, advisors who submit an advisory role to Thomson Reuters later than 15 business days after the Announced Date (DA) will be reported as advisors, but will not receive Thomson Reuters standard M&A league table credit in the quarter in which they submitted the role. An advisor's ineligibility will be noted at the end of this field.
Advisor ineligibility will be removed 10 business days after the quarter in which the advisor claimed credit in closes. Related M&A Target Name:: Name of the target company of the related M&A deal on 1 line; up to 75 characters. Residual Notes:: Notes on the amount not issued under previous program and incorporated into the current program. Secondary Amount Filed All Mkts (euro mil):: Secondary amount filed for all markets based on most recent filing (euro mil). Secondary Amount Filed This Mkt (euro mil):: Secondary amount filed for this market based on most recent filing (euro mil). Secondary Amount Offered All Mkts (euro mil):: Secondary amount offered for all markets based on most recent filing (euro mil). Secondary Amount Offered This Mkt (euro mil):: Secondary amount offered for this market based on most recent filing (euro mil). Secondary Shares Filed as % of Total Shares This Market:: Number of secondary shares filed expressed as a percentage of total shares filed in this market. Selling Shareholder CIDGEN:: A computer generated nine digit number used to identify the selling shareholder(s) or company(s). Shares Allotted to Investor:: The actual number of shares allotted to the investor. Shares Offered Over Sold- this mkt:: Total number of shares offered, in this market, plus the number of overallotment shares exercised. Valid for common, Euro common, preferred, convertible preferred and Euro Preferred. Shares Offered This Market (thous):: Number of shares or ADRs offered in this market, in thousands of shares; for unit offerings the number denoted here is in shares, not units; see also ADRCONV or the NOTES field for additional ADR conversion or units details. Sovereign Wealth Fund Name:: Name of the sovereign wealth fund. Retrieves New Issues, Bonds or Loans transactions involving a specific sovereign wealth fund. A sovereign wealth fund is a government controlled investment fund that is funded from foreign reserves or commodities and participates in foreign investment activity with a long-term investment horizon. Sovereign Wealth Fund Role (Description):: Description of the sovereign wealth fund role. Retrieves New Issues, Bonds or Loans transactions where a sovereign wealth fund played a specific role (i.e. all deals where a sovereign wealth fund was the Issuer/Borrower or Issuer/Borrower Immediate Parent). A sovereign wealth fund is a government controlled investment fund that is funded from foreign reserves or commodities and participates in foreign investment activity with a long-term investment horizon. Spinoff Description:: Description of a spinoff. A spinoff in the New Issues database is the initial distribution of shares (IPO) by a company representing ownership in a division or subsidiary of the company that will now trade separately from its parent. All spinoffs in the New Issues database are offered to the public and the parent must own at least 50% of spinoff company prior to the issue. Stock Price on 01/31/2000:: 01/31/2000 closing stock price (US$) Syndicate Type:: Select type which describes the syndicate. Syndicate Type (Description):: The description of the type of group of investment firms created to spread the financial risk in a securities offering and to distribute those securities to buyers, which consist of institutions and/ or the retail markets. Target Market Long Description:: Long description of the specific geographic location where the security is being offered. Type of Lockup (Desc):: Description of the drop down field detailing the availability of lockup information. Lockup agreements are entered into by the shareholder(s) who agrees not to sell, offer to sell or otherwise dispose of any shares (the lockup shares) for a certain period of time (the lockup period) following the offering without the consent of the underwriter. Ultimate Parent Chief Commission Bank:: Chief commission bank of the ultimate parent. UOP Comments:: Comments on the purpose for which the funds received from the offering will be used (e.g. General Corporate Purposes). Venture Economics Ultimate Parent Primary Industry (description):: Description assigned to the primary line of business in which the ultimate parent company is involved. The first description listed indicates the primary line of business for the issuer's ultimate parent. Voting Rights:: Voting rights of shares. The voting rights of an issue (e.g. Full). Percent Change Offer Price to Price on 09/30/97:: Percent change from stock offer price to price on 09/30/97. Percent Change Offer Price to Price on 09/30/98:: Percent change from stock offer price to price on 09/30/98. Percent Change Offer Price to Price on 09/30/99:: Percent change from stock offer price to price on 09/30/99. Percent Change Offer Price to Price on 10/31/00:: Percent change from stock offer price to price on 10/31/00 Percent Change Offer Price to Price on 10/31/02:: Percent change from stock offer price to price on 10/31/02 Percent Change Offer Price to Price on 10/31/96:: Percent change from stock offer price to price on 10/31/96 Percent Change Offer Price to Price on 10/31/97:: Percent change from stock offer price to price on 10/31/97 Percent Change Offer Price to Price on 10/31/98:: Percent change from stock offer price to price on 10/31/98 Percent Change Offer Price to Price on 10/31/99:: Percent change from stock offer price to price on 10/31/99 Percent Change Offer Price to Price on 11/30/02:: Percent change from stock offer price to price on 11/30/02 Percent Change Offer Price to Price on 11/30/92:: Percent change from stock offer price to price on 11/30/92 Percent Change Offer Price to Price on 11/30/93:: Percent change from stock offer price to price on 11/30/93 Percent Change Offer Price to Price on 11/30/94:: Percent change from stock offer price to price on 11/30/94 Percent Change Offer Price to Price on 11/30/96:: Percent change from stock offer price to price on 11/30/96 Percent Change Offer Price to Price on 11/30/97:: Percent change from stock offer price to price on 11/30/97 Percent Change Offer Price to Price on 11/30/98:: Percent change from stock offer price to price on 11/30/98 Percent Change Offer Price to Price on 11/30/99:: Percent change from stock offer price to price on 11/30/99 Percent Change Offer Price to Price on 12/31/00:: Percent change from stock offer price to price on 12/31/00 Percent Change Offer Price to Price on 12/31/02:: Percent change from stock offer price to price on 12/31/02 Percent Change Offer Price to Price on 12/31/96:: Percent change from stock offer price to price on 12/31/96 Percent Change Offer Price to Price on 12/31/97:: Percent change from stock offer price to price on 12/31/97 Percent Change Offer Price to Price on 12/31/98:: Percent change from stock offer price to price on 12/31/98 Percent Change Offer Price to Price on 12/31/99:: Percent change from stock offer price to price on 12/31/99 Stock Price on 01/31/2003:: 01/31/2003 closing stock price. Stock Price on 01/31/97:: 01/31/97 closing stock price. Stock Price on 01/31/98:: 01/31/98 closing stock price. Stock Price on 01/31/99:: 01/31/99 closing stock price. Stock Price on 02/28/97:: 02/28/97 closing stock price. Stock Price on 02/28/98:: 02/28/98 closing stock price. Stock Price on 02/28/99:: 02/28/99 closing stock price. Stock Price on 02/29/2000:: 02/29/2000 closing stock price. Stock Price on 03/31/97:: 03/31/97 closing stock price. Stock Price on 03/31/98:: 03/31/98 closing stock price. Stock Price on 03/31/99:: 03/31/99 closing stock price. Stock Price on 04/30/2002:: 04/30/2002 closing stock price. Stock Price on 04/30/2003:: 04/30/2003 closing stock price. Stock Price on 04/30/97:: 04/30/97 closing stock price. Stock Price on 04/30/98:: 04/30/98 closing stock price. Stock Price on 04/30/99:: 04/30/99 closing stock price. Stock Price on 05/31/2002:: 05/31/2002 closing stock price. Stock Price on 05/31/97:: 05/31/97 closing stock price. Stock Price on 05/31/98:: 05/31/98 closing stock price. Stock Price on 05/31/99:: 05/31/99 closing stock price. Stock Price on 06/30/2002:: 06/30/2002 closing stock price. Stock Price on 06/30/97:: 06/30/97 closing stock price. Stock Price on 06/30/98:: 06/30/98 closing stock price. Stock Price on 06/30/99:: 06/30/99 closing stock price. Stock Price on 07/31/2000:: 07/31/2000 closing stock price. Stock Price on 07/31/2002:: 07/31/2002 closing stock price. Stock Price on 07/31/2003:: 07/31/2003 closing stock price. Stock Price on 07/31/97:: 07/31/97 closing stock price. Stock Price on 07/31/98:: 07/31/98 closing stock price. Stock Price on 07/31/99:: 07/31/99 closing stock price. Stock Price on 08/31/2002:: 08/31/2002 closing stock price. Stock Price on 08/31/97:: 08/31/97 closing stock price. Stock Price on 08/31/98:: 08/31/98 closing stock price. Stock Price on 08/31/99:: 08/31/99 closing stock price. Stock Price on 09/30/2002:: 09/30/2002 closing stock price. Stock Price on 09/30/97:: 09/30/97 closing stock price. Stock Price on 09/30/98:: 09/30/98 closing stock price. Stock Price on 09/30/99:: 09/30/99 closing stock price. Stock Price on 10/31/2002:: 10/31/2002 closing stock price. Stock Price on 10/31/96:: 10/31/96 closing stock price. Stock Price on 10/31/97:: 10/31/97 closing stock price. Stock Price on 10/31/98:: 10/31/98 closing stock price. Stock Price on 10/31/99:: 10/31/99 closing stock price. Stock Price on 11/30/2002:: 11/30/2002 closing stock price. Stock Price on 11/30/96:: 11/30/96 closing stock price. Stock Price on 11/30/97:: 11/30/97 closing stock price. Stock Price on 11/30/98:: 11/30/98 closing stock price. Stock Price on 11/30/99:: 11/30/99 closing stock price. Stock Price on 12/21/96:: 12/21/96 closing stock price. Stock Price on 12/21/97:: 12/21/97 closing stock price. Stock Price on 12/21/98:: 12/21/98 closing stock price. Loan Package Amount (Yen mil): Full loan package amount in Japanese Yen for both US and Non US target markets for all tranches, displayed in millions.
Uridashi Bond Flag (Y/N): Yes/No flag set to Yes where it is classified as a Uridashi Bond deal. Uridashi is usually but not always issued by a non-Japanese issuer.
A securities firm or firms then buy up these bonds and reissue them on the Japanese market, usually targeting the JP retail market, at a higher price, thereby collecting a spread.
Uridashi Sales Price(%): Price per Uridashi bond at which security is offered to the public.
It will be expressed as a percentage of face value.
Japanese Issues: Agent code: SDC code of Uridashi Agent for Uridashi Bond deals.
Japanese issues: Calculation Agent code: SDC code of Calculation Agent for Uridashi Bond deals.
Japanese Issues: Agent Name: Name of Uridashi Agent for Uridashi Bond deals.
Japanese issues: Calculation Agent Name: Name of Calculation Agent for Uridashi Bond deals.
Standard International Bond Eligible Flag: Standard International Bond Eligible Flag Y/N flag to filter for all Standard League
Table eligible debt transactions within standard (J) international debt rankings.
All International bonds, Euro Public and Rule 144a eligible (including Global, International, Euro/144a transactions, Eurobonds,
Foreign Bonds and preferred stock), with a minimum life of 1.5 years or greater. Minimum life is defined as the difference between
the settlement date and the earliest of maturity date, first call date and/or mandatory conversion date. Including MBS, ABS.
Excluding convertibles, Certificates of Deposit, Sole-led takedowns from continuously offered debt programs under $50m (E50m, CHF80m,
JPY5bn, A$80m, STG30m), transactions without a manager, non-underwritten transactions, Global ABS transactions by US issuers and self
funded transactions (excluding mortgage and asset securitizations) unless they have at least two non-related banks in the syndicate.
Expenses of offering incl gross spread($) : Expenses paid by the issuer, including gross spread (underwriting, management and selling concession fees).
Includes overallotment amount exercised if applicable.
Expenses of offering incl Gross Spread (US$ Thous) : Expenses paid by the issuer, in thousands of dollars,
including gross spread (underwriting, management and selling concession fees).
Includes overallotment amount exercised if applicable.
Expenses incl gross spread as % of total proceeds : Expenses paid by the issuer, as a percentage of the total global amount offered,
including gross spread (underwriting, management and selling concession fees).
Includes overallotment amount exercised if applicable.
REL_MA_SELLCUSIP
REL_MA_SELLSIDE_INVOLV_YN
REL_MA_TCIDGEN
REL_MA_ACUSIP
REL_MA_DATEANN
REL_MA_FORMCODE
REL_MA_INVESTOR
REL_MA_SELLER
HIGH_YIELD
FINALMATURITY_YYYY
MATURITY_YYYY
STD_DEBT_ELIG_FLAG
STD_EQ_RELATED_ELIG_FLAG
STD_EQREL_OPENOFFERS_ELIG_FLAG
STD_COMMON_STOCK_ELIG_FLAG
STD_COSTK_OPENOFFERS_ELIG_FLAG
STD_CONV_OFFERING_ELIG_FLAG
STD_BLKTRADE_ACCBOOK_ELIG_FLAG
STD_INIT_PUB_OFFER_ELIG_FLAG
STD_SEC_OFFERING_ELIG_FLAG
REL_MA_R_DATE
REL_MA_TCUSIP
REL_MA_SCODE
IMPUTED_TOTAL_FEES
IMPUTED_TOTAL_FEES_AUD
IMPUTED_TOTAL_FEES_EURO
IMPUTED_TOTAL_FEES_STG
IMPUTED_TOTAL_FEES_YEN
EQUITY_SELF_FUNDED
IMPUTED_ACQ_FEES
IMPUTED_ACQ_FEES_AUD
IMPUTED_ACQ_FEES_EURO
IMPUTED_ACQ_FEES_STG
IMPUTED_ACQ_FEES_YEN
IMPUTED_TARGET_FEES
IMPUTED_TARGET_FEES_AUD
IMPUTED_TARGET_FEES_EURO
IMPUTED_TARGET_FEES_STG
IMPUTED_TARGET_FEES_YEN
IMPUTED_TARGET_ACQ_FEES
IMPUTED_TARGET_ACQ_FEES_AUD
IMPUTED_TARGET_ACQ_FEES_EURO
IMPUTED_TARGET_ACQ_FEES_STG
IMPUTED_TARGET_ACQ_FEES_YEN
IMPUTED_ACQ_FEES_P
IMPUTED_ACQ_FEES_P_AUD
IMPUTED_ACQ_FEES_P_EURO
IMPUTED_ACQ_FEES_P_STG
IMPUTED_ACQ_FEES_P_YEN
IMPUTED_TARGET_FEES_P
IMPUTED_TARGET_FEES_P_AUD
IMPUTED_TARGET_FEES_P_EURO
IMPUTED_TARGET_FEES_P_STG
IMPUTED_TARGET_FEES_P_YEN
IMPUTED_TARGET_ACQ_FEES_P
IMPUTED_TARGET_ACQ_FEES_P_AUD
IMPUTED_TGT_ACQ_FEES_P_EURO
IMPUTED_TARGET_ACQ_FEES_P_STG
IMPUTED_TARGET_ACQ_FEES_P_YEN
IMPUTED_MANAGER_FEES
IMPUTED_MANAGER_FEES_AUD
IMPUTED_MANAGER_FEES_EURO
IMPUTED_MANAGER_FEES_STG
IMPUTED_MANAGER_FEES_YEN
IMPUTED_MANAGER_FEES_P
IMPUTED_MANAGER_FEES_P_AUD
IMPUTED_MANAGER_FEES_P_EURO
IMPUTED_MANAGER_FEES_P_STG
IMPUTED_MANAGER_FEES_P_YEN
IMPUTED_TARGET_FEES_RT_YEN
IMPUTED_TARGET_FEES_RT_EURO
IMPUTED_ACQ_FEES_RA_YEN
IMPUTED_ACQ_FEES_RA
IMPUTED_MANAGER_FEES_R_AUD
IMPUTED_MANAGER_FEES_R_STG
IMPUTED_TARGET_FEES_RT_AUD
IMPUTED_TARGET_FEES_RT
IMPUTED_MANAGER_FEES_R_YEN
IMPUTED_ACQ_FEES_RA_STG
IMPUTED_TARGET_FEES_RT_STG
IMPUTED_ACQ_FEES_RA_EURO
IMPUTED_MANAGER_FEES_R
IMPUTED_MANAGER_FEES_R_EURO
IMPUTED_ACQ_FEES_RA_AUD
SLTEF
MOODYS_CURRENT_RATING
LEADLEFT_BOOK_FLAG
LEADLEFT_BOOK
CHANGE_VALUE_SHARES
CHANGE_VALUE_SHARES_ALL
EPSBEF
PEBEF
PRDAY_FILED
PRIMARY_RELATED_PROJECT_SUB_SECTOR
RELATED_PROJECT_SUB_SECTOR
SHAREHOLDER_TAKE_UP_PCT
SHAREHOLDER_TAKE_UP_PCT_ALL
SH_SHAREHOLDERS
TERP
TERP_AU
TERP_C
TERP_DISCOUNT_PCT
TERP_EURO
TERP_HOST
TERP_STG
TERP_YEN
UNKNOWN
CHIEF_COMMISSIONED_BANK
COLLATERAL_MANAGER
TOTGINTL
HYBRID_SECURITY
ALLOT_NAME
ILAWYER_CODE
ILAWNATIONCODE
ISSUEAGENCY
STATUS2
LISTING_DATE
MLAWYER_CODE
MLAWNATIONCODE
MAPLE
ORIGDATE
ORIGPRICE
OVERAMT_HOST
OVERALLOTMENT_NOT_EXERCISED
OVERAMT_HOST
OVERALLOTMENT_NOT_EXERCISED
OVERALLOT_SHRS
PCT0131107
PCT0228107
PCT0331107
PCT0430107
PCT0531106
PCT0531107
PCT0630106
PCT0731106
PCT0831106
PCT0930106
PCT1031106
PCT1130106
PCT1231106
PE_BACKED_IPO_FLAG
C_RANK1_OVERALLOT_TOTDOLAMTPRO
C_PROCEEDSOVERSOLD
YEN_RANK1_PROCEEDS
RETAIL
TOTSECONSHR_SHARES
TOTSECONSHS_SHARES
PR0131107
PR0228107
PR0331107
PR0430107
PR0531106
PR0531107
PR0630106
PR0731106
PR0831106
PR0930106
PR1031106
PR1130106
PR1231106
TOTOVSHSOLD
TRANSACTION_AMOUNT_HOST
ALLMANAGERSPARENT_LONG
EURO_TOTSECSHARESFILED2AMT
EURO_SECSHARESFILED2AMT
ALLOTTED_AMOUNT
ATYP2
REN
TOTUINTL
PRICING_DATE
PROSPDATE
TOTBROKIM
TOTBROKI
TOTBROKM
TOTBROK
TOTHANDM
HANDPCT
ANNDATE
ASXINDG
BROKPCTG
BROKPCT
BROKI
BROK
DMF
XR1DAYPRE
FULLPR
SA_DISC
SA_MKTPR
TOTORDSLISTED
SA_LISTED
SA_SOUGHT
SA_PR
SA_PREM
PPCOMMENTS
AMTRAISEDAU
AMTRAISEDIM
AMTRAISEDI
TAMTRAISEDIM
R2DAYPRE
SA_SECURITY
SA_DET
SHAREDESC
CATL
ASXC
CDO_PURPOSE_DESC
CDOSTRUC_DESC
CDOSUBTYPE_DESC
DENOMINATION_COMMENTS
DIVIDENDTYPE_DESC
DJIASAMEDAY
RANK_DOM_NATION_LONG
EVENT_HISTORY_DATE
EVENT_HISTORY_TYPE_CODE
EVENT_HISTORY_TYPE_DESC
EXCHNINAMES
EXPENSE_FEE_COMMENTS
TOTSCINTL
IFR_PAGE_REFERENCE_COMMENTS
PROMOTERSPCT
INTERESTED_BIDDER
INVESTOR_TYPE_DESC
ISSUE_TYPE_DESC
NAICS_DESC
NAICS_PRIMARY_DESC
LEVEL2_PRIMARY_DESC
PRIM_NATREGL
PUB_MID_DESC
TF_UP_MACRO_DESC
TF_UP_MID_DESC
ILAW_LAWYER_LONG
ILAWNATIONLONG
ILAWYER_LONG
ISSUEAGENCYLONG
EXPENSESTHOUUS
OTHERF
GUARANTEEFEEUS
KSEFEE
SALES_RATIO_1
SALES_BREAKDOWN_1
SUBSID_2
SUBSID_3
SUBSID_1
SHLDR_RATIO_2
SHLDR_RATIO_3
FOREIGN_SHLDR_RATIO
SHLDR_RATIO_1
PRINAMOUNTTHOUSINTL
PROCEEDSTHOUSINTL
MAJOR_SHLDR_2
MAJOR_SHLDR_3
MAJOR_SHLDR_1
KOREA_STKEXCH_CODE
LISTED_DATE
KIS
QKIS
KISGROUP
KMCC
KMCCGROUP
NICEGROUP
NICE
LEADMANAGERS_PRINT
EXCHANGE_LONG
LIST2
MLAW_LAWYER_LONG
MLAWNATIONLONG
MLAWYER_LONG
MATURITY_REDEMPTION_COMMENTS
MATURITY_TYPE
QMATURITY
MOODYS_COMPANY_RATING_DESCR
MTGTYPL
NETPROCEEDSEXPINTL
IPO_TO_PRESENT
OFFERING_TECH_DESC
ORIGINATOR_NAME
OVERALLOTMENT_UPDATES
PARTICIPANT_NAME
PARTICIPANT_ROLE_DESCR
PCT013197
PCT013198
PCT013199
PCT0228102
PCT022897
PCT022898
PCT022899
PCT0331102
PCT033197
PCT033198
PCT033199
PCT0430102
PCT0430103
PCT043098
PCT043099
PCT0531100
PCT0531101
PCT0531102
PCT0531103
PCT053197
PCT053198
PCT053199
PCT0630100
PCT0630101
PCT0630102
PCT0630103
PCT063097
PCT063098
PCT063099
PCT0731102
PCT073197
PCT073198
PCT073199
PCT083195
PCT083196
PCT083197
PCT083198
PCT083199
PCT0831100
PCT0831102
PCT0831103
PCT0930102
LPRICEPCT
MPRICEPCT
NASPCT60DAYS
NASPCT90DAYS
PRICECURRENT_OLD
PRICES_UPDATE
EURO_PRIMSHARESFILEDAMT
PRIMSHARESFILEDAMT
EURO_TOTPRIMSHAMT
EURO_PRIMARYSHARESAMT
EURO_PRIMSHARESFILED2AMT
PRSHTHOU
PE_BACKING_TYPE_DESCR
PRIVATISATION_COMMENTS
PROS_DES
BANKWATCH_ECUADOR
DUFF
EQUILIBRIUM
EVALUADORA
EXCEL_CHILE
MAGISTER
UTOPIA_RELATED_DEAL_TYPE
REL_MA_MA_AFINL_ROLEVAL
REL_MA_AMANAMES
REL_MA_FORM
REL_MA_MA_TFINL_ROLEVAL
REL_MA_TMANAMES
RESIDUAL_NOTES
EURO_TOTSECSHARESFILEDAMT
EURO_SECSHARESFILEDAMT
EURO_TOTSECSHAMT
EURO_SECONSHARESAMT
SECSHARESFILEDPCT
SELLING_SHAREHOLDER_CIDGEN
ALLOT_ALLOTTED_SHARES
SHSOVSLD
SHTH
SWF_NAME
SWF_ROLE_DESCR
SPINOFF_DESC
PR0131100
SYNDICATE_TYPE
SYND_TYPE_DESC
TARGET_MARKET_LONG
LOCKUP_TYPE_LONG
UPCHIEF_COMMISSIONED_BANK
UOP_COMMENTS
UPVEICPDESC
UTOPIA_VOTING_RIGHTS
PCT093097
PCT093098
PCT093099
PCT1031100
PCT1031102
PCT103196
PCT103197
PCT103198
PCT103199
PCT1130102
PCT113092
PCT113093
PCT113094
PCT113096
PCT113097
PCT113098
PCT113099
PCT1231100
PCT1231102
PCT123196
PCT123197
PCT123198
PCT123199
PR0131103
PR013197
PR013198
PR013199
PR022897
PR022898
PR022899
PR0229100
PR033197
PR033198
PR033199
PR0430102
PR0430103
PR043097
PR043098
PR043099
PR0531102
PR053197
PR053198
PR053199
PR0630102
PR063097
PR063098
PR063099
PR0731100
PR0731102
PR0731103
PR073197
PR073198
PR073199
PR0831102
PR083197
PR083198
PR083199
PR0930102
PR093097
PR093098
PR093099
PR1031102
PR103196
PR103197
PR103198
PR103199
PR1130102
PR113096
PR113097
PR113098
PR113099
PR123196
PR123197
PR123198
YEN_DEAL_AMOUNT
JAPAN_URIDASHI_FLAG
URIDASHI_SALES_PRICE
AGENT_CODE
CALC_AGENT_CODE
AGENT_LONG
CALC_AGENT_LONG
STD_INTL_BOND_ELIG_FLAG
EXPENSES_INCL_GS
EXPENSESTHOU_INCL_GS
EXPENSESAMT_INCL_GS